schemaVersion:

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000036259 
Class ID Record:1
Class ID
C000161296 
Class ID Record:2
Class ID
C000110983 
Class ID Record:3
Class ID
C000110984 
Class ID Record:4
Class ID
C000110987 
Class ID Record:5
Class ID
C000110985 
Class ID Record:6
Class ID
C000202046 
Class ID Record:7
Class ID
C000110986 
Series ID Record:2
Series ID
S000009304 
Class ID Record:1
Class ID
C000202035 
Class ID Record:2
Class ID
C000058954 
Class ID Record:3
Class ID
C000025398 
Class ID Record:4
Class ID
C000025394 
Class ID Record:5
Class ID
C000025395 
Class ID Record:6
Class ID
C000161287 
Class ID Record:7
Class ID
C000025396 
Class ID Record:8
Class ID
C000058953 
Series ID Record:3
Series ID
S000067093 
Class ID Record:1
Class ID
C000215840 
Class ID Record:2
Class ID
C000215837 
Class ID Record:3
Class ID
C000215839 
Class ID Record:4
Class ID
C000215836 
Class ID Record:5
Class ID
C000215835 
Class ID Record:6
Class ID
C000215838 
Class ID Record:7
Class ID
C000215834 
Series ID Record:4
Series ID
S000009300 
Class ID Record:1
Class ID
C000025377 
Class ID Record:2
Class ID
C000231823 
Class ID Record:3
Class ID
C000025378 
Class ID Record:4
Class ID
C000090758 
Class ID Record:5
Class ID
C000202031 
Class ID Record:6
Class ID
C000025379 
Class ID Record:7
Class ID
C000161283 
Series ID Record:5
Series ID
S000029320 
Class ID Record:1
Class ID
C000090163 
Class ID Record:2
Class ID
C000090160 
Class ID Record:3
Class ID
C000090161 
Class ID Record:4
Class ID
C000090162 
Class ID Record:5
Class ID
C000090159 
Class ID Record:6
Class ID
C000202045 
Class ID Record:7
Class ID
C000195494 
Series ID Record:6
Series ID
S000009255 
Class ID Record:1
Class ID
C000090757 
Class ID Record:2
Class ID
C000025274 
Class ID Record:3
Class ID
C000025272 
Class ID Record:4
Class ID
C000202030 
Class ID Record:5
Class ID
C000195492 
Class ID Record:6
Class ID
C000025270 
Series ID Record:7
Series ID
S000009252 
Class ID Record:1
Class ID
C000025258 
Class ID Record:2
Class ID
C000195491 
Class ID Record:3
Class ID
C000025255 
Class ID Record:4
Class ID
C000025256 
Class ID Record:5
Class ID
C000202029 
Class ID Record:6
Class ID
C000025254 
Class ID Record:7
Class ID
C000090756 
Series ID Record:8
Series ID
S000020098 
Class ID Record:1
Class ID
C000056394 
Class ID Record:2
Class ID
C000202043 
Class ID Record:3
Class ID
C000090763 
Class ID Record:4
Class ID
C000056392 
Class ID Record:5
Class ID
C000195493 
Class ID Record:6
Class ID
C000056393 
Series ID Record:9
Series ID
S000064937 
Class ID Record:1
Class ID
C000210248 
Series ID Record:10
Series ID
S000009308 
Class ID Record:1
Class ID
C000025418 
Class ID Record:2
Class ID
C000090762 
Class ID Record:3
Class ID
C000202039 
Class ID Record:4
Class ID
C000161291 
Class ID Record:5
Class ID
C000025414 
Class ID Record:6
Class ID
C000025415 
Class ID Record:7
Class ID
C000025416 
Series ID Record:11
Series ID
S000044037 
Class ID Record:1
Class ID
C000136680 
Class ID Record:2
Class ID
C000136681 
Class ID Record:3
Class ID
C000174583 
Class ID Record:4
Class ID
C000174582 
Class ID Record:5
Class ID
C000204425 
Class ID Record:6
Class ID
C000195498 
Class ID Record:7
Class ID
C000202005 
Series ID Record:12
Series ID
S000043227 
Class ID Record:1
Class ID
C000133724 
Class ID Record:2
Class ID
C000133722 
Class ID Record:3
Class ID
C000133721 
Class ID Record:4
Class ID
C000133723 
Class ID Record:5
Class ID
C000133725 
Class ID Record:6
Class ID
C000195497 
Class ID Record:7
Class ID
C000202048 
Series ID Record:13
Series ID
S000009307 
Class ID Record:1
Class ID
C000025411 
Class ID Record:2
Class ID
C000025412 
Class ID Record:3
Class ID
C000161290 
Class ID Record:4
Class ID
C000025410 
Class ID Record:5
Class ID
C000090761 
Class ID Record:6
Class ID
C000202038 
Series ID Record:14
Series ID
S000029317 
Class ID Record:1
Class ID
C000090151 
Class ID Record:2
Class ID
C000090153 
Class ID Record:3
Class ID
C000090152 
Class ID Record:4
Class ID
C000090154 
Class ID Record:5
Class ID
C000202044 
Class ID Record:6
Class ID
C000161295 
Class ID Record:7
Class ID
C000090150 
Series ID Record:15
Series ID
S000018567 
Class ID Record:1
Class ID
C000051525 
Class ID Record:2
Class ID
C000051526 
Class ID Record:3
Class ID
C000161294 
Class ID Record:4
Class ID
C000202042 
Class ID Record:5
Class ID
C000051524 
Class ID Record:6
Class ID
C000059011 
Class ID Record:7
Class ID
C000059010 
Series ID Record:16
Series ID
S000009309 
Class ID Record:1
Class ID
C000025421 
Class ID Record:2
Class ID
C000025422 
Class ID Record:3
Class ID
C000025420 
Class ID Record:4
Class ID
C000202040 
Class ID Record:5
Class ID
C000161292 
Class ID Record:6
Class ID
C000058957 
Class ID Record:7
Class ID
C000058958 
Class ID Record:8
Class ID
C000025424 
Series ID Record:17
Series ID
S000013795 
Class ID Record:1
Class ID
C000041010 
Class ID Record:2
Class ID
C000202041 
Class ID Record:3
Class ID
C000037820 
Class ID Record:4
Class ID
C000058984 
Class ID Record:5
Class ID
C000037819 
Class ID Record:6
Class ID
C000058985 
Class ID Record:7
Class ID
C000161293 
Class ID Record:8
Class ID
C000037818 
Series ID Record:18
Series ID
S000009303 
Class ID Record:1
Class ID
C000025392 
Class ID Record:2
Class ID
C000058952 
Class ID Record:3
Class ID
C000025388 
Class ID Record:4
Class ID
C000025390 
Class ID Record:5
Class ID
C000025389 
Class ID Record:6
Class ID
C000202034 
Class ID Record:7
Class ID
C000161286 
Series ID Record:19
Series ID
S000009306 
Class ID Record:1
Class ID
C000025405 
Class ID Record:2
Class ID
C000058956 
Class ID Record:3
Class ID
C000202037 
Class ID Record:4
Class ID
C000161289 
Class ID Record:5
Class ID
C000025404 
Class ID Record:6
Class ID
C000025406 
Class ID Record:7
Class ID
C000025408 
Class ID Record:8
Class ID
C000058955 
Series ID Record:20
Series ID
S000009305 
Class ID Record:1
Class ID
C000025402 
Class ID Record:2
Class ID
C000090760 
Class ID Record:3
Class ID
C000025400 
Class ID Record:4
Class ID
C000025401 
Class ID Record:5
Class ID
C000161288 
Class ID Record:6
Class ID
C000202036 
Series ID Record:21
Series ID
S000009241 
Class ID Record:1
Class ID
C000025192 
Class ID Record:2
Class ID
C000195490 
Class ID Record:3
Class ID
C000025190 
Class ID Record:4
Class ID
C000090755 
Class ID Record:5
Class ID
C000202028 
Class ID Record:6
Class ID
C000025194 
Class ID Record:7
Class ID
C000025191 
Series ID Record:22
Series ID
S000009301 
Class ID Record:1
Class ID
C000090759 
Class ID Record:2
Class ID
C000025381 
Class ID Record:3
Class ID
C000037783 
Class ID Record:4
Class ID
C000025382 
Class ID Record:5
Class ID
C000202032 
Class ID Record:6
Class ID
C000161284 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2024-03-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
GOLDMAN SACHS TRUST 
b. Investment Company Act file number ( e.g., 811-)
811-05349 
c. CIK
0000822977 
d. LEI
S2FHCT8U6D2VORP0J605 

