0001140361-15-044664.txt : 20151215
0001140361-15-044664.hdr.sgml : 20151215
20151215174743
ACCESSION NUMBER: 0001140361-15-044664
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151215
FILED AS OF DATE: 20151215
DATE AS OF CHANGE: 20151215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1004
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simms Marsha
CENTRAL INDEX KEY: 0001519176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 151289459
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
4
1
doc1.xml
FORM 4
X0306
4
2015-12-15
0
0000823094
SOTHEBYS
BID
0001519176
Simms Marsha
1334 YORK AVENUE
NEW YORK
NY
10021
1
0
0
0
Deferred Stock Units
2015-12-15
4
A
0
38.67
26.51
A
Common Stock
38.67
10289.55
D
The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan"). These units will be settled, on a one-for-one basis into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
Acquired pursuant to a dividend reinvestment feature of the Stock Compensation Plan for Non-Employee Directors
/s/ Jonathan Olsoff as Attorney-In-Fact
2015-12-15