X0201

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000054057 
Class ID Record:1
Class ID
C000169918 
Class ID Record:2
Class ID
C000196986 
Class ID Record:3
Class ID
C000201707 
Series ID Record:2
Series ID
S000018303 
Class ID Record:1
Class ID
C000196983 
Class ID Record:2
Class ID
C000050458 
Class ID Record:3
Class ID
C000201703 
Class ID Record:4
Class ID
C000050457 
Series ID Record:3
Series ID
S000051191 
Class ID Record:1
Class ID
C000166001 
Class ID Record:2
Class ID
C000172502 
Class ID Record:3
Class ID
C000172503 
Class ID Record:4
Class ID
C000166002 
Class ID Record:5
Class ID
C000166000 
Class ID Record:6
Class ID
C000172501 
Class ID Record:7
Class ID
C000161182 
Series ID Record:4
Series ID
S000009321 
Class ID Record:1
Class ID
C000055753 
Class ID Record:2
Class ID
C000200233 
Class ID Record:3
Class ID
C000025490 
Class ID Record:4
Class ID
C000055754 
Class ID Record:5
Class ID
C000161552 
Class ID Record:6
Class ID
C000025489 
Class ID Record:7
Class ID
C000025491 
Class ID Record:8
Class ID
C000025493 
Series ID Record:5
Series ID
S000050285 
Class ID Record:1
Class ID
C000158769 
Class ID Record:2
Class ID
C000158773 
Class ID Record:3
Class ID
C000158771 
Class ID Record:4
Class ID
C000201811 
Class ID Record:5
Class ID
C000158770 
Class ID Record:6
Class ID
C000158768 
Class ID Record:7
Class ID
C000158772 
Series ID Record:6
Series ID
S000046190 
Class ID Record:1
Class ID
C000144475 
Class ID Record:2
Class ID
C000196984 
Class ID Record:3
Class ID
C000201713 
Series ID Record:7
Series ID
S000009315 
Class ID Record:1
Class ID
C000055743 
Class ID Record:2
Class ID
C000025453 
Class ID Record:3
Class ID
C000159652 
Class ID Record:4
Class ID
C000055744 
Class ID Record:5
Class ID
C000201801 
Class ID Record:6
Class ID
C000025455 
Class ID Record:7
Class ID
C000025457 
Class ID Record:8
Class ID
C000025454 
Series ID Record:8
Series ID
S000009261 
Class ID Record:1
Class ID
C000025314 
Class ID Record:2
Class ID
C000025312 
Class ID Record:3
Class ID
C000025311 
Class ID Record:4
Class ID
C000088823 
Class ID Record:5
Class ID
C000025310 
Class ID Record:6
Class ID
C000088822 
Class ID Record:7
Class ID
C000088824 
Class ID Record:8
Class ID
C000025313 
Class ID Record:9
Class ID
C000025309 
Series ID Record:9
Series ID
S000018302 
Class ID Record:1
Class ID
C000050456 
Class ID Record:2
Class ID
C000196982 
Class ID Record:3
Class ID
C000201702 
Class ID Record:4
Class ID
C000050455 
Series ID Record:10
Series ID
S000009244 
Class ID Record:1
Class ID
C000025214 
Class ID Record:2
Class ID
C000025213 
Class ID Record:3
Class ID
C000166884 
Class ID Record:4
Class ID
C000025215 
Class ID Record:5
Class ID
C000088810 
Class ID Record:6
Class ID
C000025212 
Class ID Record:7
Class ID
C000025210 
Class ID Record:8
Class ID
C000088808 
Class ID Record:9
Class ID
C000088809 
Class ID Record:10
Class ID
C000166885 
Class ID Record:11
Class ID
C000025211 
Series ID Record:11
Series ID
S000009320 
Class ID Record:1
Class ID
C000201806 
Class ID Record:2
Class ID
C000025487 
Class ID Record:3
Class ID
C000055751 
Class ID Record:4
Class ID
C000159657 
Class ID Record:5
Class ID
C000025484 
Class ID Record:6
Class ID
C000025485 
Class ID Record:7
Class ID
C000025483 
Class ID Record:8
Class ID
C000055752 
Series ID Record:12
Series ID
S000009323 
Class ID Record:1
Class ID
C000025505 
Class ID Record:2
Class ID
C000025502 
Class ID Record:3
Class ID
C000055758 
Class ID Record:4
Class ID
C000159658 
Class ID Record:5
Class ID
C000055757 
Class ID Record:6
Class ID
C000025501 
Class ID Record:7
Class ID
C000025503 
Class ID Record:8
Class ID
C000201807 
Series ID Record:13
Series ID
S000009339 
Class ID Record:1
Class ID
C000025596 
Class ID Record:2
Class ID
C000092626 
Class ID Record:3
Class ID
C000025595 
Class ID Record:4
Class ID
C000200235 
Class ID Record:5
Class ID
C000196989 
Class ID Record:6
Class ID
C000025597 
Class ID Record:7
Class ID
C000025599 
Series ID Record:14
Series ID
S000009260 
Class ID Record:1
Class ID
C000025302 
Class ID Record:2
Class ID
C000025306 
Class ID Record:3
Class ID
C000025307 
Class ID Record:4
Class ID
C000088820 
Class ID Record:5
Class ID
C000088821 
Class ID Record:6
Class ID
C000025305 
Class ID Record:7
Class ID
C000088819 
Class ID Record:8
Class ID
C000025304 
Class ID Record:9
Class ID
C000025303 
Series ID Record:15
Series ID
S000009243 
Class ID Record:1
Class ID
C000025204 
Class ID Record:2
Class ID
C000088806 
Class ID Record:3
Class ID
C000088805 
Class ID Record:4
Class ID
C000025207 
Class ID Record:5
Class ID
C000088807 
Class ID Record:6
Class ID
C000025208 
Class ID Record:7
Class ID
C000025206 
Class ID Record:8
Class ID
C000025205 
Class ID Record:9
Class ID
C000025203 
Series ID Record:16
Series ID
S000009259 
Class ID Record:1
Class ID
C000025297 
Class ID Record:2
Class ID
C000025299 
Class ID Record:3
Class ID
C000025298 
Class ID Record:4
Class ID
C000088816 
Class ID Record:5
Class ID
C000025295 
Class ID Record:6
Class ID
C000088818 
Class ID Record:7
Class ID
C000025300 
Class ID Record:8
Class ID
C000025296 
Class ID Record:9
Class ID
C000088817 
Series ID Record:17
Series ID
S000009322 
Class ID Record:1
Class ID
C000025499 
Class ID Record:2
Class ID
C000025495 
Class ID Record:3
Class ID
C000025496 
Class ID Record:4
Class ID
C000161553 
Class ID Record:5
Class ID
C000055755 
Class ID Record:6
Class ID
C000025497 
Class ID Record:7
Class ID
C000055756 
Class ID Record:8
Class ID
C000200234 
Series ID Record:18
Series ID
S000009319 
Class ID Record:1
Class ID
C000201805 
Class ID Record:2
Class ID
C000058382 
Class ID Record:3
Class ID
C000025481 
Class ID Record:4
Class ID
C000159656 
Class ID Record:5
Class ID
C000025477 
Class ID Record:6
Class ID
C000058381 
Class ID Record:7
Class ID
C000025479 
Series ID Record:19
Series ID
S000009316 
Class ID Record:1
Class ID
C000025461 
Class ID Record:2
Class ID
C000055745 
Class ID Record:3
Class ID
C000025460 
Class ID Record:4
Class ID
C000025463 
Class ID Record:5
Class ID
C000055746 
Class ID Record:6
Class ID
C000025459 
Class ID Record:7
Class ID
C000159653 
Class ID Record:8
Class ID
C000201802 
Series ID Record:20
Series ID
S000044015 
Class ID Record:1
Class ID
C000161556 
Class ID Record:2
Class ID
C000136624 
Class ID Record:3
Class ID
C000201810 
Class ID Record:4
Class ID
C000136627 
Class ID Record:5
Class ID
C000136623 
Class ID Record:6
Class ID
C000136626 
Class ID Record:7
Class ID
C000136625 
Series ID Record:21
Series ID
S000009317 
Class ID Record:1
Class ID
C000025466 
Class ID Record:2
Class ID
C000055747 
Class ID Record:3
Class ID
C000055748 
Class ID Record:4
Class ID
C000159654 
Class ID Record:5
Class ID
C000201803 
Class ID Record:6
Class ID
C000025467 
Class ID Record:7
Class ID
C000025469 
Class ID Record:8
Class ID
C000025465 
Series ID Record:22
Series ID
S000026933 
Class ID Record:1
Class ID
C000201809 
Class ID Record:2
Class ID
C000081149 
Class ID Record:3
Class ID
C000081148 
Class ID Record:4
Class ID
C000081145 
Class ID Record:5
Class ID
C000161554 
Class ID Record:6
Class ID
C000081146 
Class ID Record:7
Class ID
C000081147 
Series ID Record:23
Series ID
S000009258 
Class ID Record:1
Class ID
C000025289 
Class ID Record:2
Class ID
C000025293 
Class ID Record:3
Class ID
C000088814 
Class ID Record:4
Class ID
C000025288 
Class ID Record:5
Class ID
C000088815 
Class ID Record:6
Class ID
C000025292 
Class ID Record:7
Class ID
C000088811 
Class ID Record:8
Class ID
C000025290 
Class ID Record:9
Class ID
C000025291 
Series ID Record:24
Series ID
S000020773 
Class ID Record:1
Class ID
C000058013 
Class ID Record:2
Class ID
C000058009 
Class ID Record:3
Class ID
C000159659 
Class ID Record:4
Class ID
C000058012 
Class ID Record:5
Class ID
C000058010 
Class ID Record:6
Class ID
C000058011 
Class ID Record:7
Class ID
C000201808 
Series ID Record:25
Series ID
S000051190 
Class ID Record:1
Class ID
C000161176 
Class ID Record:2
Class ID
C000161179 
Class ID Record:3
Class ID
C000161177 
Class ID Record:4
Class ID
C000161181 
Class ID Record:5
Class ID
C000161180 
Class ID Record:6
Class ID
C000161178 
Class ID Record:7
Class ID
C000161786 
Class ID Record:8
Class ID
C000161175 
Series ID Record:26
Series ID
S000048066 
Class ID Record:1
Class ID
C000151917 
Series ID Record:27
Series ID
S000009318 
Class ID Record:1
Class ID
C000025473 
Class ID Record:2
Class ID
C000159655 
Class ID Record:3
Class ID
C000201804 
Class ID Record:4
Class ID
C000025471 
Class ID Record:5
Class ID
C000025472 
Class ID Record:6
Class ID
C000055749 
Class ID Record:7
Class ID
C000025475 
Class ID Record:8
Class ID
C000055750 
Series ID Record:28
Series ID
S000009242 
Class ID Record:1
Class ID
C000166883 
Class ID Record:2
Class ID
C000088803 
Class ID Record:3
Class ID
C000025198 
Class ID Record:4
Class ID
C000166882 
Class ID Record:5
Class ID
C000025199 
Class ID Record:6
Class ID
C000025196 
Class ID Record:7
Class ID
C000025201 
Class ID Record:8
Class ID
C000088804 
Class ID Record:9
Class ID
C000025200 
Class ID Record:10
Class ID
C000167141 
Class ID Record:11
Class ID
C000025197 
Class ID Record:12
Class ID
C000088802 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2019-08-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
GOLDMAN SACHS TRUST 
b. Investment Company Act file number ( e.g., 811-)
811-05349 
c. CIK
0000822977 
d. LEI
S2FHCT8U6D2VORP0J605 

