schemaVersion:

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000009243 
Class ID Record:1
Class ID
C000025207 
Class ID Record:2
Class ID
C000025208 
Class ID Record:3
Class ID
C000025204 
Class ID Record:4
Class ID
C000025206 
Class ID Record:5
Class ID
C000025203 
Class ID Record:6
Class ID
C000025205 
Class ID Record:7
Class ID
C000088807 
Class ID Record:8
Class ID
C000088806 
Class ID Record:9
Class ID
C000088805 
Series ID Record:2
Series ID
S000051191 
Class ID Record:1
Class ID
C000172502 
Class ID Record:2
Class ID
C000166002 
Class ID Record:3
Class ID
C000161182 
Class ID Record:4
Class ID
C000166000 
Class ID Record:5
Class ID
C000172503 
Class ID Record:6
Class ID
C000166001 
Class ID Record:7
Class ID
C000172501 
Series ID Record:3
Series ID
S000009259 
Class ID Record:1
Class ID
C000088818 
Class ID Record:2
Class ID
C000025298 
Class ID Record:3
Class ID
C000025296 
Class ID Record:4
Class ID
C000025300 
Class ID Record:5
Class ID
C000088817 
Class ID Record:6
Class ID
C000025297 
Class ID Record:7
Class ID
C000025295 
Class ID Record:8
Class ID
C000025299 
Class ID Record:9
Class ID
C000088816 
Series ID Record:4
Series ID
S000068536 
Class ID Record:1
Class ID
C000219200 
Class ID Record:2
Class ID
C000219202 
Class ID Record:3
Class ID
C000219206 
Class ID Record:4
Class ID
C000219205 
Class ID Record:5
Class ID
C000219201 
Class ID Record:6
Class ID
C000219204 
Class ID Record:7
Class ID
C000219203 
Series ID Record:5
Series ID
S000040184 
Class ID Record:1
Class ID
C000124918 
Class ID Record:2
Class ID
C000124921 
Class ID Record:3
Class ID
C000201752 
Class ID Record:4
Class ID
C000124920 
Class ID Record:5
Class ID
C000124917 
Class ID Record:6
Class ID
C000124919 
Class ID Record:7
Class ID
C000199576 
Series ID Record:6
Series ID
S000009244 
Class ID Record:1
Class ID
C000025211 
Class ID Record:2
Class ID
C000025210 
Class ID Record:3
Class ID
C000025213 
Class ID Record:4
Class ID
C000088809 
Class ID Record:5
Class ID
C000088810 
Class ID Record:6
Class ID
C000025212 
Class ID Record:7
Class ID
C000166885 
Class ID Record:8
Class ID
C000088808 
Class ID Record:9
Class ID
C000025215 
Class ID Record:10
Class ID
C000166884 
Class ID Record:11
Class ID
C000025214 
Series ID Record:7
Series ID
S000009242 
Class ID Record:1
Class ID
C000025198 
Class ID Record:2
Class ID
C000025200 
Class ID Record:3
Class ID
C000166882 
Class ID Record:4
Class ID
C000167141 
Class ID Record:5
Class ID
C000025201 
Class ID Record:6
Class ID
C000088804 
Class ID Record:7
Class ID
C000088803 
Class ID Record:8
Class ID
C000025199 
Class ID Record:9
Class ID
C000025197 
Class ID Record:10
Class ID
C000088802 
Class ID Record:11
Class ID
C000214495 
Class ID Record:12
Class ID
C000025196 
Class ID Record:13
Class ID
C000166883 
Series ID Record:8
Series ID
S000051190 
Class ID Record:1
Class ID
C000161786 
Class ID Record:2
Class ID
C000161178 
Class ID Record:3
Class ID
C000161175 
Class ID Record:4
Class ID
C000161176 
Class ID Record:5
Class ID
C000161179 
Class ID Record:6
Class ID
C000161177 
Class ID Record:7
Class ID
C000161180 
Class ID Record:8
Class ID
C000161181 
Series ID Record:9
Series ID
S000009261 
Class ID Record:1
Class ID
C000025309 
Class ID Record:2
Class ID
C000088823 
Class ID Record:3
Class ID
C000025314 
Class ID Record:4
Class ID
C000025311 
Class ID Record:5
Class ID
C000088822 
Class ID Record:6
Class ID
C000025310 
Class ID Record:7
Class ID
C000025312 
Class ID Record:8
Class ID
C000025313 
Class ID Record:9
Class ID
C000088824 
Series ID Record:10
Series ID
S000058984 
Class ID Record:1
Class ID
C000193459 
Class ID Record:2
Class ID
C000193456 
Class ID Record:3
Class ID
C000193458 
Class ID Record:4
Class ID
C000193455 
Class ID Record:5
Class ID
C000201753 
Class ID Record:6
Class ID
C000193460 
Class ID Record:7
Class ID
C000193457 
Series ID Record:11
Series ID
S000009258 
Class ID Record:1
Class ID
C000088811 
Class ID Record:2
Class ID
C000025293 
Class ID Record:3
Class ID
C000025291 
Class ID Record:4
Class ID
C000025288 
Class ID Record:5
Class ID
C000214496 
Class ID Record:6
Class ID
C000025289 
Class ID Record:7
Class ID
C000025292 
Class ID Record:8
Class ID
C000025290 
Class ID Record:9
Class ID
C000088815 
Class ID Record:10
Class ID
C000088814 
Series ID Record:12
Series ID
S000009260 
Class ID Record:1
Class ID
C000088819 
Class ID Record:2
Class ID
C000088820 
Class ID Record:3
Class ID
C000088821 
Class ID Record:4
Class ID
C000025307 
Class ID Record:5
Class ID
C000025302 
Class ID Record:6
Class ID
C000025305 
Class ID Record:7
Class ID
C000025304 
Class ID Record:8
Class ID
C000025303 
Class ID Record:9
Class ID
C000025306 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2020-11-30 
b. Does this report cover a period of less than 12 months?Radio button checked Yes Radio button not checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Goldman Sachs Trust 
b. Investment Company Act file number ( e.g., 811-)
811-05349 
c. CIK
0000822977 
d. LEI
S2FHCT8U6D2VORP0J605 

