0001127602-17-010570.txt : 20170307
0001127602-17-010570.hdr.sgml : 20170307
20170307161103
ACCESSION NUMBER: 0001127602-17-010570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170305
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olsoff Jonathan
CENTRAL INDEX KEY: 0001641686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 17672064
MAIL ADDRESS:
STREET 1: 1334 YORK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10026
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-05
0000823094
SOTHEBYS
BID
0001641686
Olsoff Jonathan
1334 YORK AVENUE
NEW YORK
NY
10021
1
EVP, Worldwide General Counsel
Common Stock
2017-03-05
4
A
0
1920
A
11275
D
Common Stock
2017-03-05
4
M
0
1027
A
12302
D
Common Stock
2017-03-05
4
F
0
1091
48.20
D
11211
D
Restricted Stock Units
2017-03-05
4
M
0
1027
D
Common Stock
1027
6917
D
Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments.
/s/ Jonathan Olsoff
2017-03-07