Item B.2. Address and telephone number of Registrant.

a. Street 1
71 SOUTH WACKER DRIVE 
Street 2
C/O GOLDMAN SACHS & CO 
b. City
CHICAGO 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-655-4400 
g. Public Website, if any
www.gsamfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon 
b. Street 1
101 Barclay Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10286 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Accounting, Financial Reporting, Expense 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, National Association 
b. Street 1
1111 Polaris Parkway 
Street 2
 
c. City
Columbus 
d. State, if applicable
OHIO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
43240 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Accounting, Financial Reporting, Expense 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
b. Street 1
71 S Wacker Dr Ste 500 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
State Street Bank and Trust Company 
b. Street 1
1 Lincoln Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
617-786-3000 
h. Briefly describe the books and records kept at this location:
Custody and Accounting Records. 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Goldman Sachs Fund Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
88 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series
Goldman Sachs Tactical Exposure Fund 
ii. Series identification number
S000058760 
iii. Date of termination (month/year)
06/2019 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Gregory G. Weaver 
b. CRD number, if any
000000000 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 2
a. Full Name
Jessica Palmer 
b. CRD number, if any
000000000 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 3
a. Full Name
Roy W. Templin 
b. CRD number, if any
000000000 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 4
a. Full Name
James A. McNamara 
b. CRD number, if any
002325431 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22781 
File Number Record: 2
File Number Record:
811-23300 
File Number Record: 3
File Number Record:
811-23013 
File Number Record: 4
File Number Record:
811-23302 
File Number Record: 5
File Number Record:
811-23301 
File Number Record: 6
File Number Record:
811-22856 
File Number Record: 7
File Number Record:
811-08361 
File Number Record: 8
File Number Record:
811-22979 
Director Record: 5
a. Full Name
Diana M. Daniels 
b. CRD number, if any
000000000 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 6
a. Full Name
Kathryn A. Cassidy 
b. CRD number, if any
000000000 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Julien Yoo 
b. CRD Number, if any
000000000 
c. Street Address 1
200 West Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10282 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button checked Yes Radio button not checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-14363 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-20733 
Release number Record: 3
i. If yes, provide below the release number for each order
IC-25466 
Release number Record: 4
i. If yes, provide below the release number for each order
IC-21390 
Release number Record: 5
i. If yes, provide below the release number for each order
IC-30522 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. SEC file number (e.g., 8-)
8-129 
iii. CRD number
000000361 
iv. LEI, if any
FOR8UP27PHTHYVLBNG30 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button checked Yes Radio button not checked No
If yes, provide the following:
Valuation methods change Record: 1
a. Date of Change
2018-10-01 
b. Explanation of the change
Options with no settlement price will use a MID price instead of Last Trade/BID 
c. Asset type involved Radio button not checked  1. Short-term investment vehicle  
Radio button not checked  2. Repurchase agreement 
Radio button not checked  3. Equity-common  
Radio button not checked  4. Equity-preferred 
Radio button not checked  5. Debt 
Radio button not checked  6. Derivative-commodity 
Radio button not checked  7. Derivative-credit  
Radio button not checked  8. Derivative-equity  
Radio button not checked  9. Derivative-foreign exchange  
Radio button not checked  10. Derivative-interest rate 
Radio button checked  11. Derivative-other 
Radio button not checked  12. Structured note  
Radio button not checked  13. Loan  
Radio button not checked  14. ABS-mortgage backed security  
Radio button not checked  15. ABS-asset backed commercial paper  
Radio button not checked  16. ABS-collateralized bond/debt obligation  
Radio button not checked  17. ABS-other  
Radio button not checked  18. Commodity  
Radio button not checked  19. Real estate 
Radio button not checked  20. Other 
d. Types of investments involved
Options Purchased 
e. Statutory or regulatory basis, if any
Statutory 
f. To the extent the response relates only to certain series of the Registrant, indicate the series involved:
Fund Record: 1
1. Series name
N/A 
2. Series identification number
N/A 

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Treasury Solutions Fund 
ii. Series identification number
S000009243 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Money Market Fund 
ii. Series identification number
S000009259 
Payment dividend series info Record: 3
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Financial Square Federal Instruments Fund 
ii. Series identification number
S000051190 
Payment dividend series info Record: 4
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Treasury Instruments Fund 
ii. Series identification number
S000009261 
Payment dividend series info Record: 5
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Investor Money Market Fund 
ii. Series identification number
S000051191 
Payment dividend series info Record: 6
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Treasury Obligations Fund 
ii. Series identification number
S000009260 
Payment dividend series info Record: 7
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Prime Obligations Fund 
ii. Series identification number
S000009258 
Payment dividend series info Record: 8
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Financial Square Government Fund 
ii. Series identification number
S000009242 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Tactical Tilt Overlay Fund 

b. Series identication number, if any

S000046190 

c. LEI

549300Y7D0XH3BSLUI66 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000144475 

iii. Ticker symbol, if any

TTIFX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201713 

iii. Ticker symbol, if any

GSLPX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196984 

iii. Ticker symbol, if any

TTRFX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button checked Yes Radio button not checked No
b. If yes, provide the following information:
Foreign Investments Record: 1
Full name of subsidiary
CAYMAN COMMODITY-TTIF LTD. 
LEI of subsidiary, if any