Item B.2. Address and telephone number of Registrant.

a. Street 1
71 South Wacker Drive 
Street 2
 
b. City
Chicago 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-655-4400 
g. Public Website, if any
www.gsamfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon 
b. Street 1
240 Greenwich Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10286 
g. Telephone number (including country code if foreign)
1-212-495-1784 
h. Briefly describe the books and records kept at this location:
Records related to its function as custodian 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
Goldman Sachs & Co. LLC 
b. Street 1
71 S Wacker Dr Ste 500 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, National Association 
b. Street 1
270 Park Ave 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10026 
g. Telephone number (including country code if foreign)
800-935-9935 
h. Briefly describe the books and records kept at this location:
Accounting, Financial Reporting, Expense 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
312-655-4400 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
State Street Bank and Trust Company 
b. Street 1
1 Lincoln Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
617-786-3000 
h. Briefly describe the books and records kept at this location:
Custody and Accounting Records 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Goldman Sachs Fund Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
90 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Roy W. Templin 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 2
a. Full Name
Gregory G. Weaver 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 3
a. Full Name
Jessica Palmer 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 4
a. Full Name
Diana M. Daniels 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 5
a. Full Name
James A. McNamara 
b. CRD number, if any
002325431 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22979 
File Number Record: 2
File Number Record:
811-22856 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23499 
File Number Record: 5
File Number Record:
811-23498 
File Number Record: 6
File Number Record:
811-23013 
File Number Record: 7
File Number Record:
811-22781 
Director Record: 6
a. Full Name
Dwight L. Bush 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 7
a. Full Name
Joaquin Delgado 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 8
a. Full Name
Kathryn A. Cassidy 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Julien Yoo 
b. CRD Number, if any
N/A 
c. Street Address 1
200 West Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10282 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button checked Yes Radio button not checked No
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
1. Series name
2. Series identification number

