0001140361-12-047531.txt : 20121115
0001140361-12-047531.hdr.sgml : 20121115
20121115160403
ACCESSION NUMBER: 0001140361-12-047531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121115
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devonshire Duke of
CENTRAL INDEX KEY: 0001251399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 121208752
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER NAME:
FORMER CONFORMED NAME: HARTINGTON LORD
DATE OF NAME CHANGE: 20030701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2012-11-15
0
0000823094
SOTHEBYS
BID
0001251399
Devonshire Duke of
1334 YORK AVENUE
NEW YORK
NY
10021
1
1
0
0
Deputy Chairman
Deferred Stock Units
2012-11-15
4
A
0
666
A
Common Stock
666
32112
D
One for One
The deferred stock units were accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
Not Applicable
/s/ Gary Chard as Attorney-in-Fact
2012-11-15