549300TS6OTEWM658V17 


Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

182,873,627.64000000 

g. Provide the net income from securities lending activities

2,624,837.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Limited 
ii. LEI, if any

54930045L3MXWBD27H71 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Clearstream Banking S.A. 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

135,607.74000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,150.55000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,575.77000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,034.41000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,570.69000000 

Brokers Record: 6
i. Full name of broker
UBS Limited 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

REYPIEJN7XZHSUI0N355 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,627.64000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse Securities (Europe) Limited 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

183,996.76000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,074.45000000 

Brokers Record: 9
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,919.86000000 

Brokers Record: 10
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,835.48000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

429,836.12000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

918,900,096.48000000 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,998,369,505.91000000 

Principal Transactions Record: 3
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

834,191,516.61000000 

Principal Transactions Record: 4
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,065,823,695.90000000 

Principal Transactions Record: 5
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

940,676,326.01000000 

Principal Transactions Record: 6
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

477,132,551.85000000 

Principal Transactions Record: 7
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

756,186,792.59000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley Capital Services LLC 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

I7331LVCZKQKX5T7XV54 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

519,350,241.14000000 

Principal Transactions Record: 9
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,493,289,058.22000000 

Principal Transactions Record: 10
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,356,859,784.67000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

25,443,563,541.04000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,950,368,725.23000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Tax-Advantaged Global Equity Portfolio 

b. Series identication number, if any

S000018302 

c. LEI

8X1BHGDQA0LB7ANZ3X51 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196982 

iii. Ticker symbol, if any

TRGGX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050455 

iii. Ticker symbol, if any

TIGGX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201702 

iii. Ticker symbol, if any

GSKPX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050456 

iii. Ticker symbol, if any

TAGGX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, National Association (New York, NY, US, Branch) 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,050.00000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

234.00000000 

Brokers Record: 3
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

702.00000000 

Brokers Record: 4
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

110.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

3,096.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,740,517,213.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Investor Tax-Exempt Money Market Fund 

b. Series identication number, if any

S000009244 

c. LEI

549300ZO088VTRHJXK79 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

11 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088809 

iii. Ticker symbol, if any

GXPXX 

Shares Outstanding Record: 2
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025211 

iii. Ticker symbol, if any

FEAXX 

Shares Outstanding Record: 3
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025213 

iii. Ticker symbol, if any

GPTXX 

Shares Outstanding Record: 4
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025212 

iii. Ticker symbol, if any

FESXX 

Shares Outstanding Record: 5
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088808 

iii. Ticker symbol, if any

GXCXX 

Shares Outstanding Record: 6
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025214 

iii. Ticker symbol, if any

GSTXX 

Shares Outstanding Record: 7
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000025210 

iii. Ticker symbol, if any

FTXXX 

Shares Outstanding Record: 8
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025215 

iii. Ticker symbol, if any

GCXXX 

Shares Outstanding Record: 9
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166885 

iii. Ticker symbol, if any

FCYXX 

Shares Outstanding Record: 10
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088810 

iii. Ticker symbol, if any

GXRXX 

Shares Outstanding Record: 11
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166884 

iii. Ticker symbol, if any

FKIXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,234,751,565.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

541,490,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

71,890,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
Raymond James & Associates, Inc. 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,000,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,352,776,779.53000000 

Principal Transactions Record: 6
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

36,030,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

284,795,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

569,202,497.50000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

416,605,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

294,605,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

5,878,845,842.03000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

1,211,512,987.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small/Mid Cap Value Fund 

b. Series identication number, if any

S000044015 

c. LEI

549300QQMSY11LM6L607 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161556 

iii. Ticker symbol, if any

GMCUX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000136624 

iii. Ticker symbol, if any

GMVCX 

Shares Outstanding Record: 3
i. Full name of Class
Class R 
ii. Class identification number, if any

C000136627 

iii. Ticker symbol, if any

GMVRX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000136623 

iii. Ticker symbol, if any

GMVAX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000136626 

iii. Ticker symbol, if any

GMVIX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000136625 

iii. Ticker symbol, if any

GSMVX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201810 

iii. Ticker symbol, if any

GSVPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

294,822.96000000 

g. Provide the net income from securities lending activities

3,336.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

247.02000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,013.39000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,915.07000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,172.59000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,048.32000000 

Brokers Record: 5
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,489.62000000 

Brokers Record: 6
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,150.25000000 

Brokers Record: 7
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,316.76000000 

Brokers Record: 8
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,292.38000000 

Brokers Record: 9
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,617.44000000 

Brokers Record: 10
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

3,960.60000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

93,511.73000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

228,361.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BMO Capital Markets Corp. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

86,538.40000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

471,240.00000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

406,572.00000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

197,640.00000000 

Principal Transactions Record: 6
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

142,359.75000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,758,846.15000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

120,671,344.47000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
State Street Bank and Trust Company 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Mid Cap Value Fund 

b. Series identication number, if any

S000009320 

c. LEI

CGU1WQFB5I5FV2XSTG35 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025484 

iii. Ticker symbol, if any

GSMSX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025485 

iii. Ticker symbol, if any

GCMAX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055751 

iii. Ticker symbol, if any

GCMTX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201806 

iii. Ticker symbol, if any

GMPPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159657 

iii. Ticker symbol, if any

GCMUX 

Shares Outstanding Record: 6
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055752 

iii. Ticker symbol, if any

GCMRX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025483 

iii. Ticker symbol, if any

GSMCX 

Shares Outstanding Record: 8
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025487 

iii. Ticker symbol, if any

GCMCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

1,325,452.67000000 

g. Provide the net income from securities lending activities

61,952.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Limited 
ii. LEI, if any

54930045L3MXWBD27H71 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

5,718.96000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58,239.58000000 

Brokers Record: 2
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

52,714.34000000 

Brokers Record: 3
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

38,186.16000000 

Brokers Record: 4
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

36,458.80000000 

Brokers Record: 5
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

47,291.80000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,818.38000000 

Brokers Record: 7
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

429,754.54000000 

Brokers Record: 8
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,754.06000000 

Brokers Record: 9
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

116,022.24000000 

Brokers Record: 10
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42,020.28000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,216,262.72000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,080,782.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,782,668.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,074,979.10000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,203,598.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

26,142,027.10000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,328,190,660.37000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
BNP Paribas 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Instruments Fund 

b. Series identication number, if any

S000009261 

c. LEI

549300DAH6N80PM31E83 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088823 

iii. Ticker symbol, if any

GIPXX 

Shares Outstanding Record: 2
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025313 

iii. Ticker symbol, if any

GSIXX 

Shares Outstanding Record: 3
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025310 

iii. Ticker symbol, if any

FRAXX 

Shares Outstanding Record: 4
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025311 

iii. Ticker symbol, if any

FYSXX 

Shares Outstanding Record: 5
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088822 

iii. Ticker symbol, if any

GICXX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025309 

iii. Ticker symbol, if any

FTIXX 

Shares Outstanding Record: 7
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088824 

iii. Ticker symbol, if any

GIRXX 

Shares Outstanding Record: 8
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025312 

iii. Ticker symbol, if any

GPIXX 

Shares Outstanding Record: 9
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025314 

iii. Ticker symbol, if any

GCIXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

115,060,855,183.06000000 

Principal Transactions Record: 2
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,762,259,720.79000000 

Principal Transactions Record: 3
i. Full name of dealer
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,505,925,023.10000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

126,754,081,073.03000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

419,659,038,519.21000000 

Principal Transactions Record: 6
i. Full name of dealer
BNY Mellon Capital Markets, LLC 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,681,587,342.70000000 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

54,135,196,177.64000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

102,241,802,448.79000000 

Principal Transactions Record: 9
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,370,175,450.02000000 

