0001127602-18-010463.txt : 20180307
0001127602-18-010463.hdr.sgml : 20180307
20180307121007
ACCESSION NUMBER: 0001127602-18-010463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELANEY KEVIN M
CENTRAL INDEX KEY: 0001398794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 18672514
MAIL ADDRESS:
STREET 1: SOTHEBY'S
STREET 2: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-05
0000823094
SOTHEBYS
BID
0001398794
DELANEY KEVIN M
1334 YORK AVENUE
NEW YORK
NY
10021
1
SVP, Corp. Controller & CAO
Common Stock
2018-03-05
4
A
0
798
A
798
D
Common Stock
2018-03-05
4
M
0
1949
A
2747
D
Common Stock
2018-03-05
4
F
0
926
51.00
D
1821
D
Common Stock
2018-03-07
4
S
0
1821
51.7101
D
0
D
Restricted Stock Units
2018-03-05
4
M
0
1949
D
Common Stock
1949
3684
D
Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments.
/s/ David G. Schwartz as Attorney-In-Fact
2018-03-07