0001140361-16-056997.txt : 20160308
0001140361-16-056997.hdr.sgml : 20160308
20160308165521
ACCESSION NUMBER: 0001140361-16-056997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160305
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olsoff Jonathan
CENTRAL INDEX KEY: 0001641686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 161492145
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10026
4
1
doc1.xml
FORM 4
X0306
4
2016-03-05
0
0000823094
SOTHEBYS
BID
0001641686
Olsoff Jonathan
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
SVP, General Counsel
Common Stock
2016-03-05
4
A
0
1518
A
9271
D
Common Stock
2016-03-05
4
M
0
1026
A
10297
D
Common Stock
2016-03-05
4
F
0
942
25.81
D
9355
D
Restricted Stock Units
2016-03-05
4
M
0
1026
D
Common Stock
1026
1605
D
Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments.
/s/ Jonathan Olsoff
2016-03-08