0001127602-16-058084.txt : 20160718 0001127602-16-058084.hdr.sgml : 20160718 20160718110506 ACCESSION NUMBER: 0001127602-16-058084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman David CENTRAL INDEX KEY: 0001643902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 161771049 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: X1 ZIP: 10021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-06-01 0000823094 SOTHEBYS BID 0001643902 Goodman David 1334 YORK AVE NEW YORK NY 10021 1 EVP, Digital Dev & Marketing Common Stock 2016-06-01 4 M 0 3346 A 3346 D Common Stock 2016-06-01 4 F 0 1380 29.90 D 1966 D Restricted Stock Units 2016-06-01 4 M 0 3346 D Common Stock 3346 6692 D Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. /s/ Jonathan Olsoff as Attorney-In-Fact 2016-07-18