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-14363 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. SEC file number (e.g., 8-)
008-00129 
iii. CRD number
000000361 
iv. LEI, if any
FOR8UP27PHTHYVLBNG30 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs MLP Energy Infrastructure Fund 
ii. Series identification number
S000040184 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Energy Infrastructure Fund 
ii. Series identification number
S000058984 
Payment dividend series info Record: 3
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Clean Energy Income Fund 
ii. Series identification number
S000068536 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Solutions Fund 

b. Series identication number, if any

S000009243 

c. LEI

549300WGIKK0N0790B58 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025207 

iii. Ticker symbol, if any

GSFXX 

Shares Outstanding Record: 2
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025208 

iii. Ticker symbol, if any

GCFXX 

Shares Outstanding Record: 3
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025204 

iii. Ticker symbol, if any

FVAXX 

Shares Outstanding Record: 4
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025206 

iii. Ticker symbol, if any

GPFXX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025203 

iii. Ticker symbol, if any

FEDXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025205 

iii. Ticker symbol, if any

FVSXX 

Shares Outstanding Record: 7
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088807 

iii. Ticker symbol, if any

GFRXX 

Shares Outstanding Record: 8
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088806 

iii. Ticker symbol, if any

GFPXX 

Shares Outstanding Record: 9
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088805 

iii. Ticker symbol, if any

GFCXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,925,991,116.58000000 

Principal Transactions Record: 2
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

620,173,167.24000000 

Principal Transactions Record: 3
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

914,903,334.38000000 

Principal Transactions Record: 4
i. Full name of dealer
Daiwa Capital Markets America, Inc. 
ii. SEC file number

008-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

98,993,812.50000000 

Principal Transactions Record: 5
i. Full name of dealer
SCOTIA CAPITAL (USA), INC. 
ii. SEC file number

008-03716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,898,387.28000000 

Principal Transactions Record: 6
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

901,289,652.44000000 

Principal Transactions Record: 7
i. Full name of dealer
BNY MELLON CAPITAL MARKETS, LLC 
ii. SEC file number

008-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

179,999,085.00000000 

Principal Transactions Record: 8
i. Full name of dealer
DEUTSCHE BANK SECURITIES, INC. 
ii. SEC file number

008-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,456,162,565.43000000 

Principal Transactions Record: 9
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,800,408,798.36000000 

Principal Transactions Record: 10
i. Full name of dealer
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

696,673,087.44000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

19,598,493,006.65000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

11,742,214,033.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
BNP Paribas 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Investor Money Market Fund 

b. Series identication number, if any

S000051191 

c. LEI

54930084EFW9KNNXA727 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000172502 

iii. Ticker symbol, if any

FHRXX 

Shares Outstanding Record: 2
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000166002 

iii. Ticker symbol, if any

FMKXX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000161182 

iii. Ticker symbol, if any

FMJXX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166000 

iii. Ticker symbol, if any

FMEXX 

Shares Outstanding Record: 5
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000172503 

iii. Ticker symbol, if any

FHSXX 

Shares Outstanding Record: 6
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166001 

iii. Ticker symbol, if any

FMGXX 

Shares Outstanding Record: 7
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000172501 

iii. Ticker symbol, if any

FHMXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Deutsche Bank Aktiengesellschaft 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

130,343,335.44000000 

Principal Transactions Record: 2
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

008-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

118,985,746.37000000 

Principal Transactions Record: 3
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

664,915,529.30000000 

Principal Transactions Record: 4
i. Full name of dealer
SCOTIA CAPITAL (USA), INC. 
ii. SEC file number

008-03716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

987,296,401.22000000 

Principal Transactions Record: 5
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

008-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,074,628,956.28000000 

Principal Transactions Record: 6
i. Full name of dealer
RBC CAPITAL MARKETS LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,649,998,833.33000000 

Principal Transactions Record: 7
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

466,637,869.64000000 

Principal Transactions Record: 8
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

606,890,704.78000000 

Principal Transactions Record: 9
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,131,122,710.73000000 

Principal Transactions Record: 10
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