Principal Transactions Record: 10
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

51,315,360,206.53000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

937,621,223,724.51000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

54,171,552,449.29000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
BNP Paribas 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
Societe Generale 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Financial Square Federal Instruments Fund 

b. Series identication number, if any

S000051190 

c. LEI

549300RC1ZFQU3ZQ0X39 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000161178 

iii. Ticker symbol, if any

FIHXX 

Shares Outstanding Record: 2
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000161181 

iii. Ticker symbol, if any

FIQXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000161175 

iii. Ticker symbol, if any

FIRXX 

Shares Outstanding Record: 4
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000161180 

iii. Ticker symbol, if any

FIKXX 

Shares Outstanding Record: 5
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000161179 

iii. Ticker symbol, if any

FIJXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000161177 

iii. Ticker symbol, if any

FILXX 

Shares Outstanding Record: 7
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000161786 

iii. Ticker symbol, if any

FIWXX 

Shares Outstanding Record: 8
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000161176 

iii. Ticker symbol, if any

FIOXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,037,638,323.84000000 

Principal Transactions Record: 2
i. Full name of dealer
BNY Mellon Capital Markets, LLC 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

983,809,127.76000000 

Principal Transactions Record: 3
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,684,660,759.30000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,307,611,425.39000000 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,267,037,456.84000000 

Principal Transactions Record: 6
i. Full name of dealer
Siebert, Cisneros, Shank & Co., L.L.C. 
ii. SEC file number

8-49877 

iii. CRD number
000042568 
iv. LEI, if any

254900VTARX8RAY9QK77 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,811,439,910.72000000 

Principal Transactions Record: 7
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

807,362,307.24000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,164,154,227.80000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,726,735,522.98000000 

Principal Transactions Record: 10
i. Full name of dealer
Academy Securities, Inc. 
ii. SEC file number

8-35173 

iii. CRD number
000017433 
iv. LEI, if any

2549000QX6RLQOZ2XC11 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,212,053,998.97000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

20,483,586,168.88000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

941,216,516.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
Societe Generale 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
Citibank N.A. 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Growth Opportunities Fund 

b. Series identication number, if any

S000009321 

c. LEI

TE086XPX3IKP5DGW4309 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161552 

iii. Ticker symbol, if any

GGOUX 

Shares Outstanding Record: 2
i. Full name of Class
Service 
ii. Class identification number, if any

C000025490 

iii. Ticker symbol, if any

GGOSX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025491 

iii. Ticker symbol, if any

GGOAX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055754 

iii. Ticker symbol, if any

GGOTX 

Shares Outstanding Record: 5
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025493 

iii. Ticker symbol, if any

GGOCX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200233 

iii. Ticker symbol, if any

GGQPX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025489 

iii. Ticker symbol, if any

GGOIX 

Shares Outstanding Record: 8
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055753 

iii. Ticker symbol, if any

GGORX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

10,256,647.18000000 

g. Provide the net income from securities lending activities

864,820.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

15,240.70000000 

Broker Dealers Record: 3
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

63,778.98000000 

Brokers Record: 2
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,177.88000000 

Brokers Record: 3
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

59,073.42000000 

Brokers Record: 4
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

231,128.42000000 

Brokers Record: 5
i. Full name of broker
Raymond James & Associates, Inc. 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,472.04000000 

Brokers Record: 6
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,298.14000000 

Brokers Record: 7
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

51,736.59000000 

Brokers Record: 8
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,730.01000000 

Brokers Record: 9
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

44,785.97000000 

Brokers Record: 10
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

36,630.24000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

751,265.84000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,910,843.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,112,080.00000000 

Principal Transactions Record: 3
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,842,118.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

27,865,041.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,558,809,096.43000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Focused Value Fund 

b. Series identication number, if any

S000050285 

c. LEI

549300YGDSU7VEIWLF61 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158773 

iii. Ticker symbol, if any

GFVUX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000158769 

iii. Ticker symbol, if any

GFVCX 

Shares Outstanding Record: 3
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000158768 

iii. Ticker symbol, if any

GFVAX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201811 

iii. Ticker symbol, if any

GGYPX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000158770 

iii. Ticker symbol, if any

GFVSX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000158771 

iii. Ticker symbol, if any

GFVIX 

Shares Outstanding Record: 7
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000158772 

iii. Ticker symbol, if any

GFVRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

32.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

199.54000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

199.54000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

140.32000000 

Brokers Record: 3
i. Full name of broker
BMO Capital Markets Corp. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

72.44000000 

Brokers Record: 4
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

101.16000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

51.08000000 

Brokers Record: 6
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

83.54000000 

Brokers Record: 7
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

240.37000000 

Brokers Record: 8
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,132.12000000 

Brokers Record: 9
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

181.28000000 

Brokers Record: 10
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

162.23000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

3,565.46000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

5,161,316.91000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
Citibank N.A. 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Large Cap Value Fund 

b. Series identication number, if any

S000009317 

c. LEI

ZFWXN2MU43DFE9U00L46 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055748 

iii. Ticker symbol, if any

GSVTX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201803 

iii. Ticker symbol, if any

GMYPX 

Shares Outstanding Record: 3
i. Full name of Class
Service 
ii. Class identification number, if any

C000025466 

iii. Ticker symbol, if any

GSVSX 

Shares Outstanding Record: 4
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025469 

iii. Ticker symbol, if any

GSVCX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025465 

iii. Ticker symbol, if any

GSLIX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159654 

iii. Ticker symbol, if any

GSVUX 

Shares Outstanding Record: 7
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025467 

iii. Ticker symbol, if any

GSLAX 

Shares Outstanding Record: 8
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055747 

iii. Ticker symbol, if any

GSVRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

195,708.31000000 

g. Provide the net income from securities lending activities

7,561.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

4,316.40000000 

Broker Dealers Record: 25
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,316.40000000 

Brokers Record: 2
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,794.82000000 

Brokers Record: 3
i. Full name of broker
State Street Bank and Trust Company 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

571474TGEMMWANRLN572 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,380.88000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,070.44000000 

Brokers Record: 5
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,131.11000000 

Brokers Record: 6
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,540.92000000 

Brokers Record: 7
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

124,531.06000000 

Brokers Record: 8
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,210.60000000 

Brokers Record: 9
i. Full name of broker
BMO Capital Markets Corp. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,603.93000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,208.40000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

232,085.58000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

723,768.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,423,512.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,147,280.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

502,475,962.12000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
BNP Paribas 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Growth Fund 

b. Series identication number, if any

S000009318 

c. LEI

8ZO3K4U0WW8UW1G3T880 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025471 

iii. Ticker symbol, if any

GSTIX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159655 

iii. Ticker symbol, if any

GGRUX 

Shares Outstanding Record: 3
i. Full name of Class
Service 
ii. Class identification number, if any

C000025472 

iii. Ticker symbol, if any

GSTSX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025473 

iii. Ticker symbol, if any

GGRAX 

Shares Outstanding Record: 5
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055749 

iii. Ticker symbol, if any

GSTRX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201804 

iii. Ticker symbol, if any

GSPPX 

Shares Outstanding Record: 7
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025475 

iii. Ticker symbol, if any

GGRCX 

Shares Outstanding Record: 8
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055750 

iii. Ticker symbol, if any

GSTTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

407,315.71000000 

g. Provide the net income from securities lending activities

42,260.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

30.86000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
State Street Bank and Trust Company 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

571474TGEMMWANRLN572 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

483.36000000 

Brokers Record: 2
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

848.78000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,612.16000000 

Brokers Record: 4
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,188.16000000 

Brokers Record: 5
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

441.47000000 

Brokers Record: 6
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,759.08000000 

Brokers Record: 7
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

630.40000000 

Brokers Record: 8
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

633.03000000 

Brokers Record: 9
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

605.96000000 

Brokers Record: 10
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,231.11000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

33,953.32000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

480,744.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

409,068.00000000 

Principal Transactions Record: 3
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

663,165.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,552,977.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

