0001127602-18-010483.txt : 20180307
0001127602-18-010483.hdr.sgml : 20180307
20180307145152
ACCESSION NUMBER: 0001127602-18-010483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOSS MICHAEL F
CENTRAL INDEX KEY: 0001213399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 18673043
MAIL ADDRESS:
STREET 1: BAIN CAPITAL PARTNERS LLC
STREET 2: JOHN HANCOCK TOWER, 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-05
0000823094
SOTHEBYS
BID
0001213399
GOSS MICHAEL F
1334 YORK AVE
NEW YORK
NY
10021
1
EVP, Chief Financial Officer
Common Stock
2018-03-05
4
M
0
6972
A
56972
D
Common Stock
2018-03-05
4
F
0
3252
51.00
D
53720
D
Restricted Stock Units
2018-03-05
4
M
0
6972
D
Common Stock
6972
42999
D
Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.
/s/ David G. Schwartz as Attorney-In-Fact
2018-03-07