-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V6ejHlEWExtRpK5PAinZNvI7ZVy7ImE/DpSRhrVZRplhiMoIeg9HVljneVZi0X70 rJBCWFzoqmqkrGsxOvyZKA== 0001209191-07-003412.txt : 20070112 0001209191-07-003412.hdr.sgml : 20070112 20070112124950 ACCESSION NUMBER: 0001209191-07-003412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070110 FILED AS OF DATE: 20070112 DATE AS OF CHANGE: 20070112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALE MICHAEL D CENTRAL INDEX KEY: 0001172346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 07527941 BUSINESS ADDRESS: STREET 1: 1350 ENERGY LANE SUITE 110 CITY: ST PAUL STATE: MN ZIP: 545108 BUSINESS PHONE: 6515236900 MAIL ADDRESS: STREET 1: 1350 ENERGY LANE SUITE 110 CITY: ST PAUL STATE: MN ZIP: 55108 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-10 0 0000824068 ATS MEDICAL INC ATSI 0001172346 DALE MICHAEL D 3905 ANNAPOLIS LANE MINNEAPOLIS MN 55447 0 1 0 0 Chief Executive Officer Common Stock 2007-01-10 4 M 0 58000 0.00 A 205902.282 D Common Stock 2007-01-11 4 S 0 100 2.18 D 205802.282 D Common Stock 2007-01-11 4 S 0 100 2.17 D 205702.282 D Common Stock 2007-01-11 4 S 0 200 2.16 D 205502.282 D Common Stock 2007-01-11 4 S 0 20950 2.15 D 184552.282 D Common Stock 2007-01-11 4 S 0 1467 2.13 D 183085.282 D Restricted Stock Unit 0.00 2007-01-10 4 M 0 50000 0.00 D 2006-01-10 2009-01-10 Common Stock 150000 100000 D Restricted Stock Unit 0.00 2007-01-10 4 M 0 8000 0.00 D 2007-01-10 2011-01-10 Common Stock 40000 32000 D Includes shares held in Employee Stock Purchase Plan as of 12/31/2005. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on __________. 1 unit for 1 share of Common Stock. Vests in cumulative annual installments of 25% beginning January 10, 2006; vesting in the last two years is subject to acceleration if certain performance criteria are met. Vests in 20% annual cumulative installments begininng this date. /s/ Michael Dale 2007-01-12 -----END PRIVACY-ENHANCED MESSAGE-----