-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTqoWPciK/uAB88trlt7/7JOQU+GQSFPAIBDkKHCbW91X6gLCIXzc+Nnm0BUeTZw mj4b7VqDe3PMaD/TtzW00Q== 0000823094-04-000009.txt : 20040209 0000823094-04-000009.hdr.sgml : 20040209 20040209175213 ACCESSION NUMBER: 0000823094-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040209 FILED AS OF DATE: 20040209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS HOLDINGS INC CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486462400 MAIL ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK CONRAD M CENTRAL INDEX KEY: 0001007527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 04579068 BUSINESS ADDRESS: STREET 1: 10 TORONTO ST STREET 2: TORONTO ONTARIO CITY: CANADA M5C2B7 STATE: A6 ZIP: 00000 BUSINESS PHONE: 4163638721 MAIL ADDRESS: STREET 1: 10 TORONTO ST STREET 2: TORONTO ONTARIO CITY: CANADA M5C 2B7 STATE: A6 ZIP: 00000 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-09 0 0000823094 SOTHEBYS HOLDINGS INC BID 0001007527 BLACK CONRAD M 10 TORONTO ST TORONTO ONTARIO CANADA M5C 2B7 A6 00000 ONTARIO, CANADA 1 0 0 0 Class A Limited Voting Common Stock 2004-02-09 4 A 0 283 14.1 A 9064 D Deferred Stock Units 2004-02-09 4 A 0 282 14.1 A Class A limited Voting Common Stock 282 6486 D Quarterly Grant of Stock under Sotheby's Holdings, Inc. 1998 Stock Compensation Plan for Non-Employee Directors. One For One. The deferred stock units were accrued under the Sotheby's Holdings, Inc. 1998 Stock Compensation Plan for Non-Employee Directors (the "Plan) as a result of a partial or full deferral election with respect to stock compensation paid under the plan. These units will be settled 100% in Sotheby's Holdings, Inc. Class A Limited Voting Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Holdings, Inc. Board. Conrad Black 2004-02-09 -----END PRIVACY-ENHANCED MESSAGE-----