-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BardR3YQjx+/T8KDG9vuOAgBwhB6AAwh5xgzaiEA1d7WAs1NsKiQlQ1k27KyzMMn VSFkb/cbwt1XeL1DNlNfUw== 0000823094-03-000005.txt : 20031103 0000823094-03-000005.hdr.sgml : 20031103 20031103135054 ACCESSION NUMBER: 0000823094-03-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS HOLDINGS INC CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486462400 MAIL ADDRESS: STREET 1: 500 NORTH WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHER MAX M CENTRAL INDEX KEY: 0001012257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 03972432 BUSINESS ADDRESS: STREET 1: 2700 FISHER BUILDING CITY: DETROIT STATE: MI ZIP: 48202 BUSINESS PHONE: 3138718000 MAIL ADDRESS: STREET 1: 2700 FISHER BUILDING CITY: DETROIT STATE: MI ZIP: 48202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-31 0 0000823094 SOTHEBYS HOLDINGS INC BID 0001012257 FISHER MAX M 2700 FISHER BUILDING DETROIT MI 48202 1 1 0 0 Vice Chairman Deferred Stock Units 2003-10-31 4 A 0 565 10.65 A Class A Ltd. Voting Common Stock 565 12430 I by grantor trust One For One The deferred stock units were accrued under the Sotheby's Holdongs, Inc. 1998 Stock Compensation Plan for Non-Employee Directors (the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled 100% in Sotheby's Holdings, Inc. Class A Limited Voting Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Holdings, Inc. Board. Max Fisher 2003-11-03 -----END PRIVACY-ENHANCED MESSAGE-----