Item B.2. Address and telephone number of Registrant.

a. Street 1
71 SOUTH WACKER DRIVE 
Street 2
C/O GOLDMAN SACHS & CO 
b. City
CHICAGO 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-655-4400 
g. Public Website, if any
www.gsamfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
State Street Bank and Trust Company 
b. Street 1
1 Congress Street 
Street 2
Suite 1 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02114 
g. Telephone number (including country code if foreign)
617-786-3000 
h. Briefly describe the books and records kept at this location:
Custody and Accounting Records. 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
b. Street 1
71 S Wacker Dr Ste 500 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
312-655-4400 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon 
b. Street 1
240 Greenwich Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10286 
g. Telephone number (including country code if foreign)
1-212-495-1784 
h. Briefly describe the books and records kept at this location:
Accounting, Financial Reporting, Expense 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Goldman Sachs Fund Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
87 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Gregory G. Weaver 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23499 
File Number Record: 2
File Number Record:
811-23757 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23013 
File Number Record: 5
File Number Record:
811-22781 
Director Record: 2
a. Full Name
Lawrence Hughes 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22781 
File Number Record: 2
File Number Record:
811-23757 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23013 
File Number Record: 5
File Number Record:
811-23499 
Director Record: 3
a. Full Name
Lawrence W. Stranghoener 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
File Number Record: 2
File Number Record:
811-22781 
File Number Record: 3
File Number Record:
811-23757 
File Number Record: 4
File Number Record:
811-23013 
File Number Record: 5
File Number Record:
811-23499 
Director Record: 4
a. Full Name
James A. McNamara 
b. CRD number, if any
002325431 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23757 
File Number Record: 2
File Number Record:
811-08361 
File Number Record: 3
File Number Record:
811-23499 
File Number Record: 4
File Number Record:
811-23013 
File Number Record: 5
File Number Record:
811-22781 
Director Record: 5
a. Full Name
John G. Chou 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23757 
File Number Record: 2
File Number Record:
811-08361 
File Number Record: 3
File Number Record:
811-23499 
File Number Record: 4
File Number Record:
811-23013 
File Number Record: 5
File Number Record:
811-22781 
Director Record: 6
a. Full Name
Paul C. Wirth 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23013 
File Number Record: 2
File Number Record:
811-23757 
File Number Record: 3
File Number Record:
811-22781 
File Number Record: 4
File Number Record:
811-08361 
File Number Record: 5
File Number Record:
811-23499 
Director Record: 7
a. Full Name
Dwight L. Bush 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22781 
File Number Record: 2
File Number Record:
811-08361 
File Number Record: 3
File Number Record:
811-23499 
File Number Record: 4
File Number Record:
811-23757 
File Number Record: 5
File Number Record:
811-23013 
Director Record: 8
a. Full Name
Eileen H. Dowling 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
File Number Record: 2
File Number Record:
811-23013 
File Number Record: 3
File Number Record:
811-22781 
File Number Record: 4
File Number Record:
811-23499 
File Number Record: 5
File Number Record:
811-23757 
Director Record: 9
a. Full Name
Joaquin Delgado 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23499 
File Number Record: 2
File Number Record:
811-22781 
File Number Record: 3
File Number Record:
811-23013 
File Number Record: 4
File Number Record:
811-08361 
File Number Record: 5
File Number Record:
811-23757 
Director Record: 10
a. Full Name
Cheryl K. Beebe 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23757 
File Number Record: 2
File Number Record:
811-22781 
File Number Record: 3
File Number Record:
811-23013 
File Number Record: 4
File Number Record:
811-08361 
File Number Record: 5
File Number Record:
811-23499 
Director Record: 11
a. Full Name
Steven D. Krichmar 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
File Number Record: 2
File Number Record:
811-23499 
File Number Record: 3
File Number Record:
811-23013 
File Number Record: 4
File Number Record:
811-22781 
File Number Record: 5
File Number Record:
811-23757 
Director Record: 12
a. Full Name
Kathryn A. Cassidy 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23499 
File Number Record: 2
File Number Record:
811-23013 
File Number Record: 3
File Number Record:
811-22781 
File Number Record: 4
File Number Record:
811-23757 
File Number Record: 5
File Number Record:
811-08361 
Director Record: 13
a. Full Name
Michael Latham 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23757 
File Number Record: 2
File Number Record:
811-23013 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23499 
File Number Record: 5
File Number Record:
811-22781 
Director Record: 14
a. Full Name
John F. Killian 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23757 
File Number Record: 2
File Number Record:
811-22781 
File Number Record: 3
File Number Record:
811-23499 
File Number Record: 4
File Number Record:
811-08361 
File Number Record: 5
File Number Record:
811-23013 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Jessica Moran 
b. CRD Number, if any
N/A 
c. Street Address 1
200 West Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10282 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button checked Yes Radio button not checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button checked Yes Radio button not checked No
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
Security Matter Series info Record: 1
1. Series name
N/A 
2. Series identification number
N/A 

