0001140361-15-041718.txt : 20151116 0001140361-15-041718.hdr.sgml : 20151116 20151116161047 ACCESSION NUMBER: 0001140361-15-041718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151115 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO JOHN M CENTRAL INDEX KEY: 0001064681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 151234504 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 4 1 doc1.xml FORM 4 X0306 4 2015-11-15 0 0000823094 SOTHEBYS BID 0001064681 ANGELO JOHN M 1334 YORK AVENUE NEW YORK NY 10021 1 0 0 0 Deferred Stock Units 2015-11-15 4 A 0 646 29.01 A Common Stock 646 21131.04 D The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board. Revised to include deferred stock units acquired pursuant to the dividend reinvestment feature of the Plan, which were previously reported separately. /s/ Jonathan Olsoff as Attorney-In-Fact 2015-11-16