0001140361-12-013691.txt : 20120307
0001140361-12-013691.hdr.sgml : 20120307
20120307103747
ACCESSION NUMBER: 0001140361-12-013691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Susan
CENTRAL INDEX KEY: 0001312750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 12672927
MAIL ADDRESS:
STREET 1: SOTHEBY'S
STREET 2: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0304
4
2012-03-05
0
0000823094
SOTHEBYS
BID
0001312750
Alexander Susan
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
EVP & WW Head of HR
Common Stock
2012-03-05
4
A
0
6541
A
31732
D
Common Stock
2012-03-05
4
F
0
2361
D
29371
D
Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
Not Applicable
/s/ Susan Alexander
2012-03-06