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-25466 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. SEC file number (e.g., 8-)
8-129 
iii. CRD number
000000361 
iv. LEI, if any
FOR8UP27PHTHYVLBNG30 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Dynamic Municipal Income Fund 
ii. Series identification number
S000009252 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Municipal Income Completion Fund 
ii. Series identification number
S000064937 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Short Duration Bond Fund 

b. Series identication number, if any

S000036259 

c. LEI

5K6BNCLRUJN03ZJ21072 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161296 

iii. Ticker symbol, if any

GDIUX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000110983 

iii. Ticker symbol, if any

GDIAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000110984 

iii. Ticker symbol, if any

GDICX 

Shares Outstanding Record: 4
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000110987 

iii. Ticker symbol, if any

GIFRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000110985 

iii. Ticker symbol, if any

GDFIX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202046 

iii. Ticker symbol, if any

GMCPX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000110986 

iii. Ticker symbol, if any

GSSRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citibank Europe Public Limited Company 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Standard Chartered International Commercial Bank Co., Ltd. 
ii. LEI, if any

549300QJEO1B92LSHZ06 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank, Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

7,682.58000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

83,577.07000000 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

348.27000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

749.07000000 

Brokers Record: 5
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,157.72000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,454.06000000 

Brokers Record: 7
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,897.75000000 

Brokers Record: 8
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

583.22000000 

Brokers Record: 9
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

81.78000000 

Brokers Record: 10
i. Full name of broker
Jane Street Execution Services, LLC 
ii. SEC file number

8-69254 

iii. CRD number
000167280 
iv. LEI, if any

549300HXJLXCPDWAH070 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,885.86000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

104,497.58000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

832,151,876.27000000 

Principal Transactions Record: 2
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,174,637,949.51000000 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,489,268,192.62000000 

Principal Transactions Record: 4
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,266,223,767.99000000 

Principal Transactions Record: 5
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,356,747,515.66000000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

969,931,158.04000000 

Principal Transactions Record: 7
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,042,648,022.96000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

966,368,906.57000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,929,609,194.81000000 

Principal Transactions Record: 10
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

918,043,733.23000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

20,494,193,137.99000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,361,806,239.39230769 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
PNC Bank, NA 
Line Institutions Record: 6
Name of institution
Royal Bank of Canada 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
Line Institutions Record: 11
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 12
Name of institution
Citibank N.A. 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 17
Name of institution
Societe Generale 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Government Income Fund 

b. Series identication number, if any

S000009304 

c. LEI

LY03WWZZ885PZ7XM7X15 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202035 

iii. Ticker symbol, if any

GGTPX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058954 

iii. Ticker symbol, if any

GSOTX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025398 

iii. Ticker symbol, if any

GSOCX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025394 

iii. Ticker symbol, if any

GSOIX 

Shares Outstanding Record: 5
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025395 

iii. Ticker symbol, if any

GSOSX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161287 

iii. Ticker symbol, if any

GSOUX 

Shares Outstanding Record: 7
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025396 

iii. Ticker symbol, if any

GSGOX 

Shares Outstanding Record: 8
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058953 

iii. Ticker symbol, if any

GSORX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

366.47000000 

Brokers Record: 2
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

212.48000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

129.65000000 

Brokers Record: 4
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

521.16000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,255.48000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

12,485.24000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

57,200,000.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

68,370,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

38,465,578.00000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

270,221,855.30000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

192,512,504.21000000 

Principal Transactions Record: 6
i. Full name of dealer
MUFG Securities Americas Inc. 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,871,971.48000000 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

201,436,170.55000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

176,213,058.75000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

63,194,981.25000000 

Principal Transactions Record: 10
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

225,204,734.22000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,481,485,429.73000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

153,796,916.76923076 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
Royal Bank of Canada 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
US Bank 
Line Institutions Record: 13
Name of institution
Standard Chartered Bank 
Line Institutions Record: 14
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 15
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 16
Name of institution
Barclays Bank PLC 
Line Institutions Record: 17
Name of institution
MUFG Securities Americas Inc. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Income Fund 

b. Series identication number, if any

S000067093 

c. LEI

549300MB2RPKSBYMCT85 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

1 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000215840 

iii. Ticker symbol, if any

GSCMX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000215837 

iii. Ticker symbol, if any

GSCHX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000215839 

iii. Ticker symbol, if any

GSCJX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000215835 

iii. Ticker symbol, if any

GSCRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000215838 

iii. Ticker symbol, if any

GSNCX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000215834 

iii. Ticker symbol, if any

GSCUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank, Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

16.60000000 

Brokers Record: 2
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

93.10000000 

Brokers Record: 3
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

533.66000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

59.84000000 

Brokers Record: 5
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

151.17000000 

Brokers Record: 6
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,112.73000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

7,967.10000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

110,041,896.40000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,914,863.05000000 

Principal Transactions Record: 3
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

119,963,356.19000000 

Principal Transactions Record: 4
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,199,419.64000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

114,256,824.64000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,278,659.89000000 

Principal Transactions Record: 7
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,604,406.32000000 

Principal Transactions Record: 8
i. Full name of dealer
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,144,714.77000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

129,355,233.88000000 

Principal Transactions Record: 10
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

96,412,770.21000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

701,031,932.21000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

77,826,698.63076923 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 4
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
PNC Bank, NA 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
Royal Bank of Canada 
Line Institutions Record: 12
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
Societe Generale 
Line Institutions Record: 15
Name of institution
US Bank 
Line Institutions Record: 16
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Enhanced Income Fund 

b. Series identication number, if any

S000009300 

c. LEI

UUQGK5NQWEPXWVCSCV15 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025377 

iii. Ticker symbol, if any

GEIIX 

Shares Outstanding Record: 2
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000231823 

iii. Ticker symbol, if any

GESVX 

Shares Outstanding Record: 3
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025378 

iii. Ticker symbol, if any

GEADX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090758 

iii. Ticker symbol, if any

GHIRX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202031 

iii. Ticker symbol, if any

GAEPX 

Shares Outstanding Record: 6
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025379 

iii. Ticker symbol, if any

GEIAX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161283 

iii. Ticker symbol, if any

GEIUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,744.50000000 

Brokers Record: 2
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

199.20000000 

Brokers Record: 3
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,613.53000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

16,557.23000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

38,541,120.21000000 

Principal Transactions Record: 2
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

