0001140361-12-013695.txt : 20120307 0001140361-12-013695.hdr.sgml : 20120307 20120307104010 ACCESSION NUMBER: 0001140361-12-013695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEMANN GILBERT L II CENTRAL INDEX KEY: 0001194620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 12672941 MAIL ADDRESS: STREET 1: 5314 S YALE AVENUE SUITE 1000 CITY: TULSA STATE: OK ZIP: 74135 4 1 doc1.xml FORM 4 X0304 4 2012-03-05 0 0000823094 SOTHEBYS BID 0001194620 KLEMANN GILBERT L II 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 EVP, General Consl & Secretary Common Stock 2012-03-05 4 A 0 4159 A 17138 D Common Stock 2012-03-05 4 F 0 1501 D 15637 D Performance share units that have vested and are settled in common stock as a result of the fulfillment of al or partial pre-tax earnings target. Not Applicable /s/ Gilbert Klemann 2012-03-06