-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdIsBh8sQp5I9LSnDDwiJi5cerN96wfJ4BlZZ8/Lim2sCX2jAmXvkhj6N3wLd6+T EVvi6Lf18q7bK53YEaL26A== 0001209191-06-051616.txt : 20060927 0001209191-06-051616.hdr.sgml : 20060927 20060927105449 ACCESSION NUMBER: 0001209191-06-051616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060925 FILED AS OF DATE: 20060927 DATE AS OF CHANGE: 20060927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Putnam Ward Allen CENTRAL INDEX KEY: 0001357293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 061110317 BUSINESS ADDRESS: BUSINESS PHONE: 763-792-0282 MAIL ADDRESS: STREET 1: 2862 ASPEN LAKE DRIVE NE CITY: BLAINE STATE: MN ZIP: 55449 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-25 0 0000824068 ATS MEDICAL INC ATSI 0001357293 Putnam Ward Allen 3905 ANNAPOLIS LANE N SUITE 105 PLYMOUTH MN 55447 0 1 0 0 VP-Regulatory, Clinical & Qual Common Stock 6000 D Restricted Stock Unit 0.00 2006-09-25 4 A 0 50000 0.00 A 2007-09-25 2011-09-25 Common Stock 50000 50000 D 1 unit for 1 share of Common Stock. Vests in 20% annual cumulative installments beginning this date, subject to acceleration of vesting based on performance criteria. /s/ Deborah K. Champman, Attorney-in-Fact for W. Allen Putnam 2006-09-26 -----END PRIVACY-ENHANCED MESSAGE-----