0001127602-18-013278.txt : 20180402
0001127602-18-013278.hdr.sgml : 20180402
20180402161749
ACCESSION NUMBER: 0001127602-18-013278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180402
DATE AS OF CHANGE: 20180402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith, Jr. Thomas S.
CENTRAL INDEX KEY: 0001601765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 18729108
MAIL ADDRESS:
STREET 1: 2 PENN PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-31
0000823094
SOTHEBYS
BID
0001601765
Smith, Jr. Thomas S.
1334 YORK AVE
NEW YORK
NY
10021
1
1
President and CEO
Common Stock
2018-03-31
4
M
0
15828
A
159085
D
Common Stock
2018-03-31
4
F
0
7370
51.33
D
151715
D
Restricted Stock Units
2018-03-31
4
M
0
15828
D
Common Stock
15828
31657
D
Restricted stock units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments.
/s/ David G. Schwartz as Attorney-In-Fact
2018-04-02