0001140361-15-010804.txt : 20150306 0001140361-15-010804.hdr.sgml : 20150306 20150306175201 ACCESSION NUMBER: 0001140361-15-010804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150305 FILED AS OF DATE: 20150306 DATE AS OF CHANGE: 20150306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1004 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUCKERMAN MITCHELL CENTRAL INDEX KEY: 0001248066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 15682873 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 doc1.xml FORM 4 X0306 4 2015-03-05 0 0000823094 SOTHEBYS BID 0001248066 ZUCKERMAN MITCHELL 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 EVP,Global Auction Transaction Common Stock 2015-03-05 4 A 0 6072 A 18764 D Common Stock 2015-03-05 4 F 0 2504 D 16260 D Common Stock 2015-03-05 4 A 0 1124 A 17384 D Common Stock 2015-03-05 4 F 0 464 D 16920 D Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target. Not Applicable Restricted stock units that have vested and are settled in common stock. Each restricted stock award vests over a 3 year period in 3 equal annual increments. /s/ Mitchell Zuckerman 2015-03-06