0001140361-13-000821.txt : 20130103
0001140361-13-000821.hdr.sgml : 20130103
20130103175145
ACCESSION NUMBER: 0001140361-13-000821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130103
DATE AS OF CHANGE: 20130103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devonshire Duke of
CENTRAL INDEX KEY: 0001251399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 13508637
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER NAME:
FORMER CONFORMED NAME: HARTINGTON LORD
DATE OF NAME CHANGE: 20030701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2012-12-31
0
0000823094
SOTHEBYS
BID
0001251399
Devonshire Duke of
1334 YORK AVENUE
NEW YORK
NY
10021
1
1
0
0
Deputy Chairman
Dividend Equivalent Rights
2012-12-31
4
A
0
211.50
A
Common Stock
211.50
2465.15
D
The Dividend Equivalent Rights have accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") with respect to Deferred Stock Units received by the reporting person under the Plan. The Deferred Stock Units and the Dividend Equivalent Rights will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
Not Applicable
/s/ Gary Chard as Attorney-In-Fact
2013-01-03