0001140361-11-037193.txt : 20110718
0001140361-11-037193.hdr.sgml : 20110718
20110718175600
ACCESSION NUMBER: 0001140361-11-037193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110718
FILED AS OF DATE: 20110718
DATE AS OF CHANGE: 20110718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUPRECHT WILLIAM F
CENTRAL INDEX KEY: 0001248060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 11973479
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0303
4
2011-07-18
0
0000823094
SOTHEBYS
BID
0001248060
RUPRECHT WILLIAM F
1334 YORK AVENUE
NEW YORK
NY
10021
1
1
0
0
President and CEO
Common Stock
2011-07-18
4
S
0
1359
43.9615
D
171005
D
Common Stock
2011-07-18
4
S
0
10641
44.2732
D
160364
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.92 to $43.99, inclusive.
Includes 17,817 shares of unvested restricted stock
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.86, inclusive.
The transaction reported on this Form 4 were pursuant to a 10b5-1 trading plan entered into by Mr. Ruprecht on March 16, 2011.
/s/ Gary Chard as Attorney-In-Fact
2011-07-18