0001140361-13-020077.txt : 20130510 0001140361-13-020077.hdr.sgml : 20130510 20130510161952 ACCESSION NUMBER: 0001140361-13-020077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130508 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLAKENHAM MICHAEL CENTRAL INDEX KEY: 0001249593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 13833720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2013-05-08 1 0000823094 SOTHEBYS BID 0001249593 BLAKENHAM MICHAEL 1334 YORK AVENUE NEW YORK NY 10021 1 0 0 0 Common Stock 2013-05-08 4 A 0 35276 A 35276 D Deferred Stock Units 2013-05-08 4 M 0 35276 A Common Stock 35276 0 D This is an automatic conversion of Mr. Blakenham's Deferred Stock Units under the Sotheby's 1998 Amended and Restated Stock Compensation Plan, for Non-Employee Directors,as a result of the director's termination of service on the Board on May 8, 2013 Not Applicable Due to an inadvertent administrative error on the December 31, 2012 Form 4, the number of derivative securities beneficially owned following reported transaction was inaccurately reported to be 2,465.15. The correct amount that should have been reported is 2,679.40. This Form 4 corrects this error. /s/ Gary Chard as Attorney-in-Fact 2013-05-10