0001127602-19-030115.txt : 20191004
0001127602-19-030115.hdr.sgml : 20191004
20191004122307
ACCESSION NUMBER: 0001127602-19-030115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191003
FILED AS OF DATE: 20191004
DATE AS OF CHANGE: 20191004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devonshire Duke of
CENTRAL INDEX KEY: 0001251399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 191138059
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER NAME:
FORMER CONFORMED NAME: HARTINGTON LORD
DATE OF NAME CHANGE: 20030701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-10-03
1
0000823094
SOTHEBYS
BID
0001251399
Devonshire Duke of
1334 YORK AVENUE
NEW YORK
NY
10021
1
Common Stock
2019-10-03
4
D
0
19005
57.00
D
0
D
Deferred Stock Units
2019-10-03
4
D
0
53743.95
57.00
D
Common Stock
53743.95
0
D
Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.
Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.
/s/ David G. Schwartz as Attorney-In-Fact
2019-10-04