0001752724-20-272947.txt : 20201228 0001752724-20-272947.hdr.sgml : 20201228 20201228144601 ACCESSION NUMBER: 0001752724-20-272947 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 EFFECTIVENESS DATE: 20201228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST CENTRAL INDEX KEY: 0000822977 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05349 FILM NUMBER: 201418043 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: C/O GOLDMAN SACHS & CO CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126554400 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19910711 FORMER COMPANY: FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND DATE OF 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In response to Item C.15, Registrant includes foreign affiliated broker-dealers for which no SEC file
number, CRD number, or LEI number has been issued. For these entities, Registrant has left Item
C.15.b. – .d blank.

 INTERNAL CONTROL RPT 3 Gstncen83120.htm

  

  

  

  

  

  

Report of Independent Registered Public Accounting Firm 

  

To the Board of Trustees of Goldman Sachs Trust and Shareholders of the Funds listed in Appendix A 

  

In planning and performing our audit of the financial statements of the Funds listed in Appendix A, (hereafter collectively referred to as the “Funds”) as of and for the periods listed in Appendix A, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements. 

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.   

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of August 31, 2020. 

  

  

This report is intended solely for the information and use of the Board of Trustees of Goldman Sachs Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

  

  

/s/ PricewaterhouseCoopers LLP  

Boston, MA 

October 26, 2020 

  

  

  

 

Appendix A 

  

Fund 

Period 

Goldman Sachs Capital Growth Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Concentrated Growth Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs U.S. Equity ESG Fund (formerly Goldman Sachs Dynamic Blue Chip Fund) 

September 1, 2019 – August 31, 2020 

Goldman Sachs Flexible Cap Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Growth Opportunities Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Small/Mid Cap GrowthFund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Strategic Growth Fund 

October 31, 2019 – August 31, 2020 

Goldman Sachs Technology Opportunities Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Small Cap Growth Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Focused Value Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Equity Income Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Large Cap Value Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Mid Cap Value Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Small Cap Value Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Small/Mid Cap Value Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Enhanced Dividend Global Equity Portfolio 

September 1, 2019 – August 31, 2020 

Goldman Sachs Tax-Advantaged Global Equity Portfolio 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Federal Instruments Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Government Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Money Market Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Prime Obligations Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Treasury Instruments Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Treasury Obligations Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Financial Square Treasury Solutions Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Investor Money Market Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Investor Tax Exempt Money Market Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Strategic Factor Allocation Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Global Managed Beta Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Tactical Tilt Overlay Fund 

September 1, 2019 – August 31, 2020 

Goldman Sachs Cayman Commodity-TTIF Fund Blocker 

September 1, 2019 – August 31, 2020