0001140361-15-013088.txt : 20150324 0001140361-15-013088.hdr.sgml : 20150324 20150324183403 ACCESSION NUMBER: 0001140361-15-013088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140211 FILED AS OF DATE: 20150324 DATE AS OF CHANGE: 20150324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELANEY KEVIN M CENTRAL INDEX KEY: 0001398794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 15722879 MAIL ADDRESS: STREET 1: SOTHEBY'S STREET 2: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 doc1.xml FORM 4 X0306 4 2014-02-11 0 0000823094 SOTHEBYS BID 0001398794 DELANEY KEVIN M 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 SVP, Corporate Controller & CA Restricted Stock Units 2014-02-11 4 A 0 842 A Common Stock 842 842 D Restricted Stock Units 2015-02-26 4 A 0 1095 A Common Stock 1095 1937 D Granted pursuant to the Issuer's Restricted Stock Unit Plan. Each Restricted Stock Unit is a contingent right to receive one share of the Issuer's Common Stock Each Restricted Stock Unit grant vest one-third (33%) in March of each year following the first, second, and third anniversaries of the grant based on continued service. Not Applicable /s/ Jerry Kasdan Attorney-In-Fact 2015-03-24