0001140361-15-024461.txt : 20150616 0001140361-15-024461.hdr.sgml : 20150616 20150616173026 ACCESSION NUMBER: 0001140361-15-024461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150615 FILED AS OF DATE: 20150616 DATE AS OF CHANGE: 20150616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reza Olivier CENTRAL INDEX KEY: 0001607475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 15935197 MAIL ADDRESS: STREET 1: 654 MADISON AVENUE, SUITE 1909 CITY: NEW YORK STATE: NY ZIP: 10065 4 1 doc1.xml FORM 4 X0306 4 2015-06-15 0 0000823094 SOTHEBYS BID 0001607475 Reza Olivier SOTHEBY'S 1334 YORK AVENUE NEW YORK NY 10021 1 0 0 0 Dividend Equivalent Rights 2015-06-15 4 A 0 4.91 A Common Stock 4.91 16.84 D The Dividend Equivalent Rights have accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") with respect to Deferred Stock Units received by the reporting person under the Plan. The Deferred Stock Units and the Dividend Equivalent Rights will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board. Not Applicable /s/ Jonathan Olsoff as Attorney-In-fact 2015-06-16