-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LrcIuLbRLFUav6fQ9N2pG5ms3rFJ1pkaibtp0kgwSv9NRB4qMVmTesJjvmfTpRx1 JMruta9vQPpavnQ4wovxWw== 0000950129-06-009931.txt : 20061130 0000950129-06-009931.hdr.sgml : 20061130 20061130144134 ACCESSION NUMBER: 0000950129-06-009931 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061130 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE MANAGEMENT INC CENTRAL INDEX KEY: 0000823768 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731309529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12154 FILM NUMBER: 061247941 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: STE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135126200 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: USA WASTE SERVICES INC DATE OF NAME CHANGE: 19920703 8-K 1 h41733e8vk.htm FORM 8-K - CURRENT REPORT e8vk
 

 
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 30, 2006
Waste Management, Inc.
(Exact Name of Registrant as Specified in Charter)
         
Delaware
(State or Other Jurisdiction
of Incorporation)
  1-12154
(Commission
File Number)
  73-1309529
(IRS Employer
Identification No.)
     
1001 Fannin, Suite 4000 Houston, Texas   77002
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s Telephone number, including area code: (713) 512-6200
 
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
o
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
   
o
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
   
o
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
   
o
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 8.01 Other Events
     On November 30, 2006, Waste Management, Inc. (the “Company”) filed a prospectus supplement pursuant to Rule 424 of the Securities Act of 1933, as amended, to its registration statement on Form S-3 (No. 333-137526) (the “Registration Statement”), to register the issuance of 716,075 shares of its common stock, par value $0.01 per share (the “Common Stock”), upon exercise of outstanding warrants to purchase shares of Common Stock of the Company.
     The Company is filing a legal opinion issued in connection with the issuance of its shares of Common Stock as exhibit 5.1, to be incorporated by reference into the Registration Statement.
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits
5.1     Opinion of Amanda K. Maki

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
         
  WASTE MANAGEMENT, INC.
 
 
Date: November 30, 2006  By:   /s/ Rick L Wittenbraker    
    Rick L Wittenbraker, Senior Vice President   
       
 

 


 

Exhibit Index
     
Exhibit    
Number   Description
 
   
5.1
  Opinion of Amanda K. Maki

 

EX-5.1 2 h41733exv5w1.htm OPINION OF AMANDA K. MAKI exv5w1
 

EXHIBIT 5.1
[WASTE MANAGEMENT LETTERHEAD]
November 30, 2006
Waste Management, Inc.
1001 Fannin Street, Suite 4000
Houston, Texas 77002
Gentlemen,
     I am Corporate Counsel of Waste Management, Inc., a Delaware corporation (the “Company”), and have acted in such capacity in connection with the sale of 716,075 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), pursuant to the exercise of four separate warrants dated December 1, 1996, December 16, 1996, December 20, 1996 and January 2, 1997, respectively, and two warrants each dated February 19, 1997 (collectively, the “Warrants”). The 716,075 shares of Common Stock are being issued under a registration statement on Form S-3 (No. 333-137526) filed under the Securities Act of 1933, as amended.
     I have examined corporate documents of the Company, including its Certificate of Incorporation and Bylaws, and resolutions adopted by its board of directors and committees thereof. I have also examined the Registration Statement, together with the exhibits thereto, and such other documents that I have deemed necessary for the purposes of expressing the opinion contained herein. I have relied on representations made by and certificates of the officers of the Company and public officials with respect to certain facts material to my opinion. I have made no independent investigation regarding such representations and certificates.
     Based upon the foregoing, I am of the opinion that when payment for the shares of Common Stock has been made pursuant to the Warrants, the Common Stock issued thereupon will be validly issued, fully paid and nonassessable.
     I hereby consent to the filing of this opinion as an exhibit to the Registration Statement.
         
  Very truly yours,
 
 
  /s/ Amanda K. Maki
 
 
  Amanda K. Maki   
  Corporate Counsel   
 

 

-----END PRIVACY-ENHANCED MESSAGE-----