-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, I4wB7Oca6Q8fD0doWGErTbm8cSD44TQkM15Slfw3uFNtbqcmNvo1lnf+RX1tYHCc 2wh1LzYMjDmn4UltI2v5pg== 0000895345-94-000028.txt : 19940629 0000895345-94-000028.hdr.sgml : 19940629 ACCESSION NUMBER: 0000895345-94-000028 CONFORMED SUBMISSION TYPE: 8-A12G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOOK SUPERX INC CENTRAL INDEX KEY: 0000823883 STANDARD INDUSTRIAL CLASSIFICATION: 5912 IRS NUMBER: 311186877 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-A12G/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11122 FILM NUMBER: 94535895 BUSINESS ADDRESS: STREET 1: 175 TRI COUNTY PKWY CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 5137823000 MAIL ADDRESS: STREET 1: 175 TRI-COUNTY PARKWAY CITY: CINCINNATI STATE: OH ZIP: 45246-3222 8-A12G/A 1 AMENDMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A AMENDMENT TO APPLICATION OR REPORT Filed Pursuant to Section 12, 13 or 15(d) of the Securities Exchange Act of 1934 HOOK-SUPERX, INC. (Exact name of registrant as specified in its charter) AMENDMENT NO. 1 To Registration Statement on Form 8-A dated June 29, 1992 relating to Preferred Stock Purchase Rights Delaware 1-11122 31-1186877 (State or other (Commission File (I.R.S. Employer jurisdiction of Number) Identification No.) incorporation) 175 Tri-County Parkway, Cincinnati, Ohio 45246-3222 (Address of principal executive offices) (Zip Code) The undersigned registrant hereby amends the following items, financial statements, exhibits or other portions of its Registration Statement on Form 8-A as set forth in the pages attached hereto: 1. Item 1. Description of Registrant's Securities to be Registered. 2. Item 2. Exhibits. Exhibit Index Appears on Page 2 Page 1 of 3 Pages 1. ITEM 1. Description of Registrant's Securities to be Registered. On April 1, 1994, the Board of Directors of Hook- SupeRx, Inc., a Delaware corporation (the "Company"), approved an Amendment, dated as of March 30, 1994, to the Rights Agreement, dated as of June 3, 1992 (the "Rights Agreement"), between the Company and The Bank of New York, a New York banking corporation (the "Bank"), pursuant to which, among other things, the definition of an "Acquiring Person" under the Rights Agreement was amended to exclude Revco D.S., Inc., a Delaware corporation ("Revco"), and HSX Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Revco ("Acquisition Sub"), if they obtained Beneficial Ownership (as defined in the Rights Agreement) of more than the permitted percentage of common stock, $.01 par value per share, of the Company solely as a result of the execution, delivery and performance of the Agreement and Plan of Merger, dated as of March 31, 1994, between the Company, Revco and Acquisition Sub and the Voting Agreement, dated as of March 31, 1994, among Revco, Acquisition Sub and certain of the shareholders of the Company specified therein (as such agreements may be amended from time to time). 2. ITEM 2. Exhibits. Item 2 is amended by adding a new Exhibit as follows: * Amendment to Rights Agreement, dated as of March 30, 1994, between Hook-SupeRx, Inc. and The Bank of New York EXHIBIT INDEX Exhibit Number Description 2. Amendment to Rights Agreement, dated as of March 30, 1994, between Hook-SupeRx, Inc. and The Bank of New York Page 2 of 3 Pages SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this amendment to be signed on its behalf by the undersigned hereunto duly authorized. HOOK-SUPERX, INC. (Registrant) Date: June 27, 1994 By: ___________________________ Timothy M. Mooney Senior Vice President, Chief Financial Officer Page 3 of 3 Pages Exhibit 2 AMENDMENT TO RIGHTS AGREEMENT Amendment, dated as of March 30, 1994 (this "Amendment"), to the Rights Agreement, dated as of June 3, 1992 (the "Rights Agreement"), between Hook-SupeRx, Inc., a Delaware corporation (the "Corporation"), and The Bank of New York, a New York banking corporation (the "Bank"). WHEREAS, the Corporation intends to enter into an Agreement and Plan of Merger between the Corporation, Revco D.S., Inc., a Delaware corporation ("Revco"), and HSX Acquisition Corp., a Delaware corporation and a wholly-owned subsidiary of Revco ("Acquisition Sub"), pursuant to which, among other things, Acquisition Sub will merge with and into the Corporation on the terms and subject to the conditions set forth therein (the "Merger Agreement"); WHEREAS, concurrently with the execution of Merger Agreement, Broad Street Investment Fund I, L.P., Stone Street Fund 1986, Bridge Street Fund 1986, Goldman, Sachs & Co., and The Kroger Co. (collectively, the "Shareholders"), intend to enter into a Voting Agreement with Revco and Acquisition Sub pursuant to which the Shareholders will agree on the terms set forth therein to, among other things, vote the shares of Common Stock, par value $.01, of the Corporation ("Common Shares") owned by them in the manner set forth therein (the "Voting Agreement"); WHEREAS, the parties hereto desire, prior to the execution of the Merger Agreement and the Voting Agreement, to amend the Rights Agreement to provide that neither Revco nor Acquisition Sub shall be deemed an Acquiring Person under the Rights Agreement to the extent they may be deemed to become the Beneficial Owner of Common Shares as a result of the execution, delivery or performance of either or both the Merger Agreement and the Voting Agreement. NOW, THEREFORE, in consideration of the premises and the mutual agreements herein set forth, the parties hereby agree as follows: 1. Acquiring Person. Section 1(a) of the Rights Agreement is hereby amended as follows: a. Deleting the word "or" immediately prior to "(vi)." b. Adding the following provision at the end of the first sentence thereof: "or (vii) becomes the Beneficial Owner of more than the permitted percentage of Common Shares as a result of the execution, delivery or performance of either or both of the Agreement and Plan of Merger dated as of March 31, 1994, among the Corporation, Revco, D.S., Inc., a Delaware corporation ("Revco") and HSX Acquisition Corp., a Delaware corporation ("Acquisition Sub"), and the Voting Agreement, dated as of March 31, 1994, among Revco, Acquisition Sub, Broad Street Fund I, L.P., Stone Street Fund 1986, Bridge Street Fund 1986, Goldman, Sachs & Co. and The Kroger Company (as such agreements may be amended from time to time)." 2. Binding Effect. Except as amended hereby, the Rights Agreement shall remain in full force and effect and shall, as amended hereby, continue to be a valid and binding agreement, enforceable in accordance with its terms. 3. Counterparts: Facsimile Signature. This Amendment may be executed in any number of counterparts all of which, when taken together, shall constitute one and the same instrument. The parties hereto agree that this Amendment shall be deemed properly executed for all purposes upon receipt by each of an executed facsimile thereof with originals thereof to follow. 4. Effective Date. The provisions of this Amendment shall be deemed to be effective immediately prior to the execution of the Merger Agreement and the Voting Agreement. This Amendment shall be deemed void ab initio if the Merger Agreement has not been executed by April 4, 1994. IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and attested, all as of the date and year first above-written. THE BANK OF NEW YORK By /s/ John I. Sivertsen John I. Sivertsen Vice President HOOK-SUPERX, INC. By /s/ Philip E. Beekman Philip E. Beekman President -----END PRIVACY-ENHANCED MESSAGE-----