40,374,153.53000000 

Principal Transactions Record: 3
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

32,768,229.80000000 

Principal Transactions Record: 4
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

232,103,370.59000000 

Principal Transactions Record: 5
i. Full name of dealer
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

401,586,396.90000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

626,670,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

894,060,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

313,630,000.00000000 

Principal Transactions Record: 9
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

64,846,360.70000000 

Principal Transactions Record: 10
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

615,700,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

3,482,438,455.46000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

572,341,867.40153846 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
PNC Bank, NA 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 8
Name of institution
Citibank N.A. 
Line Institutions Record: 9
Name of institution
Royal Bank of Canada 
Line Institutions Record: 10
Name of institution
US Bank 
Line Institutions Record: 11
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 12
Name of institution
Societe Generale 
Line Institutions Record: 13
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 14
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs High Yield Floating Rate Fund 

b. Series identication number, if any

S000029320 

c. LEI

20OHG0KU8S4HBIU77D72 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000090163 

iii. Ticker symbol, if any

GFRRX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000090160 

iii. Ticker symbol, if any

GFRCX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000090161 

iii. Ticker symbol, if any

GSFRX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090162 

iii. Ticker symbol, if any

GFRIX 

Shares Outstanding Record: 5
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000090159 

iii. Ticker symbol, if any

GFRAX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202045 

iii. Ticker symbol, if any

GGNPX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195494 

iii. Ticker symbol, if any

GFRSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

21,517,335.85000000 

g. Provide the net income from securities lending activities

481,034.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,940.03000000 

Brokers Record: 2
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

519.90000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,040.09000000 

Brokers Record: 4
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

148.00000000 

Brokers Record: 5
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,225.17000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13.50000000 

Brokers Record: 7
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

91.19000000 

Brokers Record: 8
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

380.75000000 

Brokers Record: 9
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

237.04000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

22,595.67000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

369,344,962.54000000 

Principal Transactions Record: 2
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

193,100,072.37000000 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

41,218,274.25000000 

Principal Transactions Record: 4
i. Full name of dealer
Bank of Montreal Holding Inc. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

54930047C63MPGNXEO75 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

79,045,653.61000000 

Principal Transactions Record: 5
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

90,292,177.36000000 

Principal Transactions Record: 6
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

65,791,324.56000000 

Principal Transactions Record: 7
i. Full name of dealer
Royal Bank of Canada 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

ES7IP3U3RHIGC71XBU11 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

198,986,833.81000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley Senior Funding, Inc. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XRR2REEVVJS58CENNG14 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

104,098,540.32000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

261,879,756.06000000 

Principal Transactions Record: 10
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,727,066.49000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,607,692,435.78000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,056,101,995.79615384 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

300,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Bank of America NA 
Line Institutions Record: 2
Name of institution
Citibank NA 
Line Institutions Record: 3
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
JP Morgan Chase Bank NA 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button checked Sole Radio button not checked Shared
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
50,000,000.00000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
184 

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs High Yield Municipal Fund 

b. Series identication number, if any

S000009255 

c. LEI

EYFM7CKNLCQ7BV7G8J85 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090757 

iii. Ticker symbol, if any

GYIRX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025274 

iii. Ticker symbol, if any

GHYCX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025272 

iii. Ticker symbol, if any

GHYAX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202030 

iii. Ticker symbol, if any

GGLPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195492 

iii. Ticker symbol, if any

GHYSX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025270 

iii. Ticker symbol, if any

GHYIX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Bank of New York Mellon SA/NV 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,193,101,537.83000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,192,841,190.13000000 

Principal Transactions Record: 3
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

815,309,050.18000000 

Principal Transactions Record: 4
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

341,400,553.15000000 

Principal Transactions Record: 5
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

266,761,187.27000000 

Principal Transactions Record: 6
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

364,142,336.69000000 

Principal Transactions Record: 7
i. Full name of dealer
FMSbonds, Inc. 
ii. SEC file number

8-23280 

iii. CRD number
000007793 
iv. LEI, if any

549300TUTBK58NSF2517 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

764,703,423.85000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

866,057,173.46000000 

Principal Transactions Record: 9
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

674,847,264.11000000 

Principal Transactions Record: 10
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

H85Z6XZP8B10ES0M2G89 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

568,445,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,585,927,156.14000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

9,584,357,858.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
Citibank N.A. 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 11
Name of institution
US Bank 
Line Institutions Record: 12
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 13
Name of institution
Standard Chartered Bank 
Line Institutions Record: 14
Name of institution
Barclays Bank PLC 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 17
Name of institution
PNC Bank, NA 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Dynamic Municipal Income Fund 

b. Series identication number, if any

S000009252 

c. LEI

0HDDSGYJW03B76806648 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025258 

iii. Ticker symbol, if any

GSMUX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195491 

iii. Ticker symbol, if any

GYISX 

Shares Outstanding Record: 3
i. Full name of Class
Service 
ii. Class identification number, if any

C000025255 

iii. Ticker symbol, if any

GSMEX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025256 

iii. Ticker symbol, if any

GSMIX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202029 

iii. Ticker symbol, if any

GAJPX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025254 

iii. Ticker symbol, if any

GSMTX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090756 

iii. Ticker symbol, if any

GUIRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

27,597.10000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

27,597.10000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

H85Z6XZP8B10ES0M2G89 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

379,605,000.00000000 

Principal Transactions Record: 2
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

602,515,460.19000000 

Principal Transactions Record: 3
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

184,753,730.85000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

864,907,944.73000000 

Principal Transactions Record: 5
i. Full name of dealer
FMSbonds, Inc. 
ii. SEC file number

8-23280 

iii. CRD number
000007793 
iv. LEI, if any

549300TUTBK58NSF2517 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

380,344,564.28000000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

514,181,576.13000000 

Principal Transactions Record: 7
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

298,111,540.33000000 

Principal Transactions Record: 8
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

199,889,319.95000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

568,496,561.70000000 

Principal Transactions Record: 10
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,407,886,723.83000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,674,017,460.61000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

8,460,168,673.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 2
Name of institution
PNC Bank, NA 
Line Institutions Record: 3
Name of institution
US Bank 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
Societe Generale 
Line Institutions Record: 13
Name of institution
Citibank N.A. 
Line Institutions Record: 14
Name of institution
Royal Bank of Canada 
Line Institutions Record: 15
Name of institution
Barclays Bank PLC 
Line Institutions Record: 16
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 28
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Emerging Markets Credit Fund 

b. Series identication number, if any

S000020098 

c. LEI

58SWL44ZGT3G71LAHX23 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000056394 

iii. Ticker symbol, if any

GIMDX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202043 

iii. Ticker symbol, if any

GMWPX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090763 

iii. Ticker symbol, if any

GLIRX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000056392 

iii. Ticker symbol, if any

GAMDX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195493 

iii. Ticker symbol, if any

GIMSX 

Shares Outstanding Record: 6
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000056393 

iii. Ticker symbol, if any

GCMDX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Standard Chartered Bank Zambia PLC 
ii. LEI, if any

