0001140361-13-006497.txt : 20130213
0001140361-13-006497.hdr.sgml : 20130213
20130213172414
ACCESSION NUMBER: 0001140361-13-006497
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130211
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ching Kevin
CENTRAL INDEX KEY: 0001457839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 13604606
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2013-02-11
0
0000823094
SOTHEBYS
BID
0001457839
Ching Kevin
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
CEO, Asia
Common Stock
2013-02-11
4
M
0
3016
A
38482
D
Restricted StockUnits
2013-02-11
4
M
0
3016
D
Common Stock
3016
0
D
Not Applicable
Granted pursuant to the Issuer's Restricted Stock Unit Plan
Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.
/s/ Gary Chard as Attorney-In-Fact
2013-02-13