176,880,666.36000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
Barclays Bank PLC 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 9
Name of institution
Societe Generale 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Enhanced Dividend Global Equity Portfolio 

b. Series identication number, if any

S000018303 

c. LEI

VEWCWZSHNOT51BD48K87 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196983 

iii. Ticker symbol, if any

GRGDX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050457 

iii. Ticker symbol, if any

GIDGX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050458 

iii. Ticker symbol, if any

GADGX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201703 

iii. Ticker symbol, if any

GAFPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, National Association (New York, NY, US, Branch) 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2.00000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

165.00000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

64.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

231.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

625,177,898.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
Societe Generale 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Value Fund 

b. Series identication number, if any

S000009323 

c. LEI

2P82JJBJOY87BYVGWD47 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159658 

iii. Ticker symbol, if any

GSSUX 

Shares Outstanding Record: 2
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055757 

iii. Ticker symbol, if any

GSQRX 

Shares Outstanding Record: 3
i. Full name of Class
Service 
ii. Class identification number, if any

C000025502 

iii. Ticker symbol, if any

GSSSX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201807 

iii. Ticker symbol, if any

GSYPX 

Shares Outstanding Record: 5
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025505 

iii. Ticker symbol, if any

GSSCX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025501 

iii. Ticker symbol, if any

GSSIX 

Shares Outstanding Record: 7
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025503 

iii. Ticker symbol, if any

GSSMX 

Shares Outstanding Record: 8
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055758 

iii. Ticker symbol, if any

GSQTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

19,256,970.97000000 

g. Provide the net income from securities lending activities

327,287.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

5,693.30000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

291,177.03000000 

Brokers Record: 2
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

392,713.27000000 

Brokers Record: 3
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

411,659.28000000 

Brokers Record: 4
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

365,934.08000000 

Brokers Record: 5
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

371,083.32000000 

Brokers Record: 6
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

225,922.44000000 

Brokers Record: 7
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

279,992.27000000 

Brokers Record: 8
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

285,251.46000000 

Brokers Record: 9
i. Full name of broker
BMO Capital Markets Corp. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

255,729.19000000 

Brokers Record: 10
i. Full name of broker
BTIG, LLC 
ii. SEC file number

8-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

212,043.68000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,060,457.28000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,902,150.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,412,563.25000000 

Principal Transactions Record: 3
i. Full name of dealer
BMO Capital Markets Corp. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,778,326.40000000 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,876,792.00000000 

Principal Transactions Record: 5
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,042,449.50000000 

Principal Transactions Record: 6
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,967,404.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,545,341.00000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,659,655.00000000 

Principal Transactions Record: 9
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,501,124.25000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

105,098,907.40000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

6,056,114,602.71000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
Societe Generale 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Factor Allocation Fund 

b. Series identication number, if any

S000054057 

c. LEI

5493007GJT5B3KUZ8P39 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196986 

iii. Ticker symbol, if any

SRAFX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201707 

iii. Ticker symbol, if any

GSQPX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000169918 

iii. Ticker symbol, if any

SFAFX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

2,612,625.23000000 

g. Provide the net income from securities lending activities

13,830.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Merrill Lynch International 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

16,134.00000000 

Brokers Record: 2
i. Full name of broker
Societe Generale 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

O2RNE8IBXP4R0TD8PU41 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Gross commissions paid by the Fund for the reporting period

10,600.00000000 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Aktiengesellschaft (London, GB, Branch) 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

55,244.00000000 

Brokers Record: 4
i. Full name of broker
Susquehanna Financial Group, LLLP 
ii. SEC file number

08-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

70,800.00000000 

Brokers Record: 5
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

75,240.99000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse International 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

E58DKGMJYYYJLN8C3868 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

12,423.48000000 

Brokers Record: 7
i. Full name of broker
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

37,600.00000000 

Brokers Record: 8
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

39,200.00000000 

Brokers Record: 9
i. Full name of broker
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

63,000.00000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley & Co. International PLC 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

16,143.12000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

412,487.47000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,790,561,112.45000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 3
Name of institution
BNP Paribas 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
Citibank N.A. 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Equity Income Fund 

b. Series identication number, if any

S000009316 

c. LEI

549300GK7KDN248I0O66 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025463 

iii. Ticker symbol, if any

GSGCX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159653 

iii. Ticker symbol, if any

GRGUX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025461 

iii. Ticker symbol, if any

GSGRX 

Shares Outstanding Record: 4
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055745 

iii. Ticker symbol, if any

GRGRX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055746 

iii. Ticker symbol, if any

GRGTX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025459 

iii. Ticker symbol, if any

GSIIX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025460 

iii. Ticker symbol, if any

GSGSX 

Shares Outstanding Record: 8
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201802 

iii. Ticker symbol, if any

GABPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

380,119.26000000 

g. Provide the net income from securities lending activities

3,007.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,087.98000000 

Brokers Record: 2
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,280.14000000 

Brokers Record: 3
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,714.34000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,181.08000000 

Brokers Record: 5
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

5,960.92000000 

Brokers Record: 6
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,266.48000000 

Brokers Record: 7
i. Full name of broker
CIBC World Markets Corp. 
ii. SEC file number

8-18333 

iii. CRD number
000000630 
iv. LEI, if any

549300445CON3DBMU275 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,182.72000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,819.96000000 

Brokers Record: 9
i. Full name of broker
Susquehanna Financial Group, LLLP 
ii. SEC file number

08-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,668.68000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,617.64000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

140,815.57000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

360,706,169.37000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
Citibank N.A. 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Obligations Fund 

b. Series identication number, if any

S000009260 

c. LEI

549300C0TCI4VJPGCS21 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025303 

iii. Ticker symbol, if any

FGAXX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025302 

iii. Ticker symbol, if any

FTOXX 

Shares Outstanding Record: 3
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025306 

iii. Ticker symbol, if any

GSOXX 

Shares Outstanding Record: 4
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088821 

iii. Ticker symbol, if any

GTOXX 

Shares Outstanding Record: 5
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025305 

iii. Ticker symbol, if any

GPOXX 

Shares Outstanding Record: 6
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025307 

iii. Ticker symbol, if any

GCTXX 

Shares Outstanding Record: 7
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025304 

iii. Ticker symbol, if any

FYAXX 

Shares Outstanding Record: 8
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088820 

iii. Ticker symbol, if any

GTRXX 

Shares Outstanding Record: 9
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088819 

iii. Ticker symbol, if any

GTPXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
The Prudential Insurance Company of America 
ii. SEC file number

8-13881 

iii. CRD number
000000680 
iv. LEI, if any

X574KRZ6V5A7UBU45C31 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

55,259,949,125.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

143,106,961,195.60000000 

Principal Transactions Record: 3
i. Full name of dealer
HSBC Bank plc 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

474,995,000,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
Fixed Income Clearing Corporation 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

261,486,000,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

97,169,100,000.90000000 

Principal Transactions Record: 6
i. Full name of dealer
Credit Agricole Corporate and Investment Bank 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

1VUV7VQFKUOQSJ21A208 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

64,474,163,409.02000000 

Principal Transactions Record: 7
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

57,264,253,587.76000000 

Principal Transactions Record: 8
i. Full name of dealer
MUFG Securities Americas Inc. 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

57,350,000,000.00000000 

Principal Transactions Record: 9
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

59,437,164,900.79000000 

Principal Transactions Record: 10
i. Full name of dealer
Daiwa Capital Markets America Inc. 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

129,198,892,860.25000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,682,979,041,540.48000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

16,292,295,074.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Global Managed Beta Fund 

b. Series identication number, if any

S000048066 

c. LEI

5493005YV1ZAFT4HDQ82 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000151917 

iii. Ticker symbol, if any

GGMBX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

1,449,555.46000000 

g. Provide the net income from securities lending activities

165,225.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Instinet, LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,180.15000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,053.56000000 

Brokers Record: 3
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,519.90000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,630.07000000 

Brokers Record: 5
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

1,838.18000000 

Brokers Record: 6
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,691.01000000 

Brokers Record: 7
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,156.54000000 

Brokers Record: 8
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

57,997.05000000 

Brokers Record: 9
i. Full name of broker
Credit Suisse Securities (Europe) Limited 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

212,476.14000000 

Brokers Record: 10
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,051.18000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