393,607,204.11000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

8,793,468,413.84000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

2,152,062,432.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
BNP Paribas 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Money Market Fund 

b. Series identication number, if any

S000009259 

c. LEI

549300AT6GF2CKVD8535 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088818 

iii. Ticker symbol, if any

GREXX 

Shares Outstanding Record: 2
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025298 

iii. Ticker symbol, if any

GPMXX 

Shares Outstanding Record: 3
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025296 

iii. Ticker symbol, if any

FADXX 

Shares Outstanding Record: 4
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025300 

iii. Ticker symbol, if any

GCKXX 

Shares Outstanding Record: 5
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088817 

iii. Ticker symbol, if any

GPRXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025297 

iii. Ticker symbol, if any

FSVXX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025295 

iii. Ticker symbol, if any

FSMXX 

Shares Outstanding Record: 8
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025299 

iii. Ticker symbol, if any

GSMXX 

Shares Outstanding Record: 9
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088816 

iii. Ticker symbol, if any

GSCXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Deutsche Bank Aktiengesellschaft 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,440,440,311.24000000 

Principal Transactions Record: 2
i. Full name of dealer
MUFG SECURITIES AMERICAS INC. 
ii. SEC file number

008-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,422,862,656.29000000 

Principal Transactions Record: 3
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,473,947,842.45000000 

Principal Transactions Record: 4
i. Full name of dealer
ING FINANCIAL MARKETS LLC 
ii. SEC file number

008-43978 

iii. CRD number
000028872 
iv. LEI, if any

KBVRJ5K57JZ3E2AVWX40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,734,000,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,025,893,079.97000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,340,020,029.79000000 

Principal Transactions Record: 7
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

008-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

24,947,457,109.06000000 

Principal Transactions Record: 8
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

008-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,984,466,023.22000000 

Principal Transactions Record: 9
i. Full name of dealer
RBC CAPITAL MARKETS LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,984,997,083.33000000 

Principal Transactions Record: 10
i. Full name of dealer
SCOTIA CAPITAL (USA), INC. 
ii. SEC file number

008-03716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,918,189,610.64000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

63,367,001,432.63000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

5,218,747,271.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Clean Energy Income Fund 

b. Series identication number, if any

S000068536 

c. LEI

549300E9VFMF6J1RE232 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

7 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000219200 

iii. Ticker symbol, if any

GCEPX 

Shares Outstanding Record: 2
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000219202 

iii. Ticker symbol, if any

GCEHX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000219206 

iii. Ticker symbol, if any

GCEJX 

Shares Outstanding Record: 4
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000219205 

iii. Ticker symbol, if any

GCEGX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000219201 

iii. Ticker symbol, if any

GCEEX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000219204 

iii. Ticker symbol, if any

GCEDX 

Shares Outstanding Record: 7
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000219203 

iii. Ticker symbol, if any

GCEBX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
Securities Lending Record: 2
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the investment adviser was hired during the reporting period, indicate the investment adviser's start date:

2020-04-15 

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Bank AG (Amsterdam) 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
ltau Corpbanca S.A. 
ii. LEI, if any

549300DDPTTIZ06NIV06 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
HongKong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
State Street Bank International GmbH 
ii. LEI, if any

ZMHGNT7ZPKZ3UFZ8EO46 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services (Athens) 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Deutsche Bank Societa per Azioni 
ii. LEI, if any

529900SS7ZWCX82U3W60 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Citibank N.A. Brazil Branch 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch) 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Banco de Chile 
ii. LEI, if any

8B4EZFY8IHJC44TT2K84 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Deutsche Bank, Sociedad Anonima Espanola 
ii. LEI, if any

529900SICIK5OVMVY186 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any, or other identifying number

571474TGEMMWANRLN572 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,661.74000000 

Brokers Record: 2
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,857.85000000 

Brokers Record: 3
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

469.05000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,200.33000000 

Brokers Record: 5
i. Full name of broker
UBS SECURITIES CANADA INC. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300OQTBW7J6DYG658 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Gross commissions paid by the Fund for the reporting period

1,863.86000000 

Brokers Record: 6
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,279.36000000 

Brokers Record: 7
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,975.31000000 

Brokers Record: 8
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,745.46000000 

Brokers Record: 9
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,853.46000000 

Brokers Record: 10
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,019.34000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

