0001127602-18-010488.txt : 20180307 0001127602-18-010488.hdr.sgml : 20180307 20180307150454 ACCESSION NUMBER: 0001127602-18-010488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINN ADAM CENTRAL INDEX KEY: 0001697180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 18673071 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-05 0000823094 SOTHEBYS BID 0001697180 CHINN ADAM 1334 YORK AVENUE NEW YORK NY 10021 1 EVP, Chief Operating Officer Common Stock 2018-03-05 4 M 0 3169 A 70594 D Common Stock 2018-03-05 4 F 0 1212 51.00 D 69382 D Restricted Stock Units 2018-03-05 4 M 0 3169 D Common Stock 3169 14410 D Restricted stock units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments. /s/ David G. Schwartz as Attorney-In-Fact 2018-03-07