0001140361-15-044671.txt : 20151215 0001140361-15-044671.hdr.sgml : 20151215 20151215175200 ACCESSION NUMBER: 0001140361-15-044671 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150507 FILED AS OF DATE: 20151215 DATE AS OF CHANGE: 20151215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine Jane CENTRAL INDEX KEY: 0001641789 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 151289472 MAIL ADDRESS: STREET 1: 1334 YORK AVE CITY: NEW YORK STATE: NY ZIP: 10021 3/A 1 doc1.xml FORM 3/A X0206 3/A 2015-05-07 2015-05-18 0 0000823094 SOTHEBYS BID 0001641789 Levine Jane 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 SVP, WW Director of Compliance Restricted Stock Units Common Stock 1397 D Restricted Stock Units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning in March of the year following the year of grant. This amendment is being filed to report restricted stock units held by the reporting person that were inadvertently not included in the original filing. /s/ Jane Levine 2015-12-15