36,424.48000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

967,980.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

967,980.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

51,010,733.36000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs MLP Energy Infrastructure Fund 

b. Series identication number, if any

S000040184 

c. LEI

549300QNI1STTSJRLK10 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000124918 

iii. Ticker symbol, if any

GLPCX 

Shares Outstanding Record: 2
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000124921 

iii. Ticker symbol, if any

GLPRX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201752 

iii. Ticker symbol, if any

GMNPX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000124920 

iii. Ticker symbol, if any

GLPIX 

Shares Outstanding Record: 5
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000124917 

iii. Ticker symbol, if any

GLPAX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000124919 

iii. Ticker symbol, if any

GMLPX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000199576 

iii. Ticker symbol, if any

GLPSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank Societa per Azioni 
ii. LEI, if any

529900SS7ZWCX82U3W60 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any, or other identifying number

571474TGEMMWANRLN572 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

136,718.92000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

275,223.62000000 

Brokers Record: 2
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

348,979.13000000 

Brokers Record: 3
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

352,785.64000000 

Brokers Record: 4
i. Full name of broker
USCA SECURITIES LLC 
ii. SEC file number

008-52285 

iii. CRD number
000103789 
iv. LEI, if any

254900GBMSP1Y45THR66 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

154,450.38000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

201,328.85000000 

Brokers Record: 6
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

178,247.36000000 

Brokers Record: 7
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

433,043.06000000 

Brokers Record: 8
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

346,808.41000000 

Brokers Record: 9
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

155,488.15000000 

Brokers Record: 10
i. Full name of broker
B. RILEY SECURITIES, INC. 
ii. SEC file number

008-41426 

iii. CRD number
000025027 
iv. LEI, if any

2549005CLOSQO0MJEA57 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

147,927.80000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

3,017,517.45000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,323,412.50000000 

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,359,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

15,682,412.50000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,093,397,952.66000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Investor Tax-Exempt Money Market Fund 

b. Series identication number, if any

S000009244 

c. LEI

549300ZO088VTRHJXK79 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

11 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025211 

iii. Ticker symbol, if any

FEAXX 

Shares Outstanding Record: 2
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000025210 

iii. Ticker symbol, if any

FTXXX 

Shares Outstanding Record: 3
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025213 

iii. Ticker symbol, if any

GPTXX 

Shares Outstanding Record: 4
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088809 

iii. Ticker symbol, if any

GXPXX 

Shares Outstanding Record: 5
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088810 

iii. Ticker symbol, if any

GXRXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025212 

iii. Ticker symbol, if any

FESXX 

Shares Outstanding Record: 7
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166885 

iii. Ticker symbol, if any

FCYXX 

Shares Outstanding Record: 8
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088808 

iii. Ticker symbol, if any

GXCXX 

Shares Outstanding Record: 9
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025215 

iii. Ticker symbol, if any

GCXXX 

Shares Outstanding Record: 10
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166884 

iii. Ticker symbol, if any

FKIXX 

Shares Outstanding Record: 11
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025214 

iii. Ticker symbol, if any

GSTXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,150,000.00000000 

Principal Transactions Record: 2
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

008-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

128,790,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

305,723,728.70000000 

Principal Transactions Record: 5
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

360,011,307.90000000 

Principal Transactions Record: 6
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

195,976,041.45000000 

Principal Transactions Record: 7
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

192,629,932.50000000 

Principal Transactions Record: 8
i. Full name of dealer
RBC CAPITAL MARKETS LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,500,000.00000000 

Principal Transactions Record: 9
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

30,469,281.70000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,254,250,292.25000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

1,491,834,679.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Citibank N.A. 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Government Fund 

b. Series identication number, if any

S000009242 

c. LEI

549300BRJMXN4GUWZ402 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

13 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025198 

iii. Ticker symbol, if any

FOSXX 

Shares Outstanding Record: 2
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025200 

iii. Ticker symbol, if any

GSGXX 

Shares Outstanding Record: 3
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166882 

iii. Ticker symbol, if any

FSOXX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000167141 

iii. Ticker symbol, if any

FGGXX 

Shares Outstanding Record: 5
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025201 

iii. Ticker symbol, if any

GCGXX 

Shares Outstanding Record: 6
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088804 

iii. Ticker symbol, if any

GVRXX 

Shares Outstanding Record: 7
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088803 

iii. Ticker symbol, if any

GGPXX 

Shares Outstanding Record: 8
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025199 

iii. Ticker symbol, if any

GPGXX 

Shares Outstanding Record: 9
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025197 

iii. Ticker symbol, if any

FOAXX 

Shares Outstanding Record: 10
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088802 

iii. Ticker symbol, if any

GVCXX 

Shares Outstanding Record: 11
i. Full name of Class
Drexel Hamilton Class Shares 
ii. Class identification number, if any

