0001140361-15-013086.txt : 20150324
0001140361-15-013086.hdr.sgml : 20150324
20150324183251
ACCESSION NUMBER: 0001140361-15-013086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140211
FILED AS OF DATE: 20150324
DATE AS OF CHANGE: 20150324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1004
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ching Kevin
CENTRAL INDEX KEY: 0001457839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 15722876
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
4
1
doc1.xml
FORM 4
X0306
4
2014-02-11
0
0000823094
SOTHEBYS
BID
0001457839
Ching Kevin
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
CEO, Asia
Restricted Stock Units
2014-02-11
4
A
0
5088
A
Common Stock
5088
5088
D
Restricted Stock Units
2015-02-26
4
A
0
8425
A
Common Stock
8425
13513
D
Granted pursuant to the Issuer's Restricted Stock Unit Plan.
Each Restricted Stock Unit is a contingent right to receive one share of the Issuer's Common Stock
Each Restricted Stock Unit grant vest one-third (33%) in March of each year following the first, second, and third anniversaries of the grant based on continued service.
Not Applicable
/s/ Jerry Kasdan Attorney-In-Fact
2015-03-24