-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvAym7FXjfltMln8En1ccUnHSzQ9dFQ+hg92IGZxDlLXNPqXpfdDbQUVOFHSOf+r JlGOV9f4UV0VXb10qj//ag== 0001209191-07-015369.txt : 20070305 0001209191-07-015369.hdr.sgml : 20070305 20070305145240 ACCESSION NUMBER: 0001209191-07-015369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070301 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALE MICHAEL D CENTRAL INDEX KEY: 0001172346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 07670864 BUSINESS ADDRESS: STREET 1: 1350 ENERGY LANE SUITE 110 CITY: ST PAUL STATE: MN ZIP: 545108 BUSINESS PHONE: 6515236900 MAIL ADDRESS: STREET 1: 1350 ENERGY LANE SUITE 110 CITY: ST PAUL STATE: MN ZIP: 55108 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-01 0 0000824068 ATS MEDICAL INC ATSI 0001172346 DALE MICHAEL D 3905 ANNAPOLIS LANE MINNEAPOLIS MN 55447 0 1 0 0 Chief Executive Officer Common Stock 2007-03-01 4 M 0 50000 0.00 A 233085.282 D Common Stock 2007-03-02 4 S 0 1000 2.31 D 232085.282 D Common Stock 2007-03-02 4 S 0 1000 2.33 D 231085.282 D Common Stock 2007-03-02 4 S 0 1000 2.35 D 230085.282 D Common Stock 2007-03-02 4 S 0 8150 2.37 D 221935.282 D Common Stock 2007-03-02 4 S 0 30 2.3701 D 221905.282 D Common Stock 2007-03-02 4 S 0 5200 2.38 D 216705.282 D Restricted Stock Unit 0.00 2007-03-01 4 M 0 50000 0.00 D 2006-01-10 2009-01-10 Common Stock 100000 50000 D Includes shares held in Employee Stock Purchase Plan as of 12/31/2005. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2006. 1 unit for 1 share of Common Stock. Vests in cumulative annual installments of 25% beginning January 10, 2006; vesting in the last two years is subject to acceleration if certain performance criteria are met. /s/ Michael Dale 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----