C000214495 

iii. Ticker symbol, if any

VETXX 

Shares Outstanding Record: 12
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025196 

iii. Ticker symbol, if any

FGTXX 

Shares Outstanding Record: 13
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166883 

iii. Ticker symbol, if any

FSGXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Daiwa Capital Markets America, Inc. 
ii. SEC file number

008-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

183,499,865,625.00000000 

Principal Transactions Record: 2
i. Full name of dealer
MUFG SECURITIES AMERICAS INC. 
ii. SEC file number

008-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

65,816,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

100,041,236,914.14000000 

Principal Transactions Record: 4
i. Full name of dealer
BANCO SANTANDER, S.A.-NEW YORK BRANCH 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493006QMFDDMYWIAM13 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

142,957,000,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

72,608,399,317.38000000 

Principal Transactions Record: 6
i. Full name of dealer
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA 
ii. SEC file number

N/A 

iii. CRD number
000000680 
iv. LEI, if any

X574KRZ6V5A7UBU45C31 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

70,237,238,250.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Sumitomo Mitsui Banking Corporation 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5U0XI89JRFVHWIBS4F54 

v. State, if applicable
 
vi. Foreign country, if applicable
JAPAN  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

56,150,000,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

109,566,721,801.32000000 

Principal Transactions Record: 9
i. Full name of dealer
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

89,905,028,601.75000000 

Principal Transactions Record: 10
i. Full name of dealer
FIXED INCOME CLEARING CORPORATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

187,920,000,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,338,320,628,767.93000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

174,360,625,983.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Financial Square Federal Instruments Fund 

b. Series identication number, if any

S000051190 

c. LEI

549300RC1ZFQU3ZQ0X39 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000161786 

iii. Ticker symbol, if any

FIWXX 

Shares Outstanding Record: 2
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000161178 

iii. Ticker symbol, if any

FIHXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000161175 

iii. Ticker symbol, if any

FIRXX 

Shares Outstanding Record: 4
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000161176 

iii. Ticker symbol, if any

FIOXX 

Shares Outstanding Record: 5
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000161179 

iii. Ticker symbol, if any

FIJXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000161177 

iii. Ticker symbol, if any

FILXX 

Shares Outstanding Record: 7
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000161180 

iii. Ticker symbol, if any

FIKXX 

Shares Outstanding Record: 8
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000161181 

iii. Ticker symbol, if any

FIQXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

536,349,282.05000000 

Principal Transactions Record: 2
i. Full name of dealer
BLAYLOCK VAN, LLC 
ii. SEC file number

008-67721 

iii. CRD number
000145317 
iv. LEI, if any

8945006LKZXDZ0MN4F72 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

405,840,813.19000000 

Principal Transactions Record: 3
i. Full name of dealer
R. SEELAUS & CO., INC. 
ii. SEC file number

008-31475 

iii. CRD number
000014974 
iv. LEI, if any

2138004J7AJDLCOJYA06 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,829,244,757.70000000 

Principal Transactions Record: 4
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

730,062,384.55000000 

Principal Transactions Record: 5
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,785,691,250.19000000 

Principal Transactions Record: 6
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

323,252,822.95000000 

Principal Transactions Record: 7
i. Full name of dealer
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

954,875,671.64000000 

Principal Transactions Record: 8
i. Full name of dealer
Loop Capital Markets LLC 
ii. SEC file number

008-50140 

iii. CRD number
000043098 
iv. LEI, if any

254900FPPM2WN90D4786 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

194,929,845.08000000 

Principal Transactions Record: 9
i. Full name of dealer
DEUTSCHE BANK SECURITIES, INC. 
ii. SEC file number

