0001140361-11-050766.txt : 20111028 0001140361-11-050766.hdr.sgml : 20111028 20111028154933 ACCESSION NUMBER: 0001140361-11-050766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUPRECHT WILLIAM F CENTRAL INDEX KEY: 0001248060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 111165218 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0304 4 2011-10-27 0 0000823094 SOTHEBYS BID 0001248060 RUPRECHT WILLIAM F 1334 YORK AVENUE NEW YORK NY 10021 1 1 0 0 President and CEO Common Stock 2011-10-27 4 S 0 1000 35.55 D 147364 D Common Stock 2011-10-27 4 S 0 4000 36 D 143364 D Includes 17,817 shares of unvested restricted stock The transaction reported on this Form 4 were pursuant to a 10b5-1 trading plan entered into by Mr. Ruprecht on March 16, 2011. /s/ William Ruprecht 2011-10-28