0001140361-11-014857.txt : 20110307 0001140361-11-014857.hdr.sgml : 20110307 20110307175646 ACCESSION NUMBER: 0001140361-11-014857 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110305 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Susan CENTRAL INDEX KEY: 0001312750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 11669877 MAIL ADDRESS: STREET 1: SOTHEBY'S STREET 2: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0303 4 2011-03-05 0 0000823094 SOTHEBYS BID 0001312750 Alexander Susan 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 EVP & WW Head of HR Common Stock 2011-03-05 4 A 0 5653 A 25558 D Common Stock 2011-03-05 4 F 0 2613 D 22945 D Performance share units that have vested and are settled in common stock as a result of the fulfillment of pre-tax earnings target. Not Applicable /s/ Susan Alexander 2011-03-07