008-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,037,718,563.62000000 

Principal Transactions Record: 10
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

416,651,882.84000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

10,659,129,700.20000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

3,456,124,203.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Instruments Fund 

b. Series identication number, if any

S000009261 

c. LEI

549300DAH6N80PM31E83 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025309 

iii. Ticker symbol, if any

FTIXX 

Shares Outstanding Record: 2
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088823 

iii. Ticker symbol, if any

GIPXX 

Shares Outstanding Record: 3
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025314 

iii. Ticker symbol, if any

GCIXX 

Shares Outstanding Record: 4
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025311 

iii. Ticker symbol, if any

FYSXX 

Shares Outstanding Record: 5
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088822 

iii. Ticker symbol, if any

GICXX 

Shares Outstanding Record: 6
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025310 

iii. Ticker symbol, if any

FRAXX 

Shares Outstanding Record: 7
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025312 

iii. Ticker symbol, if any

GPIXX 

Shares Outstanding Record: 8
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025313 

iii. Ticker symbol, if any

GSIXX 

Shares Outstanding Record: 9
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088824 

iii. Ticker symbol, if any

GIRXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,411,398,133.96000000 

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,826,685,000.92000000 

Principal Transactions Record: 3
i. Full name of dealer
BNY MELLON CAPITAL MARKETS, LLC 
ii. SEC file number

008-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

437,361,058.28000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,983,051,677.36000000 

Principal Transactions Record: 5
i. Full name of dealer
SCOTIA CAPITAL (USA), INC. 
ii. SEC file number

008-03716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,394,772.56000000 

Principal Transactions Record: 6
i. Full name of dealer
DEUTSCHE BANK SECURITIES, INC. 
ii. SEC file number

008-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,181,282,090.02000000 

Principal Transactions Record: 7
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,574,789,699.69000000 

Principal Transactions Record: 8
i. Full name of dealer
Daiwa Capital Markets America, Inc. 
ii. SEC file number

008-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,007,998,250.00000000 

Principal Transactions Record: 9
i. Full name of dealer
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,728,314,793.17000000 

Principal Transactions Record: 10
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

69,730,933,016.66000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

121,891,208,492.62000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

80,485,999,535.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Energy Infrastructure Fund 

b. Series identication number, if any

S000058984 

c. LEI

5493004HQKOKO2ODA746 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000193459 

iii. Ticker symbol, if any

GLERX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000193456 

iii. Ticker symbol, if any

GLECX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000193458 

iii. Ticker symbol, if any

GLEIX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000193455 

iii. Ticker symbol, if any

GLEAX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201753 

iii. Ticker symbol, if any

GAMPX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000193460 

iii. Ticker symbol, if any

GLESX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000193457 

iii. Ticker symbol, if any

GLEPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
Securities Lending Record: 2
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any, or other identifying number

571474TGEMMWANRLN572 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

45,107.41000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,071.83000000 

Brokers Record: 2
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

60,943.01000000 

Brokers Record: 3
i. Full name of broker
GOLDMAN SACHS & CO. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

45,107.41000000 

Brokers Record: 4
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

45,768.19000000 

Brokers Record: 5
i. Full name of broker
USCA SECURITIES LLC 
ii. SEC file number

008-52285 

iii. CRD number
000103789 
iv. LEI, if any

254900GBMSP1Y45THR66 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,917.83000000 

Brokers Record: 6
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

31,899.79000000 

Brokers Record: 7
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,252.54000000 

Brokers Record: 8
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

48,296.79000000 

Brokers Record: 9
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,301.10000000 

Brokers Record: 10
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

56,188.62000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

481,028.52000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,721,860.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,721,860.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

162,253,306.01000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 7
Name of institution
Citibank N.A. 
Line Institutions Record: 8
Name of institution
Societe Generale 
Line Institutions Record: 9
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Prime Obligations Fund 

b. Series identication number, if any

S000009258 

c. LEI

549300PY02304776R694 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

10 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088811 

iii. Ticker symbol, if any

GFOXX 

Shares Outstanding Record: 2
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025293 

iii. Ticker symbol, if any

GCPXX 

Shares Outstanding Record: 3
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025291 

iii. Ticker symbol, if any

GPPXX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025288 

iii. Ticker symbol, if any

FPOXX 

Shares Outstanding Record: 5
i. Full name of Class
Drexel Hamilton Class Shares 
ii. Class identification number, if any