316,555.97000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

727,974.94000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,227,753,328.04000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 7
Name of institution
Citibank N.A. 
Line Institutions Record: 8
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Money Market Fund 

b. Series identication number, if any

S000009259 

c. LEI

549300AT6GF2CKVD8535 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025300 

iii. Ticker symbol, if any

GCKXX 

Shares Outstanding Record: 2
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088816 

iii. Ticker symbol, if any

GSCXX 

Shares Outstanding Record: 3
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088817 

iii. Ticker symbol, if any

GPRXX 

Shares Outstanding Record: 4
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025298 

iii. Ticker symbol, if any

GPMXX 

Shares Outstanding Record: 5
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025299 

iii. Ticker symbol, if any

GSMXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025297 

iii. Ticker symbol, if any

FSVXX 

Shares Outstanding Record: 7
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025296 

iii. Ticker symbol, if any

FADXX 

Shares Outstanding Record: 8
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088818 

iii. Ticker symbol, if any

GREXX 

Shares Outstanding Record: 9
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025295 

iii. Ticker symbol, if any

FSMXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Deutsche Bank Aktiengesellschaft (London, GB, Branch) 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

108,811,439,521.36000000 

Principal Transactions Record: 2
i. Full name of dealer
Fixed Income Clearing Corporation 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,771,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
HSBC Bank plc 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,580,000,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

18,947,296,849.75000000 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,907,586,602.98000000 

Principal Transactions Record: 6
i. Full name of dealer
MUFG Securities Americas Inc. 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,052,769,924.50000000 

Principal Transactions Record: 7
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,420,010,561.50000000 

Principal Transactions Record: 8
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,526,764,704.44000000 

Principal Transactions Record: 9
i. Full name of dealer
Standard Chartered Bank 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

RILFO74KP1CM8P6PCT96 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,844,075,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

41,231,887,416.02000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

413,336,702,839.98000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

13,680,973,812.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
Citibank N.A. 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 19

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Capital Growth Fund 

b. Series identication number, if any

S000009315 

c. LEI

FLN7SI8HWZSS6XVIH817 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025455 

iii. Ticker symbol, if any

GSCGX 

Shares Outstanding Record: 2
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055743 

iii. Ticker symbol, if any

GSPRX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025453 

iii. Ticker symbol, if any

GSPIX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055744 

iii. Ticker symbol, if any

GSPTX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201801 

iii. Ticker symbol, if any

GGGPX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159652 

iii. Ticker symbol, if any

GSPUX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025454 

iii. Ticker symbol, if any

GSPSX 

Shares Outstanding Record: 8
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025457 

iii. Ticker symbol, if any

GSPCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

971,368.72000000 

g. Provide the net income from securities lending activities

56,271.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

13,558.08000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,875.08000000 

Brokers Record: 2
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,705.89000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,584.82000000 

Brokers Record: 4
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

199,764.60000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,558.08000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,861.80000000 

Brokers Record: 7
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,695.67000000 

Brokers Record: 8
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,242.61000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,162.84000000 

Brokers Record: 10
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,481.80000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

342,837.59000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,846,694.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

604,185.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,567,520.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,018,399.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

905,917,693.13000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
Societe Generale 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 20

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Blue Chip Fund 

b. Series identication number, if any

S000026933 

c. LEI

QVG5ITJ11XSJ18O3KV07 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201809 

iii. Ticker symbol, if any

GALPX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161554 

iii. Ticker symbol, if any

GDEUX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000081147 

iii. Ticker symbol, if any

GINGX 

Shares Outstanding Record: 4
i. Full name of Class
Class R 
ii. Class identification number, if any

C000081148 

iii. Ticker symbol, if any

GRGVX 

Shares Outstanding Record: 5
i. Full name of Class
Class C 
ii. Class identification number, if any

C000081146 

iii. Ticker symbol, if any

GCGVX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000081145 

iii. Ticker symbol, if any

GAGVX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000081149 

iii. Ticker symbol, if any

GIRGX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

1,249.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21.37000000 

Brokers Record: 2
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20.00000000 

Brokers Record: 3
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

111.21000000 

Brokers Record: 4
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,263.54000000 

Brokers Record: 5
i. Full name of broker
Weeden & Co. L.P. 
ii. SEC file number

8-37267 

iii. CRD number
000016835 
iv. LEI, if any

549300OYBLKSN8M8EW67 

v. State, if applicable
CONNECTICUT  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

62.32000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20.87000000 

Brokers Record: 7
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41.88000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23.06000000 

Brokers Record: 9
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41.46000000 

Brokers Record: 10
i. Full name of broker
State Street Bank and Trust Company 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

571474TGEMMWANRLN572 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

131.88000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

2,754.40000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

30,960.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

30,960.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

10,667,706.09000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
BNP Paribas 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 10
Name of institution
Societe Generale 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 21

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Flexible Cap Fund 

b. Series identication number, if any

S000020773 

c. LEI

WBURUUL3VHBKYEYEZ230 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201808 

iii. Ticker symbol, if any

GGZPX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000058010 

iii. Ticker symbol, if any

GCLLX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000058011 

iii. Ticker symbol, if any

GILLX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159659 

iii. Ticker symbol, if any

GFCUX 

Shares Outstanding Record: 5
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000058009 

iii. Ticker symbol, if any

GALLX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058013 

iii. Ticker symbol, if any

GSLLX 

Shares Outstanding Record: 7
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058012 

iii. Ticker symbol, if any

GRLLX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

12,251.40000000 

g. Provide the net income from securities lending activities

52.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

98.82000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

164.60000000 

Brokers Record: 2
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

172.54000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

364.28000000 

Brokers Record: 4
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

107.96000000 

Brokers Record: 5
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

120.02000000 

Brokers Record: 6
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

115.76000000 

Brokers Record: 7
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

69.96000000 

Brokers Record: 8
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

98.82000000 

Brokers Record: 9
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

97.24000000 

Brokers Record: 10
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,357.02000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,888.23000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,168.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

27,168.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

18,857,740.93000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Citibank N.A. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 22

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Concentrated Growth Fund 

b. Series identication number, if any

S000009319 

c. LEI

SF4NW5JCPAC3OWI2KI30 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058381 

iii. Ticker symbol, if any

GGCRX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201805 

iii. Ticker symbol, if any

GACPX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025479 

iii. Ticker symbol, if any

GCGAX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025477 

iii. Ticker symbol, if any

GCRIX 

Shares Outstanding Record: 5
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025481 

iii. Ticker symbol, if any

GCGCX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058382 

iii. Ticker symbol, if any

GGCTX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159656 

iii. Ticker symbol, if any

GCGUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

11,036.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

880.76000000 

Brokers Record: 2
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

776.08000000 

Brokers Record: 3
i. Full name of broker
State Street Bank and Trust Company 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

571474TGEMMWANRLN572 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,267.00000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,058.05000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,375.04000000 

Brokers Record: 6
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

674.76000000 

Brokers Record: 7
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,123.62000000 

Brokers Record: 8
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,361.42000000 

Brokers Record: 9
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,519.54000000 

Brokers Record: 10
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

699.36000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

33,014.01000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

147,497,519.80000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 6
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
State Street Bank and Trust Company 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 23

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Technology Opportunities Fund 

b. Series identication number, if any

S000009339 

c. LEI

549300W65MIMM9LBP313 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025599 

iii. Ticker symbol, if any

GITCX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200235 

iii. Ticker symbol, if any

GSJPX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196989 

iii. Ticker symbol, if any

GTORX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025595 

iii. Ticker symbol, if any

GITIX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000092626 

iii. Ticker symbol, if any

GISTX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025597 

iii. Ticker symbol, if any

GITAX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025596 

iii. Ticker symbol, if any

GITSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

102,025.70000000 

g. Provide the net income from securities lending activities

9,912.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

2,767.62000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,815.26000000 

Brokers Record: 2
i. Full name of broker
Stephens Inc. 
ii. SEC file number

8-1927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,403.72000000 

Brokers Record: 3
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,153.64000000 

Brokers Record: 4
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

27,728.24000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,459.68000000 

Brokers Record: 6
i. Full name of broker
STIFEL NICOLAUS & CO INC. 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,269.15000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,149.96000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,403.84000000 

Brokers Record: 9
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,767.62000000 

Brokers Record: 10
i. Full name of broker
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,072.43000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

87,047.56000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,378,800.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

