0001140361-15-010804.txt : 20150306
0001140361-15-010804.hdr.sgml : 20150306
20150306175201
ACCESSION NUMBER: 0001140361-15-010804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150305
FILED AS OF DATE: 20150306
DATE AS OF CHANGE: 20150306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1004
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZUCKERMAN MITCHELL
CENTRAL INDEX KEY: 0001248066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 15682873
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
4
1
doc1.xml
FORM 4
X0306
4
2015-03-05
0
0000823094
SOTHEBYS
BID
0001248066
ZUCKERMAN MITCHELL
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
EVP,Global Auction Transaction
Common Stock
2015-03-05
4
A
0
6072
A
18764
D
Common Stock
2015-03-05
4
F
0
2504
D
16260
D
Common Stock
2015-03-05
4
A
0
1124
A
17384
D
Common Stock
2015-03-05
4
F
0
464
D
16920
D
Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
Not Applicable
Restricted stock units that have vested and are settled in common stock. Each restricted stock award vests over a 3 year period in 3 equal annual increments.
/s/ Mitchell Zuckerman
2015-03-06