C000214496 

iii. Ticker symbol, if any

VTNXX 

Shares Outstanding Record: 6
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025289 

iii. Ticker symbol, if any

FBAXX 

Shares Outstanding Record: 7
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025292 

iii. Ticker symbol, if any

GSPXX 

Shares Outstanding Record: 8
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025290 

iii. Ticker symbol, if any

FBSXX 

Shares Outstanding Record: 9
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088815 

iii. Ticker symbol, if any

GBRXX 

Shares Outstanding Record: 10
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088814 

iii. Ticker symbol, if any

GOPXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,076,602,274.54000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

951,700,604.51000000 

Principal Transactions Record: 3
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

008-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,879,655,911.30000000 

Principal Transactions Record: 4
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,686,847,920.01000000 

Principal Transactions Record: 5
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,563,121,785.97000000 

Principal Transactions Record: 6
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

008-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,339,173,749.02000000 

Principal Transactions Record: 7
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,018,910,277.77000000 

Principal Transactions Record: 8
i. Full name of dealer
MUFG SECURITIES AMERICAS INC. 
ii. SEC file number

008-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,579,356,605.65000000 

Principal Transactions Record: 9
i. Full name of dealer
ING FINANCIAL MARKETS LLC 
ii. SEC file number

008-43978 

iii. CRD number
000028872 
iv. LEI, if any

KBVRJ5K57JZ3E2AVWX40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,537,000,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
SCOTIA CAPITAL (USA), INC. 
ii. SEC file number

008-03716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,569,092,075.22000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

41,441,096,664.32000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

3,923,819,497.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
Citibank N.A. 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
Societe Generale 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Obligations Fund 

b. Series identication number, if any

S000009260 

c. LEI

549300C0TCI4VJPGCS21 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088819 

iii. Ticker symbol, if any

GTPXX 

Shares Outstanding Record: 2
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088820 

iii. Ticker symbol, if any

GTRXX 

Shares Outstanding Record: 3
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088821 

iii. Ticker symbol, if any

GTOXX 

Shares Outstanding Record: 4
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025307 

iii. Ticker symbol, if any

GCTXX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025302 

iii. Ticker symbol, if any

FTOXX 

Shares Outstanding Record: 6
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025305 

iii. Ticker symbol, if any

GPOXX 

Shares Outstanding Record: 7
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025304 

iii. Ticker symbol, if any

FYAXX 

Shares Outstanding Record: 8
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025303 

iii. Ticker symbol, if any

FGAXX 

Shares Outstanding Record: 9
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025306 

iii. Ticker symbol, if any

GSOXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

008-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Folio Investment Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
DEUTSCHE BANK SECURITIES, INC. 
ii. SEC file number

008-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,323,799,800.61000000 

Principal Transactions Record: 2
i. Full name of dealer
BNP PARIBAS 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,606,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BANCO SANTANDER, S.A.-NEW YORK BRANCH 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493006QMFDDMYWIAM13 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,883,500,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,985,681,934.53000000 

Principal Transactions Record: 5
i. Full name of dealer
FIXED INCOME CLEARING CORPORATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,580,000,000.00000000 

Principal Transactions Record: 6
i. Full name of dealer
Daiwa Capital Markets America, Inc. 
ii. SEC file number

008-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

30,500,000,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Agricole Corporate and Investment Bank 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

1VUV7VQFKUOQSJ21A208 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,564,500,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,313,761,907.54000000 

Principal Transactions Record: 9
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,026,112,815.98000000 

Principal Transactions Record: 10
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

29,872,982,168.10000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

214,133,268,246.07000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

23,632,335,521.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

700,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Short Duration Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Alternative Premia Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Imprint Emerging Markets Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Capital Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
Goldman Sachs Trust 
Date
2021-02-16 
Signature
Christopher Bradford 
Title
Vice President