-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sfn4G19/MYjoeVmE+jWc4r71OyE3UYLci7etw3n4Z+tCL/eslLytIEQqtkTlLQ0h C0DCDsCo13dVZ+aa1zTYXA== 0000823094-05-000060.txt : 20050815 0000823094-05-000060.hdr.sgml : 20050815 20050815140549 ACCESSION NUMBER: 0000823094-05-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050811 FILED AS OF DATE: 20050815 DATE AS OF CHANGE: 20050815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUCKERMAN MITCHELL CENTRAL INDEX KEY: 0001248066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 051025336 BUSINESS ADDRESS: BUSINESS PHONE: 2126067165 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS HOLDINGS INC CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486462400 MAIL ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-11 0 0000823094 SOTHEBYS HOLDINGS INC BID 0001248066 ZUCKERMAN MITCHELL 38500 WOODWARD AVENUE SUITE 100 BLOOMFIELD HILLS MI 48304 0 1 0 0 President, Soth Financial Serv Class A Ltd. Voting Common Stock 2005-08-11 4 C 0 10000 A 18425 D Class A Ltd. Voting Common Stock 2005-08-11 4 S 0 9500 17.32 D 8925 D Class A Ltd. Voting Common Stock 2005-08-11 4 S 0 100 17.33 D 8825 D Class A Ltd. Voting Common Stock 2005-08-11 4 S 0 700 17.34 D 8125 D Class A Ltd. Voting Common Stock 2005-08-11 4 S 0 8125 17.35 D 0 D Employee Stock Option-Right to Buy 8.65 2005-08-11 4 M 0 10000 D 2005-08-05 2013-08-05 Class B Common Stock 10000 0 D Class B Common Stock 2005-08-11 4 M 0 10000 8.65 A Class A Ltd. Voting Common Stock 10000 48670 D Class B Common Stock 2005-08-11 4 C 0 10000 D Class A Ltd. Voting Common Stock 10000 38670 D The Issuer's Class B Common Stock is freely convertiable into the Issuer's Class A Limited Voting Common Stock on a one-for-one basis. Granted under the Issuer's 1997 Employee Stock Option Plan. Not Applicable This Form 4 is being filed to report a stock option exercise by Mr. Zuckerman for the following: the exercise of 10,000 options for the same number of the Issuer's Class B Common Stock shares at a price of $8.65 per share, the conversion of such Class B Common Stock shares to 10,000 Class A Limited Voting Common Stock shares and the sale of such Class A Limited Voting Common Stock shares and the sale of 8,425 shares of Class A Limited Voting Common Stock. /s/ Mitchell Zuckerman 2005-08-15 -----END PRIVACY-ENHANCED MESSAGE-----