-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8RHpR5iYsKV21ZXkOqrDO8eOd1mAu2qNv+w39rljvKNGhUP0xGks1ktwgBeJLUh ZvywQX2dRuIvkiADBqqE0w== 0001181431-10-032076.txt : 20100608 0001181431-10-032076.hdr.sgml : 20100608 20100608165037 ACCESSION NUMBER: 0001181431-10-032076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091218 FILED AS OF DATE: 20100608 DATE AS OF CHANGE: 20100608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP CENTRAL INDEX KEY: 0001428992 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 10884954 BUSINESS ADDRESS: STREET 1: 21 WATERWAY AVENUE STREET 2: SUITE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-528-1958 MAIL ADDRESS: STREET 1: 21 WATERWAY AVENUE STREET 2: SUITE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 rrd278392.xml ATS WARRANT EXERCISE X0303 4 2009-12-18 0 0000824068 ATS MEDICAL INC ATSI 0001428992 ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP 21 WATERWAY AVENUE SUITE 225 THE WOODLANDS TX 77380 0 0 1 0 Common Stock 2009-12-18 4 C 0 906250 2.475 A 8619016 D Common Stock 2010-06-03 4 C 0 90625 2.85 A 8709641 D Common Stock 2009-12-18 4 C 0 65341 2.475 A 621434 I Essex Woodlands Health Ventures Fund VIII-A, L.P. Common Stock 2010-06-03 4 C 0 6534 2.85 A 627968 I Essex Woodlands Health Ventures Fund VIII-A, L.P. Common Stock 2009-12-18 4 C 0 28409 2.475 A 270189 I Essex Woodlands Health Ventures Fund VIII-B, L.P. Common Stock 2010-06-03 4 C 0 2841 2.85 A 273030 I Essex Woodlands Health Ventures Fund VIII-B, L.P. Warrant 2.475 2009-12-18 4 C 0 906250 0 D 2008-12-19 2015-12-19 Common Stock 906250 1407580 D Warrant 2.85 2010-06-03 4 C 0 90625 0 D 2008-12-19 2015-12-19 Common Stock 90625 1316955 D Warrant 2.475 2009-12-18 4 C 0 65341 0 D 2008-12-19 2015-12-19 Common Stock 65341 101487 I Essex Woodlands Health Ventures Fund VIII-A, L.P. Warrant 2.85 2010-06-03 4 C 0 6534 0 D 2008-12-19 2015-12-19 Common Stock 6534 94953 I Essex Woodlands Health Ventures Fund VIII-A, L.P. Warrant 2.475 2009-12-18 4 C 0 28409 0 D 2008-12-19 2015-12-19 Common Stock 28409 44125 I Essex Woodlands Health Ventures Fund VIII-B, L.P. Warrant 2.85 2010-06-03 4 C 0 2841 0 D 2008-12-19 2015-12-19 Common Stock 2841 41284 I Essex Woodlands Health Ventures Fund VIII-B, L.P. Reflects an internal rebalancing of shares and warrants among the funds. The general partner of the reporting person beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein. /s/ Martin P. Sutter, Manager of Essex Woodlands Health Ventures VIII, LLC, the General Partner of the General Partner of Essex Woodands Health Ventures Fund VIII, L.P. 2010-06-08 -----END PRIVACY-ENHANCED MESSAGE-----