549300247QDZHDI30A83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ZAMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 
ii. LEI, if any

254900XJQ7BKPSDXNP74 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Citibank, Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
UniCredit Bank Srbija a.d. Beograd 
ii. LEI, if any

52990001O0THU00TYK59 

iii. State, if applicable
 
iv. Foreign country, if applicable
SERBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Stanbic IBTC Bank Ltd 
ii. LEI, if any

549300NIVXF92ZIOVW61 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Banco Itau Uruguay S.A. 
ii. LEI, if any

549300HU8OQS1VTVXN55 

iii. State, if applicable
 
iv. Foreign country, if applicable
URUGUAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Banco de Chile 
ii. LEI, if any

8B4EZFY8IHJC44TT2K84 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Joint Stock Company 'Citibank' 
ii. LEI, if any

549300E0ROTI7ACBZH02 

iii. State, if applicable
 
iv. Foreign country, if applicable
UKRAINE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

6.64000000 

Brokers Record: 2
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1.66000000 

Brokers Record: 3
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

33.63000000 

Brokers Record: 4
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

46.58000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,613.95000000 

Brokers Record: 6
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,153.65000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

56.73000000 

Brokers Record: 8
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

23.24000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,936.08000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,356,420.40000000 

Principal Transactions Record: 2
i. Full name of dealer
Nomura International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DGQCSV2PHVF7I2743539 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58,083,196.05000000 

Principal Transactions Record: 3
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

64,150,867.05000000 

Principal Transactions Record: 4
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,948,604.78000000 

Principal Transactions Record: 5
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

110,572,534.96000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

25,453,862.79000000 

Principal Transactions Record: 7
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,594,933.99000000 

Principal Transactions Record: 8
i. Full name of dealer
HSBC Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

24,934,058.15000000 

Principal Transactions Record: 9
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

24,044,078.36000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

88,889,437.78000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

702,845,702.93000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

52,834,504.18000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
Standard Chartered Bank 
Line Institutions Record: 5
Name of institution
PNC Bank, NA 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 11
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 12
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 13
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 14
Name of institution
US Bank 
Line Institutions Record: 15
Name of institution
Societe Generale 
Line Institutions Record: 16
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Municipal Income Completion Fund 

b. Series identication number, if any

S000064937 

c. LEI

549300M6ZL1A17CEGR25 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Separate Account Institutional Shares 
ii. Class identification number, if any

C000210248 

iii. Ticker symbol, if any

GSAAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

471.50000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

471.50000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

H85Z6XZP8B10ES0M2G89 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,880,000.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,986,188.40000000 

Principal Transactions Record: 3
i. Full name of dealer
Estrada Hinojosa & Company, Inc. 
ii. SEC file number

8-37440 

iii. CRD number
000019299 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,101,859.50000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,292,293.15000000 

Principal Transactions Record: 5
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,985,948.35000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,395,520.70000000 

Principal Transactions Record: 7
i. Full name of dealer
FMSbonds, Inc. 
ii. SEC file number

8-23280 

iii. CRD number
000007793 
iv. LEI, if any

549300TUTBK58NSF2517 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,217,272.78000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,024,958.36000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,267,054.75000000 

Principal Transactions Record: 10
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,623,516.75000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

112,495,838.50000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

174,098,269.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 2
Name of institution
PNC Bank, NA 
Line Institutions Record: 3
Name of institution
US Bank 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 11
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 14
Name of institution
Standard Chartered Bank 
Line Institutions Record: 15
Name of institution
Citibank N.A. 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Global Core Fixed Income Fund 

b. Series identication number, if any

S000009308 

c. LEI

S7AVHSYYPK5PCOCQSV77 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025418 

iii. Ticker symbol, if any

GSLCX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090762 

iii. Ticker symbol, if any

GBIRX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202039 

iii. Ticker symbol, if any

GGXPX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161291 

iii. Ticker symbol, if any

GBIUX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025414 

iii. Ticker symbol, if any

GSGLX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025415 

iii. Ticker symbol, if any

GGISX 

Shares Outstanding Record: 7
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025416 

iii. Ticker symbol, if any

GSGIX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management International 
ii. SEC file number ( e.g., 801- )

801-38157 

iii.CRD number
000107715 
iv. LEI, if any

H78JPHZB1QNX0K20TF95 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Citibank, Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
First Abu Dhabi Bank P.J.S.C. (Kuwait City, Al Asimah, KW, Branch) 
ii. LEI, if any

2138002Y3WMK6RZS8H90 

iii. State, if applicable
 
iv. Foreign country, if applicable
KUWAIT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 
ii. LEI, if any

254900XJQ7BKPSDXNP74 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
First Abu Dhabi Bank P.J.S.C. 
ii. LEI, if any

2138002Y3WMK6RZS8H90 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,980.72000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,703.53000000 

Brokers Record: 3
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

19,587.19000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,064.47000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,437.44000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,354.65000000 

Brokers Record: 7
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,149.50000000 

Brokers Record: 8
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,969.17000000 

Brokers Record: 9
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

710.09000000 

Brokers Record: 10
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

2,705.40000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

68,714.59000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,101,638,501.63000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

638,193,787.03000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,765,670,334.67000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,007,405,445.02000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,145,249,944.82000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,241,848,611.94000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,064,383,112.81000000 

Principal Transactions Record: 8
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,991,763,283.60000000 

Principal Transactions Record: 9
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

762,456,186.88000000 

Principal Transactions Record: 10
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

731,474,686.82000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

17,752,832,963.72000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

603,804,210.44538461 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
Societe Generale 
Line Institutions Record: 3
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 4
Name of institution
PNC Bank, NA 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 8
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 11
Name of institution
US Bank 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
Citibank N.A. 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Short-Term Conservative Income Fund 

b. Series identication number, if any

S000044037 

c. LEI

5493005F2JE1UB8BK484 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

2 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000136680 

iii. Ticker symbol, if any

GPPIX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000174582 

iii. Ticker symbol, if any

GPAPX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000204425 

iii. Ticker symbol, if any

GPPOX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195498 

iii. Ticker symbol, if any

GPPSX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202005 

iii. Ticker symbol, if any

GMBPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

867,818,278.58000000 

Principal Transactions Record: 2
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

