0001140361-11-015099.txt : 20110308
0001140361-11-015099.hdr.sgml : 20110308
20110308161759
ACCESSION NUMBER: 0001140361-11-015099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110305
FILED AS OF DATE: 20110308
DATE AS OF CHANGE: 20110308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN MARIS VAN DYK PATRICK
CENTRAL INDEX KEY: 0001442473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 11672189
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0303
4
2011-03-05
0
0000823094
SOTHEBYS
BID
0001442473
VAN MARIS VAN DYK PATRICK
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
Managing Director, Europe
Common Stock
2011-03-05
4
A
0
1696
A
14122
D
Common Stock
2011-03-05
4
F
0
865
D
13257
D
Common Stock
2011-03-08
4
S
0
4465
49
D
8792
D
Performance share units that have vested and are settled in common stock as a result of the fulfillment of pre-tax earnings target.
Not Applicable
Includes 3,240 shares of unvested restricted stock.
/s/ Gary Chard as Attorney-In-Fact
2011-03-08