758,260.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,137,060.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

481,741,364.38000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
Citibank N.A. 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 24

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Prime Obligations Fund 

b. Series identication number, if any

S000009258 

c. LEI

549300PY02304776R694 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025293 

iii. Ticker symbol, if any

GCPXX 

Shares Outstanding Record: 2
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088814 

iii. Ticker symbol, if any

GOPXX 

Shares Outstanding Record: 3
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088811 

iii. Ticker symbol, if any

GFOXX 

Shares Outstanding Record: 4
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025290 

iii. Ticker symbol, if any

FBSXX 

Shares Outstanding Record: 5
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025289 

iii. Ticker symbol, if any

FBAXX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025288 

iii. Ticker symbol, if any

FPOXX 

Shares Outstanding Record: 7
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025291 

iii. Ticker symbol, if any

GPPXX 

Shares Outstanding Record: 8
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025292 

iii. Ticker symbol, if any

GSPXX 

Shares Outstanding Record: 9
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088815 

iii. Ticker symbol, if any

GBRXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

43,250,191,796.18000000 

Principal Transactions Record: 2
i. Full name of dealer
Societe Generale 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

O2RNE8IBXP4R0TD8PU41 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,836,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,585,456,991.67000000 

Principal Transactions Record: 4
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,038,752,148.38000000 

Principal Transactions Record: 5
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,493,776,562.27000000 

Principal Transactions Record: 6
i. Full name of dealer
Fixed Income Clearing Corporation 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,056,500,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
MUFG Securities Americas Inc. 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,138,281,542.69000000 

Principal Transactions Record: 8
i. Full name of dealer
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,408,975,722.83000000 

Principal Transactions Record: 9
i. Full name of dealer
HSBC Bank plc 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,820,000,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
ING Financial Markets LLC 
ii. SEC file number

8-43978 

iii. CRD number
000028872 
iv. LEI, if any

KBVRJ5K57JZ3E2AVWX40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,277,200,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

143,659,882,450.51000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

4,651,624,769.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 25

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Treasury Solutions Fund 

b. Series identication number, if any

S000009243 

c. LEI

549300WGIKK0N0790B58 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025204 

iii. Ticker symbol, if any

FVAXX 

Shares Outstanding Record: 2
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088807 

iii. Ticker symbol, if any

GFRXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025203 

iii. Ticker symbol, if any

FEDXX 

Shares Outstanding Record: 4
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025206 

iii. Ticker symbol, if any

GPFXX 

Shares Outstanding Record: 5
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025208 

iii. Ticker symbol, if any

GCFXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025205 

iii. Ticker symbol, if any

FVSXX 

Shares Outstanding Record: 7
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025207 

iii. Ticker symbol, if any

GSFXX 

Shares Outstanding Record: 8
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088806 

iii. Ticker symbol, if any

GFPXX 

Shares Outstanding Record: 9
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088805 

iii. Ticker symbol, if any

GFCXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Federal Reserve Bank of New York 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

254900Y8NKGV541U8Q32 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

167,887,000,000.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,106,126,812.35000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,670,886,051.52000000 

Principal Transactions Record: 4
i. Full name of dealer
Daiwa Capital Markets America Inc. 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,184,515,121.77000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

66,450,831,224.50000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,558,126,720.04000000 

Principal Transactions Record: 7
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

21,089,413,186.94000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,893,142,065.08000000 

Principal Transactions Record: 9
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,437,998,157.61000000 

Principal Transactions Record: 10
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,029,208,158.07000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

329,710,058,145.27000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

8,723,663,180.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 26

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small/Mid Cap Growth Fund 

b. Series identication number, if any

S000009322 

c. LEI

WKKIXNAZZHOZ6F6AIG36 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055755 

iii. Ticker symbol, if any

GTMRX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161553 

iii. Ticker symbol, if any

GTMUX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200234 

iii. Ticker symbol, if any

GSWPX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025495 

iii. Ticker symbol, if any

GSMYX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055756 

iii. Ticker symbol, if any

GTMTX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025497 

iii. Ticker symbol, if any

GSMAX 

Shares Outstanding Record: 7
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025499 

iii. Ticker symbol, if any

GSMGX 

Shares Outstanding Record: 8
i. Full name of Class
Service 
ii. Class identification number, if any

C000025496 

iii. Ticker symbol, if any

GSMQX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Bank Fees 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

23,720,830.50000000 

g. Provide the net income from securities lending activities

2,710,270.00000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

61,369.34000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Liquidnet, Inc. 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

111,098.94000000 

Brokers Record: 2
i. Full name of broker
Stephens Inc. 
ii. SEC file number

8-1927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

105,661.32000000 

Brokers Record: 3
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

77,261.68000000 

Brokers Record: 4
i. Full name of broker
BTIG, LLC 
ii. SEC file number

8-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

61,471.84000000 

Brokers Record: 5
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

194,729.76000000 

Brokers Record: 6
i. Full name of broker
International Strategy & Investment Group LLC 
ii. SEC file number

8-43515 

iii. CRD number
000028195 
iv. LEI, if any

00000000000000000000 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

93,083.24000000 

Brokers Record: 7
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

61,369.34000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

122,092.83000000 

Brokers Record: 9
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

139,074.02000000 

Brokers Record: 10
i. Full name of broker
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

276,564.16000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,903,108.60000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,197,160.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,883,289.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,318,075.00000000 

Principal Transactions Record: 4
i. Full name of dealer
SVB Leerink LLC 
ii. SEC file number

8-48535 

iii. CRD number
000039011 
iv. LEI, if any

549300AAH7U76CEUBI94 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,530,601.00000000 

Principal Transactions Record: 5
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,440,054.00000000 

Principal Transactions Record: 6
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,042,983.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Cowen and Company, LLC 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,053,097.00000000 

Principal Transactions Record: 8
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

44,468,630.21000000 

Principal Transactions Record: 9
i. Full name of dealer
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

879,092.86000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

99,812,982.07000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,112,308,570.52000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
Citibank N.A. 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 27

Item C.1. Background information.

a. Full Name of the Fund

Financial Square Government Fund 

b. Series identication number, if any

S000009242 

c. LEI

549300BRJMXN4GUWZ402 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

12 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166882 

iii. Ticker symbol, if any

FSOXX 

Shares Outstanding Record: 2
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000025197 

iii. Ticker symbol, if any

FOAXX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000167141 

iii. Ticker symbol, if any

FGGXX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025196 

iii. Ticker symbol, if any

FGTXX 

Shares Outstanding Record: 5
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000088804 

iii. Ticker symbol, if any

GVRXX 

Shares Outstanding Record: 6
i. Full name of Class
Preferred Shares 
ii. Class identification number, if any

C000025199 

iii. Ticker symbol, if any

GPGXX 

Shares Outstanding Record: 7
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000025198 

iii. Ticker symbol, if any

FOSXX 

Shares Outstanding Record: 8
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000025201 

iii. Ticker symbol, if any

GCGXX 

Shares Outstanding Record: 9
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000088803 

iii. Ticker symbol, if any

GGPXX 

Shares Outstanding Record: 10
i. Full name of Class
Select Shares 
ii. Class identification number, if any

C000025200 

iii. Ticker symbol, if any

GSGXX 

Shares Outstanding Record: 11
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166883 

iii. Ticker symbol, if any

FSGXX 

Shares Outstanding Record: 12
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000088802 

iii. Ticker symbol, if any

GVCXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

546,838,070,550.51000000 

Principal Transactions Record: 2
i. Full name of dealer
Royal Bank of Canada 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

ES7IP3U3RHIGC71XBU11 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

291,454,000,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

273,747,046,985.90000000 

Principal Transactions Record: 4
i. Full name of dealer
Sumitomo Mitsui Banking Corporation 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

5U0XI89JRFVHWIBS4F54 

v. State, if applicable
 
vi. Foreign country, if applicable
JAPAN  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

374,760,000,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
HSBC Bank plc 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

350,405,000,000.00000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

453,898,374,796.74000000 

Principal Transactions Record: 7
i. Full name of dealer
Daiwa Capital Markets America Inc. 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,008,957,645,908.96000000 

Principal Transactions Record: 8
i. Full name of dealer
BNP Paribas 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