337,999,327.14000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

544,842,979.64000000 

Principal Transactions Record: 4
i. Full name of dealer
TP ICAP Global Markets Americas LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

276,375,782.83000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

620,813,695.03000000 

Principal Transactions Record: 6
i. Full name of dealer
Cantor Fitzgerald & Co. 
ii. SEC file number

8-201 

iii. CRD number
000000134 
iv. LEI, if any

5493004J7H4GCPG6OB62 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

331,740,301.89000000 

Principal Transactions Record: 7
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,032,299,113.94000000 

Principal Transactions Record: 8
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

392,085,170.05000000 

Principal Transactions Record: 9
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,422,039,943.83000000 

Principal Transactions Record: 10
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

626,094,872.78000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

8,073,019,149.32000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,008,896,816.98307692 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 4
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
Royal Bank of Canada 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Long Short Credit Strategies Fund 

b. Series identication number, if any

S000043227 

c. LEI

549300FHLZYWPOVLFS40 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

1 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000133724 

iii. Ticker symbol, if any

GSAYX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000133722 

iii. Ticker symbol, if any

GSAVX 

Shares Outstanding Record: 3
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000133721 

iii. Ticker symbol, if any

GSAUX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000133723 

iii. Ticker symbol, if any

GSAWX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195497 

iii. Ticker symbol, if any

GSSAX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202048 

iii. Ticker symbol, if any

GMUPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3.70000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

3.70000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Royal Bank of Canada 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

ES7IP3U3RHIGC71XBU11 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,658,217.55000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,437,518.05000000 

Principal Transactions Record: 3
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,668,056.22000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,571,030.90000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,952,991.07000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,099,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

33,110,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,224,148.65000000 

Principal Transactions Record: 9
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,079,773.38000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,767,998.41000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

77,872,126.35000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

48,071,650.78846153 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
PNC Bank, NA 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
Citibank N.A. 
Line Institutions Record: 14
Name of institution
Standard Chartered Bank 
Line Institutions Record: 15
Name of institution
Royal Bank of Canada 
Line Institutions Record: 16
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Investment Grade Credit Fund 

b. Series identication number, if any

S000009307 

c. LEI

P4KIMMQVHXQQY4ZVYE90 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Separate Account Institutional Shares 
ii. Class identification number, if any

C000025411 

iii. Ticker symbol, if any

GSCPX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025412 

iii. Ticker symbol, if any

GSGAX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161290 

iii. Ticker symbol, if any

GTIUX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025410 

iii. Ticker symbol, if any

GSGDX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090761 

iii. Ticker symbol, if any

GTIRX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202038 

iii. Ticker symbol, if any

GGBPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

981.29000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

375.30000000 

Brokers Record: 3
i. Full name of broker
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

206.38000000 

Brokers Record: 4
i. Full name of broker
Jane Street Execution Services, LLC 
ii. SEC file number

8-69254 

iii. CRD number
000167280 
iv. LEI, if any

549300HXJLXCPDWAH070 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

524.19000000 

Brokers Record: 5
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

168.65000000 

Brokers Record: 6
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

346.23000000 

Brokers Record: 7
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,673.14000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

959.67000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

42,234.85000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

132,251,721.97000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

640,192,569.20000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

74,624,970.75000000 

Principal Transactions Record: 4
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

59,583,198.95000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

44,897,763.00000000 

Principal Transactions Record: 6
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

86,115,440.42000000 

Principal Transactions Record: 7
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

318,201,142.80000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

70,357,859.42000000 

Principal Transactions Record: 9
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

109,700,041.84000000 

Principal Transactions Record: 10
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

356,163,401.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,245,671,262.91000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

632,609,647.58000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 7
Name of institution
PNC Bank, NA 
Line Institutions Record: 8
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 9
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 10
Name of institution
Royal Bank of Canada 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
BNP Paribas 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Income Fund 

b. Series identication number, if any

S000029317 

c. LEI

MM4EWHH604XFXV8H1O93 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000090151 

iii. Ticker symbol, if any

GSZCX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090153 

iii. Ticker symbol, if any

GZIRX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000090152 

iii. Ticker symbol, if any

GSZIX 

Shares Outstanding Record: 4
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000090154 

iii. Ticker symbol, if any

GSZRX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202044 

iii. Ticker symbol, if any

GSOPX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161295 

iii. Ticker symbol, if any

GSZUX 

Shares Outstanding Record: 7
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000090150 

iii. Ticker symbol, if any

GSZAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Stanbic IBTC Bank Ltd 
ii. LEI, if any

549300NIVXF92ZIOVW61 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,912.73000000 

Brokers Record: 2
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

18,775.65000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,037.24000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

188,924.05000000 

Brokers Record: 5
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,958.35000000 

Brokers Record: 6
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,799.11000000 

Brokers Record: 7
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,036.12000000 

Brokers Record: 8
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

452.05000000 

Brokers Record: 9
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,226.54000000 

Brokers Record: 10
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

2,718.30000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

243,312.11000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,942,584,704.77000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,354,964,384.57000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,197,240,755.30000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,886,806,548.26000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,419,547,129.95000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,731,075,064.02000000 

Principal Transactions Record: 7
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,409,427,375.82000000 

Principal Transactions Record: 8
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,153,542,830.39000000 

Principal Transactions Record: 9
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,166,494,604.81000000 

Principal Transactions Record: 10
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,157,240,781.52000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

58,247,402,438.79000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

640,808,418.63615384 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
US Bank 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
BNP Paribas 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
Societe Generale 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 16
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 17
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Inflation Protected Securities Fund 

b. Series identication number, if any

S000018567 

c. LEI

4OEORIROX7OTX3PIXA40 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000051525 

iii. Ticker symbol, if any

GSCFX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000051526 

iii. Ticker symbol, if any

GSIPX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161294 

iii. Ticker symbol, if any

GSRUX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202042 

iii. Ticker symbol, if any

GGJPX 

Shares Outstanding Record: 5
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000051524 

iii. Ticker symbol, if any

GSAPX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000059011 

iii. Ticker symbol, if any

GSTPX 

Shares Outstanding Record: 7
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000059010 

iii. Ticker symbol, if any

GSRPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

262.12000000 

Brokers Record: 2
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,390.35000000 

Brokers Record: 3
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

998.03000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,974.86000000 

Brokers Record: 5
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

567.91000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

18,193.27000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

153,776,340.92000000 

Principal Transactions Record: 2
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

158,322,314.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

135,846,149.12000000 

Principal Transactions Record: 4
i. Full name of dealer
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

162,974,979.99000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

200,370,000.00000000 

Principal Transactions Record: 6
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

99,574,887.78000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,355,992.24000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

