0001140361-11-037193.txt : 20110718 0001140361-11-037193.hdr.sgml : 20110718 20110718175600 ACCESSION NUMBER: 0001140361-11-037193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110718 FILED AS OF DATE: 20110718 DATE AS OF CHANGE: 20110718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUPRECHT WILLIAM F CENTRAL INDEX KEY: 0001248060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 11973479 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0303 4 2011-07-18 0 0000823094 SOTHEBYS BID 0001248060 RUPRECHT WILLIAM F 1334 YORK AVENUE NEW YORK NY 10021 1 1 0 0 President and CEO Common Stock 2011-07-18 4 S 0 1359 43.9615 D 171005 D Common Stock 2011-07-18 4 S 0 10641 44.2732 D 160364 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.92 to $43.99, inclusive. Includes 17,817 shares of unvested restricted stock The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.86, inclusive. The transaction reported on this Form 4 were pursuant to a 10b5-1 trading plan entered into by Mr. Ruprecht on March 16, 2011. /s/ Gary Chard as Attorney-In-Fact 2011-07-18