R0MUWSFPU8MPRO8K5P83 

v. State, if applicable
 
vi. Foreign country, if applicable
FRANCE  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

269,110,610,000.06000000 

Principal Transactions Record: 9
i. Full name of dealer
Natixis Securities Americas LLC 
ii. SEC file number

8-719 

iii. CRD number
000001101 
iv. LEI, if any

549300L8G1E7ZHVEOG75 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

331,100,000,000.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Fixed Income Clearing Corporation 
ii. SEC file number

N/A 

iii. CRD number
000000000 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,727,065,500,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

7,797,990,342,151.93000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

102,674,603,197.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 28

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Investor Money Market Fund 

b. Series identication number, if any

S000051191 

c. LEI

54930084EFW9KNNXA727 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000161182 

iii. Ticker symbol, if any

FMJXX 

Shares Outstanding Record: 2
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000172503 

iii. Ticker symbol, if any

FHSXX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000166001 

iii. Ticker symbol, if any

FMGXX 

Shares Outstanding Record: 4
i. Full name of Class
Cash Management Shares 
ii. Class identification number, if any

C000172501 

iii. Ticker symbol, if any

FHMXX 

Shares Outstanding Record: 5
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000166000 

iii. Ticker symbol, if any

FMEXX 

Shares Outstanding Record: 6
i. Full name of Class
Resource Shares 
ii. Class identification number, if any

C000172502 

iii. Ticker symbol, if any

FHRXX 

Shares Outstanding Record: 7
i. Full name of Class
Administration Shares 
ii. Class identification number, if any

C000166002 

iii. Ticker symbol, if any

FMKXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Ice Data Pricing & Reference Data, Llc 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
GEORGIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank Aktiengesellschaft (London, GB, Branch) 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC (Chicago, IL, US, Branch) 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Singapore) Pte. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

8-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
AXM Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Development Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Bids Holdings, L.P. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
EquiLend Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004257192 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
U.S. Bank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

6BYL5QZYBDK8S7L73M02 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Chi-X Global Holdings LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0004357896 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
The Goldman Sachs Trust Company, National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300C77NPNCOM1EG05 

e. State, if applicable
DELAWARE  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Futures (Asia) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TXF423EC6A0B36 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Global Tactical Asset Allocation Funds 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Registered Traders Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Montague Place Custody Services 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300AWIZE0SVHHU450 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Fifth Third Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QFROUN1UWUYU0DVIWD51 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
J Aron & Company LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

MXKQVM4U1OHBQWFPG196 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Execution & Clearing, L.P. 
b. SEC file number

8-526 

c. CRD number
000003466 
d. LEI, if any

8B2J4H67N3JPLYJIDE37 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs New Zealand Securities Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Bank USA 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

KD3XUN7C6T14HNAYLU02 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
JBWere Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300S2N3RB5T3LDJ49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Paris Inc. et Cie 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
USI Securities, Inc. 
b. SEC file number

8-50429 

c. CRD number
000043793 
d. LEI, if any

00000000000000000000 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 34
a. Full name
SBI Japannext Co., Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 35
a. Full name
Goldman Sachs do Brasil Banco Multiplo S.A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

D320H52OX3ORPZL51H12 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 36
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

8-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 37
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

8-129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 38
a. Full name
Gsam Services Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KHCNR5IIBHUM44 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 39
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 40
a. Full name
REDI Global Technologies LLC 
b. SEC file number

008-49673 

c. CRD number
000041924 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 41
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 42
a. Full name
Goldman Sachs Collective Trust 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

4HQ85WZTM8OA33324Y03 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 43
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 44
a. Full name
Bids Holdings GP LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 45
a. Full name
Goldman Sachs Asset Management International 
b. SEC file number

N/A 

c. CRD number
000107715 
d. LEI, if any

H78JPHZB1QNX0K20TF95 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 46
a. Full name
Goldman Sachs Australia (UK) Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 47
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 48
a. Full name
Goldman Sachs International Bank 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

N9FYJ29MC81JI74MJE92 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 49
a. Full name
Chartres Trading Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 50
a. Full name
Yarra Funds Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

OKDYXG8MB0EFVAQQ3M05 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 51
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 52
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 53
a. Full name
Beijing Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 54
a. Full name
Global Atlantic Distributors, LLC 
b. SEC file number

8-25027 

c. CRD number
000008326 
d. LEI, if any

0004660158 

e. State, if applicable
CONNECTICUT  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 55
a. Full name
Goldman Sachs Australia Group Holdings Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5V8AKSARQCPN7NTUBB15 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 56
a. Full name
Goldman Sachs New Zealand Management Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 57
a. Full name
KeyBank National Association 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

HUX2X73FUCYHUVH1BK78 

e. State, if applicable
OHIO  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 58
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 59
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 60
a. Full name
Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 61
a. Full name
Irrewarra Investments Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 62
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

0003984222 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 63
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 64
a. Full name
Catumnal Nominees Pty. Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 65
a. Full name
CHX Holdings, Inc. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 66
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 67
a. Full name
Goldman Sachs Australia Futures Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 68
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 69
a. Full name
Wells Fargo Bank, National Association 
b. SEC file number

N/A 

c. CRD number
000165024 
d. LEI, if any

KB1H1DSPRFMYMCUFXT09 

e. State, if applicable
SOUTH DAKOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 70
a. Full name
SLK Index Specialists, LLC 
b. SEC file number

008-44563 

c. CRD number
000031306 
d. LEI, if any

00000000000000000000 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 71
a. Full name
Goldman Sachs Australia Capital Markets Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

FGGD2R1VDFRPRIX22S49 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 72
a. Full name
Goldman Sachs Lending Partners LLC 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5X7O2M1I3LNNJ4E5R997 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 73
a. Full name
Morgan Stanley Smith Barney LLC 
b. SEC file number

8-68191 

c. CRD number
000149777 
d. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 74
a. Full name
Chxbd, LLC 
b. SEC file number

8-69228 

c. CRD number
000166757 
d. LEI, if any

0004517793 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 75
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 76
a. Full name
BIDS Trading L.P. 
b. SEC file number

008-67376 

c. CRD number
000141296 
d. LEI, if any

254900J9JVL76SF70898 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 77
a. Full name
Goldman Sachs Asset Management Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000283221 
d. LEI, if any

549300ZU0JL4V5HE2R11 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 78
a. Full name
OOO Goldman Sachs 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

QTRZTITTAXSZ93PDR170 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 79
a. Full name
Goldman Sachs International Finance 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300WLINR2GUQMGX02 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 80
a. Full name
Goldman Sachs (Monaco) S.A.M. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

00000000000000000000 

e. State, if applicable
 
f. Foreign country, if applicable
MONACO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 81
a. Full name
Equilend LLC 
b. SEC file number

8-53738 

c. CRD number
000119107 
d. LEI, if any

0003039328 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 82
a. Full name
Goldman Sachs Europe Limited 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

5493001DFUDV778ZAQ48 

e. State, if applicable
 
f. Foreign country, if applicable
ISLE OF MAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 83
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
000000000 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 84
a. Full name
Epoch Securities, Inc. 
b. SEC file number

008-52373 

c. CRD number
000103899 
d. LEI, if any

00000000000000000000 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

452,284,289.32000000 

Principal Transactions Record: 2
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

483,548,137.48000000 

Principal Transactions Record: 3
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

156,689,100.51000000 

Principal Transactions Record: 4
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,231,040,186.92000000 

Principal Transactions Record: 5
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

171,821,770.82000000 

Principal Transactions Record: 6
i. Full name of dealer
BB&T Securities, LLC 
ii. SEC file number

8-67486 

iii. CRD number
000142785 
iv. LEI, if any

2549000IB2PRJ20M2Q93 

v. State, if applicable
VIRGINIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

332,000,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Barclays Capital Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

346,019,615.96000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

397,459,011.66000000 

Principal Transactions Record: 9
i. Full name of dealer
MUFG Securities Americas Inc. 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

155,746,724.58000000 

Principal Transactions Record: 10
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

965,327,520.21000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

5,451,393,472.91000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

984,998,444.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

580,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
Citibank N.A. 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Trust 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Trust II 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
GOLDMAN SACHS TRUST 
Date
2019-11-12 
Signature
Peter Fortner 
Title
Vice President