SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Sjoqvist Nikolaj H

(Last) (First) (Middle)
1001 FANNIN STREET

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/13/2017
3. Issuer Name and Ticker or Trading Symbol
WASTE MANAGEMENT INC [ WM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Digital Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,843.74(1) D
Common Stock 647.9888 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units 08/08/1988 08/08/1988 Common Stock 957.934 $0.0000 D
Stock Option (Right to Buy)(2) 03/08/2014 03/08/2023 Common Stock 4,234 $36.885 D
Stock Option (Right to Buy)(2) 03/07/2015 03/07/2024 Common Stock 6,860 $41.37 D
Stock Option (Right to Buy)(3) 02/25/2016 02/25/2025 Common Stock 8,009 $54.635 D
Stock Option (Right to Buy)(3) 02/26/2017 02/26/2026 Common Stock 6,530 $56.235 D
Stock Option (Right to Buy)(3) 02/28/2018 02/28/2027 Common Stock 5,443 $73.335 D
Explanation of Responses:
1. Total includes 863 restricted stock units granted 2/25/2015; 2,727 restricted stock units granted 4/7/2015; 776 restricted stock units granted 2/26/2016 and 592 restricted stock units granted 2/28/2017. All restricted stock units were granted pursuant to the 2014 Stock Incentive Plan and vest 100% on the 3rd anniversary of the date of grant.
2. Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
3. Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
Remarks:
poanhs.txt
/s/ Nikolaj H Sjoqvist 10/20/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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