0001127602-16-067494.txt : 20161117
0001127602-16-067494.hdr.sgml : 20161117
20161117105411
ACCESSION NUMBER: 0001127602-16-067494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIBLIOWICZ JESSICA M
CENTRAL INDEX KEY: 0001246102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 162004177
MAIL ADDRESS:
STREET 1: NATIONAL FINANCIAL PARTNERS CORP.
STREET 2: 340 MADISON AVENUE, 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10173
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-15
0000823094
SOTHEBYS
BID
0001246102
BIBLIOWICZ JESSICA M
1334 YORK AVENUE
NEW YORK
NY
10021
1
Deferred Stock Units
2016-11-15
4
A
0
495
37.87
A
Common Stock
495
6008.82
D
The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.
/s/ Jonathan Olsoff as Attorney-In-Fact
2016-11-17