0001140361-13-036327.txt : 20130918
0001140361-13-036327.hdr.sgml : 20130918
20130918175536
ACCESSION NUMBER: 0001140361-13-036327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130915
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANGELO JOHN M
CENTRAL INDEX KEY: 0001064681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 131104298
MAIL ADDRESS:
STREET 1: C/O ANGELO GORDON & CO
STREET 2: 245 PARK AVE 26TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10167
4
1
doc1.xml
FORM 4
X0306
4
2013-09-15
0
0000823094
SOTHEBYS
BID
0001064681
ANGELO JOHN M
1334 YORK AVENUE
NEW YORK
NY
10021
1
0
0
0
Dividend Equivalent Rights
2013-09-15
4
A
0
30.18
A
Common Stock
30.18
562.28
D
The Dividend Equivalent Rights have accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") with respect to Deferred Stock Units received by the reporting person under the Plan. The Deferred Stock Units and the Dividend Equivalent Rights will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
Not Applicable
/s/ Gary Chard as Attorney-In-Fact
2013-09-16