0001140361-16-053731.txt : 20160217 0001140361-16-053731.hdr.sgml : 20160217 20160217173659 ACCESSION NUMBER: 0001140361-16-053731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160215 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIBLIOWICZ JESSICA M CENTRAL INDEX KEY: 0001246102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 161435211 MAIL ADDRESS: STREET 1: NATIONAL FINANCIAL PARTNERS CORP. STREET 2: 340 MADISON AVENUE, 20TH FL CITY: NEW YORK STATE: NY ZIP: 10173 4 1 doc1.xml FORM 4 X0306 4 2016-02-15 0 0000823094 SOTHEBYS BID 0001246102 BIBLIOWICZ JESSICA M 1334 YORK AVENUE NEW YORK NY 10021 1 0 0 0 Deferred Stock Units 2016-02-15 4 A 0 925 20.2600 A Common Stock 925 4364.82 D The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. /s/ Jerome Kasdan as Attorney-In-Fact 2016-02-17