0001140361-13-020077.txt : 20130510
0001140361-13-020077.hdr.sgml : 20130510
20130510161952
ACCESSION NUMBER: 0001140361-13-020077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130508
FILED AS OF DATE: 20130510
DATE AS OF CHANGE: 20130510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLAKENHAM MICHAEL
CENTRAL INDEX KEY: 0001249593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 13833720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2013-05-08
1
0000823094
SOTHEBYS
BID
0001249593
BLAKENHAM MICHAEL
1334 YORK AVENUE
NEW YORK
NY
10021
1
0
0
0
Common Stock
2013-05-08
4
A
0
35276
A
35276
D
Deferred Stock Units
2013-05-08
4
M
0
35276
A
Common Stock
35276
0
D
This is an automatic conversion of Mr. Blakenham's Deferred Stock Units under the Sotheby's 1998 Amended and Restated Stock Compensation Plan, for Non-Employee Directors,as a result of the director's termination of service on the Board on May 8, 2013
Not Applicable
Due to an inadvertent administrative error on the December 31, 2012 Form 4, the number of derivative securities beneficially owned following reported transaction was inaccurately reported to be 2,465.15. The correct amount that should have been reported is 2,679.40. This Form 4 corrects this error.
/s/ Gary Chard as Attorney-in-Fact
2013-05-10