0001127602-17-010567.txt : 20170307 0001127602-17-010567.hdr.sgml : 20170307 20170307160927 ACCESSION NUMBER: 0001127602-17-010567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170305 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine Jane CENTRAL INDEX KEY: 0001641789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 17672044 MAIL ADDRESS: STREET 1: 1334 YORK AVE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-05 0000823094 SOTHEBYS BID 0001641789 Levine Jane 1334 YORK AVENUE NEW YORK NY 10021 1 EVP, Chief Compliance Counsel Common Stock 2017-03-05 4 A 0 1102 A 6547 D Common Stock 2017-03-05 4 M 0 550 A 7097 D Common Stock 2017-03-05 4 F 0 682 48.20 D 6415 D Restricted Stock Units 2017-03-05 4 M 0 550 D Common Stock 550 3785 D Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments. /s/ Jonathan Olsoff as Attorney-In-Fact 2017-03-07