0001140361-16-056999.txt : 20160308
0001140361-16-056999.hdr.sgml : 20160308
20160308165714
ACCESSION NUMBER: 0001140361-16-056999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160305
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levine Jane
CENTRAL INDEX KEY: 0001641789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 161492166
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10021
4
1
doc1.xml
FORM 4
X0306
4
2016-03-05
0
0000823094
SOTHEBYS
BID
0001641789
Levine Jane
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
SVP, WW Director of Compliance
Common Stock
2016-03-05
4
A
0
1220
A
5620
D
Common Stock
2016-03-05
4
M
0
549
A
6169
D
Common Stock
2016-03-05
4
F
0
724
25.81
D
5445
D
Restricted Stock Units
2016-03-05
4
M
0
549
D
Common Stock
549
848
D
Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments.
/s/ Jonathan Olsoff as Attorney-In-Fact
2016-03-08