0001127602-18-010483.txt : 20180307 0001127602-18-010483.hdr.sgml : 20180307 20180307145152 ACCESSION NUMBER: 0001127602-18-010483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSS MICHAEL F CENTRAL INDEX KEY: 0001213399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 18673043 MAIL ADDRESS: STREET 1: BAIN CAPITAL PARTNERS LLC STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-05 0000823094 SOTHEBYS BID 0001213399 GOSS MICHAEL F 1334 YORK AVE NEW YORK NY 10021 1 EVP, Chief Financial Officer Common Stock 2018-03-05 4 M 0 6972 A 56972 D Common Stock 2018-03-05 4 F 0 3252 51.00 D 53720 D Restricted Stock Units 2018-03-05 4 M 0 6972 D Common Stock 6972 42999 D Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments. /s/ David G. Schwartz as Attorney-In-Fact 2018-03-07