0001140361-12-040478.txt : 20120914 0001140361-12-040478.hdr.sgml : 20120914 20120914162358 ACCESSION NUMBER: 0001140361-12-040478 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120910 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUPRECHT WILLIAM F CENTRAL INDEX KEY: 0001248060 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 121092880 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-09-10 2012-09-10 0 0000823094 SOTHEBYS BID 0001248060 RUPRECHT WILLIAM F 1334 YORK AVENUE NEW YORK NY 10021 1 1 0 0 President and CEO Common Stock 2012-09-10 4 S 0 1156 36.00 D 152281 D The transactions reported on this Form 4 were pursuant to a 10b5-1 trading plan entered into by Mr. Ruprecht on March 16, 2012. Due to an inadvertent administrative error, the number of securities sold and the number of securities owned following the transaction was inaccurately reported in the "Securities Acquired or Disposed" and "Amount of Securities Beneficially Owned Following Reported Transaction" boxes. This Form 4 corrects this error. /s/ William Ruprecht 2012-09-14