0001127602-17-004707.txt : 20170209 0001127602-17-004707.hdr.sgml : 20170209 20170209125602 ACCESSION NUMBER: 0001127602-17-004707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELANEY KEVIN M CENTRAL INDEX KEY: 0001398794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 17586562 MAIL ADDRESS: STREET 1: SOTHEBY'S STREET 2: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-07 0000823094 SOTHEBYS BID 0001398794 DELANEY KEVIN M 1334 YORK AVENUE NEW YORK NY 10021 1 SVP, Corp. Controller & CAO Restricted Stock Units 2017-02-07 4 A 0 1775 A Common Stock 1775 5764 D Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. /s/ Jonathan Olsoff as Attorney-In-Fact 2017-02-09