0001127602-17-019977.txt : 20170601
0001127602-17-019977.hdr.sgml : 20170601
20170601154012
ACCESSION NUMBER: 0001127602-17-019977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman David
CENTRAL INDEX KEY: 0001643902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 17884635
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: X1
ZIP: 10021
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-06-01
0000823094
SOTHEBYS
BID
0001643902
Goodman David
1334 YORK AVE
NEW YORK
NY
10021
1
EVP, Digital Dev & Marketing
Common Stock
2017-06-01
4
M
0
3346
A
5312
D
Common Stock
2017-06-01
4
F
0
1380
52.59
D
3932
D
Restricted Stock Units
2017-06-01
4
M
0
3346
D
Common Stock
3346
12855
D
Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments.
/s/ Jonathan Olsoff as Attorney-In-Fact
2017-06-01