0001140361-16-056999.txt : 20160308 0001140361-16-056999.hdr.sgml : 20160308 20160308165714 ACCESSION NUMBER: 0001140361-16-056999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160305 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine Jane CENTRAL INDEX KEY: 0001641789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 161492166 MAIL ADDRESS: STREET 1: 1334 YORK AVE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 doc1.xml FORM 4 X0306 4 2016-03-05 0 0000823094 SOTHEBYS BID 0001641789 Levine Jane 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 SVP, WW Director of Compliance Common Stock 2016-03-05 4 A 0 1220 A 5620 D Common Stock 2016-03-05 4 M 0 549 A 6169 D Common Stock 2016-03-05 4 F 0 724 25.81 D 5445 D Restricted Stock Units 2016-03-05 4 M 0 549 D Common Stock 549 848 D Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments. /s/ Jonathan Olsoff as Attorney-In-Fact 2016-03-08