117,232,522.44000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

114,511,300.06000000 

Principal Transactions Record: 10
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

251,150,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,932,878,763.21000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

301,477,554.28846153 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
Royal Bank of Canada 
Line Institutions Record: 5
Name of institution
US Bank 
Line Institutions Record: 6
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 7
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 8
Name of institution
PNC Bank, NA 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
BNP Paribas 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 13
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 14
Name of institution
Barclays Bank PLC 
Line Institutions Record: 15
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs High Yield Fund 

b. Series identication number, if any

S000009309 

c. LEI

VJJ3YDJ4UOKOJN1I8J86 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025421 

iii. Ticker symbol, if any

GSHSX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025422 

iii. Ticker symbol, if any

GSHAX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025420 

iii. Ticker symbol, if any

GSHIX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202040 

iii. Ticker symbol, if any

GGMPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161292 

iii. Ticker symbol, if any

GSHUX 

Shares Outstanding Record: 6
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058957 

iii. Ticker symbol, if any

GSHRX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058958 

iii. Ticker symbol, if any

GSHTX 

Shares Outstanding Record: 8
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025424 

iii. Ticker symbol, if any

GSHCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

47,783,722.64000000 

g. Provide the net income from securities lending activities

1,100,924.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Citibank Europe Public Limited Company 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

79.47000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

343.34000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42,410.82000000 

Brokers Record: 4
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,058.57000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,148.15000000 

Brokers Record: 6
i. Full name of broker
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

552.85000000 

Brokers Record: 7
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58.58000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

383.42000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

48,035.20000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

621,275,141.79000000 

Principal Transactions Record: 2
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

113,228,529.61000000 

Principal Transactions Record: 3
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

80,210,338.60000000 

Principal Transactions Record: 4
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

123,103,470.14000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

116,079,318.60000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

147,956,927.58000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

103,125,899.45000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

161,034,317.35000000 

Principal Transactions Record: 9
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

99,014,675.50000000 

Principal Transactions Record: 10
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,717,066.99000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,088,955,728.39000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,747,588,299.46153846 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
US Bank 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 8
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Bond Fund 

b. Series identication number, if any

S000013795 

c. LEI

K5ZYN8ZUQE8S5OUPBU26 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000041010 

iii. Ticker symbol, if any

GSNSX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202041 

iii. Ticker symbol, if any

GMVPX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000037820 

iii. Ticker symbol, if any

GSNIX 

Shares Outstanding Record: 4
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058984 

iii. Ticker symbol, if any

GSNRX 

Shares Outstanding Record: 5
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000037819 

iii. Ticker symbol, if any

GSFCX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058985 

iii. Ticker symbol, if any

GSNTX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161293 

iii. Ticker symbol, if any

GSFUX 

Shares Outstanding Record: 8
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000037818 

iii. Ticker symbol, if any

GSFAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

43,150.69000000 

Brokers Record: 2
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,315.42000000 

Brokers Record: 3
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,087.45000000 

Brokers Record: 4
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

266.66000000 

Brokers Record: 5
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

40.10000000 

Brokers Record: 6
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

315.97000000 

Brokers Record: 7
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

4,099.20000000 

Brokers Record: 8
i. Full name of broker
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38.55000000 

Brokers Record: 9
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

827.05000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,294.05000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

53,435.14000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,811,584,855.22000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

709,435,449.86000000 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

821,171,114.95000000 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,263,475,363.64000000 

Principal Transactions Record: 5
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

616,932,994.12000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

637,088,710.00000000 

Principal Transactions Record: 7
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,227,881,443.35000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

926,249,918.35000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,042,625,970.90000000 

Principal Transactions Record: 10
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

856,124,017.86000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12,843,679,385.20000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

332,333,765.26384615 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 6
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
US Bank 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 11
Name of institution
Royal Bank of Canada 
Line Institutions Record: 12
Name of institution
Standard Chartered Bank 
Line Institutions Record: 13
Name of institution
PNC Bank, NA 
Line Institutions Record: 14
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 15
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 16
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Short Duration Government Fund 

b. Series identication number, if any

S000009303 

c. LEI

N4WK70TBFH7DTTPR0J23 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025392 

iii. Ticker symbol, if any

GSDCX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058952 

iii. Ticker symbol, if any

GTDTX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025388 

iii. Ticker symbol, if any

GSTGX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025390 

iii. Ticker symbol, if any

GSSDX 

Shares Outstanding Record: 5
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025389 

iii. Ticker symbol, if any

GSDSX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202034 

iii. Ticker symbol, if any

GMDPX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161286 

iii. Ticker symbol, if any

GSTUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

677.96000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

56,094.31000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

358.84000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,203.64000000 

Brokers Record: 5
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,539.38000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

59,874.13000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

806,348,445.93000000 

Principal Transactions Record: 2
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

271,794,736.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

641,029,078.87000000 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

589,403,809.42000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,110,919,295.30000000 

Principal Transactions Record: 6
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

153,190,731.69000000 

Principal Transactions Record: 7
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

149,740,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

907,245,612.53000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

330,397,830.96000000 

Principal Transactions Record: 10
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

166,434,882.85000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

5,748,144,691.42000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

505,996,136.48846153 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Barclays Bank PLC 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 7
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
US Bank 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 14
Name of institution
PNC Bank, NA 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
Royal Bank of Canada 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 19

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Core Fixed Income Fund 

b. Series identication number, if any

S000009306 

c. LEI

2NJKQB9WFS0RLSFC6S95 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025405 

iii. Ticker symbol, if any

GSCSX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058956 

iii. Ticker symbol, if any

GDFTX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202037 

iii. Ticker symbol, if any

GAKPX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161289 

iii. Ticker symbol, if any

GCFUX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025404 

iii. Ticker symbol, if any

GSFIX 

Shares Outstanding Record: 6
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025406 

iii. Ticker symbol, if any

GCFIX 

Shares Outstanding Record: 7
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025408 

iii. Ticker symbol, if any

GCFCX 

Shares Outstanding Record: 8
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058955 

iii. Ticker symbol, if any

GDFRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas (Athens, Attica, GR, Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Skandinaviska Enskilda Banken A/S 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Intesa Sanpaolo S.p.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,395.38000000 

Brokers Record: 2
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

118.81000000 

Brokers Record: 3
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,119.35000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

164,310.31000000 

Brokers Record: 5
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

8,989.37000000 

Brokers Record: 6
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

334.33000000 

Brokers Record: 7
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,003.80000000 

Brokers Record: 8
i. Full name of broker
Citigroup Global Markets Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

652.46000000 

Brokers Record: 9
i. Full name of broker
Susquehanna Financial Group, LLLP 
ii. SEC file number

