0001140361-13-006497.txt : 20130213 0001140361-13-006497.hdr.sgml : 20130213 20130213172414 ACCESSION NUMBER: 0001140361-13-006497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ching Kevin CENTRAL INDEX KEY: 0001457839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 13604606 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2013-02-11 0 0000823094 SOTHEBYS BID 0001457839 Ching Kevin 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 CEO, Asia Common Stock 2013-02-11 4 M 0 3016 A 38482 D Restricted StockUnits 2013-02-11 4 M 0 3016 D Common Stock 3016 0 D Not Applicable Granted pursuant to the Issuer's Restricted Stock Unit Plan Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis. 25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant. /s/ Gary Chard as Attorney-In-Fact 2013-02-13