0001127602-16-060297.txt : 20160816
0001127602-16-060297.hdr.sgml : 20160816
20160816112242
ACCESSION NUMBER: 0001127602-16-060297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160815
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEIBLING DENNIS M
CENTRAL INDEX KEY: 0001114673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 161835229
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-08-15
0000823094
SOTHEBYS
BID
0001114673
WEIBLING DENNIS M
1334 YORK AVENUE
NEW YORK
NY
10021
1
Deferred Stock Units
2016-08-15
4
A
0
470
39.89
A
Common Stock
470
23369.24
D
The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.
/s/ Jonathan Olsoff as Attorney-In-Fact
2016-08-15