8-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

929.53000000 

Brokers Record: 10
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,388.97000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

187,302.46000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,272,727,479.58000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,928,099,164.28000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,697,706,609.05000000 

Principal Transactions Record: 4
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,882,582,352.56000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,225,214,836.67000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,366,202,667.27000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,513,926,599.30000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,766,537,724.11000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,294,877,045.93000000 

Principal Transactions Record: 10
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,781,479,664.20000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

35,625,561,983.51000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,826,016,706.57846153 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
PNC Bank, NA 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
US Bank 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
Standard Chartered Bank 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
Line Institutions Record: 11
Name of institution
Royal Bank of Canada 
Line Institutions Record: 12
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 15
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 16
Name of institution
BNP Paribas 
Line Institutions Record: 17
Name of institution
HSBC Securities (USA) Inc. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 20

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs U.S. Mortgages Fund 

b. Series identication number, if any

S000009305 

c. LEI

MBFL9SSC0VUDGK1TUI40 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025402 

iii. Ticker symbol, if any

GSUAX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090760 

iii. Ticker symbol, if any

GGIRX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025400 

iii. Ticker symbol, if any

GSUIX 

Shares Outstanding Record: 4
i. Full name of Class
Separate Account Institutional Shares 
ii. Class identification number, if any

C000025401 

iii. Ticker symbol, if any

GSUPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161288 

iii. Ticker symbol, if any

GGIUX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202036 

iii. Ticker symbol, if any

GSBPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,763.41000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

132.46000000 

Brokers Record: 3
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

319.32000000 

Brokers Record: 4
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

378.18000000 

Brokers Record: 5
i. Full name of broker
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

152.72000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

17,746.09000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

87,143,973.04000000 

Principal Transactions Record: 2
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

157,383,645.67000000 

Principal Transactions Record: 3
i. Full name of dealer
Santander US Capital Markets LLC 
ii. SEC file number

8-68282 

iii. CRD number
000150696 
iv. LEI, if any

549300LGG2RLWD21SU97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

43,653,673.88000000 

Principal Transactions Record: 4
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

760,519,520.04000000 

Principal Transactions Record: 5
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

885,652,122.03000000 

Principal Transactions Record: 6
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

846,763,517.80000000 

Principal Transactions Record: 7
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

641,031,907.20000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

857,743,718.84000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

40,100,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

52,400,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,551,307,064.92000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

206,418,213.10384615 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
Standard Chartered Bank 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 7
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 8
Name of institution
BNP Paribas 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
US Bank 
Line Institutions Record: 11
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 12
Name of institution
Societe Generale 
Line Institutions Record: 13
Name of institution
PNC Bank, NA 
Line Institutions Record: 14
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 15
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 16
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 21

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Short Duration Tax-Free Fund 

b. Series identication number, if any

S000009241 

c. LEI

GAVVSPXKYZU1SYQNED48 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025192 

iii. Ticker symbol, if any

GSDTX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195490 

iii. Ticker symbol, if any

GDUSX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025190 

iii. Ticker symbol, if any

GSDUX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090755 

iii. Ticker symbol, if any

GDIRX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202028 

iii. Ticker symbol, if any

GANPX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025194 

iii. Ticker symbol, if any

GSTCX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025191 

iii. Ticker symbol, if any

GSFSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect, Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

466,036,521.18000000 

Principal Transactions Record: 2
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

144,076,428.80000000 

Principal Transactions Record: 3
i. Full name of dealer
UBS Financial Services Inc. 
ii. SEC file number

8-16267 

iii. CRD number
000008174 
iv. LEI, if any

ETYRV6ORNFJB5NONI676 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

91,255,074.43000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

500,592,775.69000000 

Principal Transactions Record: 5
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

H85Z6XZP8B10ES0M2G89 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

227,945,253.59000000 

Principal Transactions Record: 6
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

196,279,635.80000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

559,105,365.36000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

415,102,061.76000000 

Principal Transactions Record: 9
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

305,755,431.26000000 

Principal Transactions Record: 10
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

956,408,834.69000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,967,822,618.87000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

5,617,477,278.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
Royal Bank of Canada 
Line Institutions Record: 9
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 10
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 11
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
Barclays Bank PLC 
Line Institutions Record: 17
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 22

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Emerging Markets Debt Fund 

b. Series identication number, if any

S000009301 

c. LEI

XC6LIVZDLLKYZ7FKO621 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000090759 

iii. Ticker symbol, if any

GSIRX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025381 

iii. Ticker symbol, if any

GSDIX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000037783 

iii. Ticker symbol, if any

GSCDX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025382 

iii. Ticker symbol, if any

GSDAX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000202032 

iii. Ticker symbol, if any

GAIPX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161284 

iii. Ticker symbol, if any

GSIUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
S&P Global Inc. 
ii. LEI, if any, or provide and describe other identifying number

Y6X4K52KMJMZE7I7MY94 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Citibank, Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank (Hong Kong) Limited 
ii. LEI, if any

X5AV1MBDXGRPX5UGMX13 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Citibank Maghreb S.A. 
ii. LEI, if any

5493003FVWLMBFTISI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Stanbic IBTC Bank Ltd 
ii. LEI, if any

549300NIVXF92ZIOVW61 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Folio Investments, Inc. 
b. SEC file number

8-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. Morgan Securities PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,299.77000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

36,527.43000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

683.92000000 

Brokers Record: 4
i. Full name of broker
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

174.57000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

38,685.69000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Bank of America, National Association 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

141,440,077.57000000 

Principal Transactions Record: 2
i. Full name of dealer
Nomura International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DGQCSV2PHVF7I2743539 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

68,398,217.08000000 

Principal Transactions Record: 3
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

351,336,455.54000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Bank PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

181,526,097.26000000 

Principal Transactions Record: 5
i. Full name of dealer
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

134,437,933.03000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

234,710,162.58000000 

Principal Transactions Record: 7
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

169,770,962.43000000 

Principal Transactions Record: 8
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

432,440,775.48000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

523,288,458.72000000 

Principal Transactions Record: 10
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

465,700,400.97000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

3,109,140,619.83000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

538,364,899.46461538 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MUFG Securities Americas Inc. 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
HSBC Securities (USA) Inc. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
US Bank 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
Standard Chartered Bank 
Line Institutions Record: 13
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 14
Name of institution
Morgan Stanley & Co. LLC 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
PNC Bank, NA 
Line Institutions Record: 17
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Emerging Markets Credit fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 64
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Multi-Strategy Alternatives Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
GOLDMAN SACHS TRUST 
Date
2024-06-12 
Signature
Christopher Bradford 
Title
Vice President