-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wv9MG1V3ebeW7psxiBjECFuEawcbosV7Hja52GHWEtLg3nBHn1pL3tDa+wiI27gu 59aRcd6juezkdjI5R6DIVg== 0001209191-06-063962.txt : 20061211 0001209191-06-063962.hdr.sgml : 20061211 20061211133239 ACCESSION NUMBER: 0001209191-06-063962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061207 FILED AS OF DATE: 20061211 DATE AS OF CHANGE: 20061211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURTIS RICHARD A CENTRAL INDEX KEY: 0001239364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 061267839 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LANE N STREET 2: SUITE 105 CITY: PLYMOUTH STATE: MO ZIP: 55447 BUSINESS PHONE: 7635572209 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-07 0 0000824068 ATS MEDICAL INC ATSI 0001239364 CURTIS RICHARD A 3905 ANNAPOLIS LANE N SUITE 105 PLYMOUTH MN 55447 0 1 0 0 VP Marketing and Bus Dev Common Stock 4180 I IRA Restricted Stock Unit 0.00 2006-01-10 2009-01-10 Common Stock 22500 22500 D Restricted Stock Unit 0.00 2007-01-10 2011-01-10 Common Stock 39000 39000 D Restricted Stock Unit 0.00 2006-12-07 4 A 0 50000 0.00 A 2007-12-01 2011-12-01 Common Stock 50000 50000 D 1 unit for 1 share of Common Stock. Vests in 25% annual cumulative installments beginning this date. Vests in 20% annual cumulative installments beginning this date, subject to acceleration of vesting based on achievement of business development goals. /s/ Deborah K. Chapman as Attorney in Fact for Richard A. Curtis 2006-12-11 -----END PRIVACY-ENHANCED MESSAGE-----