0001127602-19-008838.txt : 20190228 0001127602-19-008838.hdr.sgml : 20190228 20190228103325 ACCESSION NUMBER: 0001127602-19-008838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman David CENTRAL INDEX KEY: 0001643902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 19641047 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: X1 ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-26 0000823094 SOTHEBYS BID 0001643902 Goodman David 1334 YORK AVE NEW YORK NY 10021 1 EVP, Digital Dev & Marketing Restricted Stock Units 2019-02-26 4 A 0 9320 A Common Stock 9320 23730 D Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. /s/ David G. Schwartz as Attorney-In-Fact 2019-02-28